SEC NEWS DIGEST Issue 2006-72 April 14, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF GARY PLAYER DIRECT, INC., ET AL. An Administrative Law Judge has issued an Order Making Findings and Revoking Registrations by Default (Default Order) in the matter of Gary Player Direct, Inc., et al. The Order Instituting Proceedings alleged that Respondents Gary Player Direct, Inc., Gary Player Golf, Inc., Cross Media Marketing Corp., First Chesapeake Financial Corp., and QuadraComm, Inc., failed repeatedly to file required annual and quarterly reports while their securities were registered with the Securities and Exchange Commission. The Default Order finds these allegations to be true and revokes the registrations of each class of registered securities of these Respondents. (Rel. 34-53648; File No. 3-12234) COMMISSION DISMISSES REVIEW PROCEEDING IN THE MATTER OF THE REGISTRATION STATEMENT OF APOLLO PUBLICATION CORPORATION The Commission has dismissed a review proceeding in the matter of the registration statement of Apollo Publication Corporation based on the petitioner's failure to file a brief in support of the petition for review. In dismissing the proceeding, the Commission also gave notice that the Dec. 7, 2005, initial decision of the administrative law judge has become the final decision of the Commission with respect to Apollo Publication Corporation and declared the order contained in that decision suspending the effectiveness of the registration statement of Apollo Publication Corporation effective. (Rel. 34-53651; File No. 3-11625) COMMISSION SANCTIONS VLADLEN "LARRY" VINDMAN FOR PARTICIPATION IN FRAUDULENT SCHEME The Commission has found that Vladlen "Larry" Vindman, a penny stock promoter, engaged in a scheme to inflate artificially the demand for and price of the stock of Marx Toys & Entertainment Corp. The scheme, the Commission found, involved Vindman's own trading and Vindman's orchestration of the trading of a group of associates, as well as attempts to gain the assistance of two registered representatives of a broker-dealer in buying Marx stock and soliciting their customers to buy Marx stock. The Commission concluded that through his conduct, Vindman willfully violated Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b- 5 thereunder, and that sanctions of a penny stock bar, a cease-and- desist order, and a civil penalty of $120,000 should be imposed in the public interest. (Rels. 33-8679; 34-53654; File No. 3-11247) SEC FILES FRAUD CHARGES AGAINST RAMY EL-BATRAWI, ADNAN KHASHOGGI, GENESISINTERMEDIA, AND OTHERS ARISING OUT OF $130 MILLION STOCK LOAN AND MANIPULATION SCHEME On April 13, the Commission filed a complaint in the U.S. District Court for the Central District of California charging Ramy El-Batrawi, Adnan Khashoggi, and others with orchestrating a scheme to manipulate the stock price of GenesisIntermedia, Inc. (GENI), a now-defunct public company that was based in Van Nuys, California. The Commission alleges that the scheme, which occurred between September 1999 and September 2001, resulted in the misappropriation of more than $130 million, the collapse of several broker-dealers, and the largest bailout in the history of the Securities Investor Protection Corporation. According to the complaint, Ramy El-Batrawi, GENI's Chief Executive Officer at the time, and Adnan Khashoggi, with the assistance of Richard J. Evangelista, Wayne Breedon, and Kenneth P. D'Angelo (a stock loan broker previously charged by the SEC and criminal authorities), developed a manipulation scheme by which they could profit from lending GENI shares (rather than selling them). The complaint alleges that El-Batrawi and Khashoggi, through an offshore entity called Ultimate Holdings, loaned approximately 15 million shares of GENI stock to Evangelista's employer at the time, Native Nations Securities, a New Jersey broker-dealer, and more than a dozen other broker-dealers in exchange for cash based upon the market value of the shares. According to the complaint, Ultimate Holdings loaned stock through Native Nations (and other broker-dealers) to Breedon's employer at the time, Deutsche Bank Securities Limited in Canada, and received the current market value of the stock in cash. As GENI's stock price fluctuated, the loaned stock was marked-to-market by the broker- dealers. Ultimate Holdings received additional cash when GENI's price increased, and was obligated to return cash when the stock price dropped. By lending the shares in this manner, El-Batrawi and Khashoggi raised approximately $130 million without giving up control of the stock or depressing the market price for the stock. The complaint also alleges that the defendants inflated GENI's stock price by systematically engaging in fraudulent and deceptive practices that had the intended effect of generating additional cash proceeds from the broker-dealers participating in the stock loan transactions. Their illegal manipulative activities included reducing the supply of GENI stock to control the public float, promoting a short squeeze without disclosing to GENI shareholders that El-Batrawi and Ultimate Holdings had effectively already sold their stock through the stock loans and were attempting to prevent their stock loans from unraveling, and making trades through nominee accounts. The complaint alleges that while these activities were ongoing, El-Batrawi also was secretly compensating Courtney Smith, a well-known financial commentator, to tout GENI on television to create demand for the stock, and, in conjunction with Douglas Jacobson, GENI's chief financial officer at the time, was making false and misleading statements in periodic reports filed with the Commission. The manipulation caused GENI's stock price to increase approximately 1,400%, from a low of $1.67 per share (split adjusted) on September 1, 1999 to a high of $25 per share on June 29, 2001. After the scheme collapsed in September 2001, GENI's stock price plunged to pennies per share. El-Batrawi and Ultimate Holdings then defaulted on their obligations to repay the approximately $130 million they had obtained from the stock loans, which caused several of the broker-dealers in the stock loan chain to go bankrupt. The Commission charged El-Batrawi, Khashoggi, Ultimate Holdings, Evangelista, and Breedon with violating the antifraud provisions of the federal securities laws, specifically Section 17(a) of the Securities Act and Section 10(b) and Rule 10b-5 of the Exchange Act, in connection with the stock loan and manipulation scheme. The Commission also charged GENI, El-Batrawi, and Jacobson with violating these antifraud provisions by making false and misleading statements and material omissions in GENI's filings with the Commission; charged GENI with violating the reporting and books and records provisions of Sections 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13; and charged El-Batrawi and Jacobson with violating Section 13(b)(5) of the Exchange Act and Rules 13b2-1 and 13b2-2 and aiding and abetting GENI's violations of the reporting and books and records provisions. The Commission further charged Ultimate Holdings with making false or misleading statements in certain filings with the Commission, in violation of Section 13(d) of the Exchange Act and Rules 13d-1 and 13d-2. As relief, the Commission is seeking permanent injunctions against all defendants, an accounting of the money that defendants obtained as a result of their illegal conduct, disgorgement (with prejudgment interest), and civil penalties. The Commission is also seeking to bar El-Batrawi, Jacobson, and Khashoggi from serving as officers or directors of a public company. The Commission acknowledges the cooperation of the United States Attorney's Office for the Central District of California and the Federal Bureau of Investigation in this matter. This is the third lawsuit that the Commission has filed in connection with the GENI stock manipulation. See SEC v. Kenneth P. D'Angelo, et al., Litigation Release No. 18344 (Sept. 11, 2003); SEC v. Courtney D. Smith, Litigation Release No. 19064 (Feb. 7, 2005). D'Angelo and his company, RBF International, settled with the Commission; the Commission's case against Smith is pending. [SEC v. Ramy El-Batrawi, et al., USDC, CDCA, 2:06-cv-02247-MRP-RZ] (LR-19655) SEC CHARGES THREE FORMER OFFICERS OF METLIFE INC. SUBSIDIARY NEW ENGLAND FINANCAL WITH FRAUDULENT SCHEME TO HIDE EXPENSES The Commission filed a civil fraud action today in federal district court in Massachusetts against three former officers of New England Financial (NEF), an insurance company subsidiary of MetLife, Inc., for engaging in a scheme to improperly hide NEF expenses that led directly to the publication of materially false financial statements by MetLife and NEF. The three defendants are Thom A. Faria, of Needham, Massachusetts, the former president of the NEF distribution channel and senior vice president of MetLife, Stephen J. McLaughlin, of Plainville, Massachusetts, a former senior vice president of NEF, and William M. Stickney, of Hopkinton, Massachusetts, a former assistant regional vice president at NEF. Without admitting or denying the Commission's allegations, McLaughlin and Stickney each consented to the entry of final judgments enjoining them from future violations of the federal securities laws, ordering payment of disgorgement, prejudgment interest and civil penalties, and imposing a five year officer and director bar on McLaughlin. The Commission's complaint alleges that over a period of years defendants engaged in a scheme to hide certain NEF expenses in an effort to make NEF appear more efficient than it actually was. The complaint alleges that defendants hid certain non-commission expenses by reclassifying them as commission expenses in NEF's internal books and records. According to the complaint, on more than one occasion McLaughlin and Stickney attempted to cover-up their reclassification activity, thereby hindering the ability of MetLife to discover the improper activity sooner. All told, the complaint alleges that the scheme resulted in the improper reclassification of over $100 million in NEF expenses, the direct result of which was the publication of materially false overstatements of MetLife and NEF net income in financial statements filed with the Commission. The complaint alleges that through their fraudulent conduct, defendants violated Section 17(a) of the Securities Act of 1933, Sections 10(b) and 13(b)(5) of the Securities Exchange Act of 1934 and Rules 10b-5 and 13b2-1 thereunder, and Section 34(b) of the Investment Company Act of 1940, as well as aided and abetted uncharged MetLife violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, 13a-11 and 13a-13 thereunder. The complaint also alleges that Faria aided and abetted uncharged MetLife/NEF violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. Without admitting or denying the allegations of the complaint, McLaughlin and Stickney have consented to the entry of final judgments that (1) permanently enjoin them from future violations of Section 17(a) of the Securities Act, Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5 and 13b2-1 thereunder, and Section 34(b) of the Investment Company Act, as well as from aiding and abetting future violations of Sections 13(a), 13(b)(2)(A) and 13(b)(2)(B) of the Exchange Act and Rules 12b-20, 13a-1, 13a-11 and 13a-13 thereunder; (2) require them to pay civil penalties of $30,000 and $15,000, respectively; (3) require them to disgorge $35,625 and $15,800, respectively, plus pre-judgment interest in the amount of $3,822.14 and $1,695.15, respectively; and (4) as to McLaughlin, bars him from serving as an officer and director of a public company for five years. The Commission also announced today that it would not bring any enforcement action against MetLife or NEF because of MetLife's extensive cooperation in the Commission's investigation of the improper reclassifications that are the subject of the Commission's complaint. MetLife's cooperation consisted of prompt self-reporting, an independent internal investigation, sharing the results of that investigation with the government, disciplining responsible wrongdoers, and implementing new controls designed to prevent the recurrence of the improper conduct. [SEC v. Thom A. Faria, Stephen J. McLaughlin and William M. Stickney, USDC, District of Massachusetts, Civil Action No. 06-10657 -RCL] (LR-19656; AAE Rel. No. 2413) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGES A proposed rule change (SR-ISE-2006-16) filed by the International Securities Exchange relating to regulatory fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 17. (Rel. 34-53634) A proposed rule change (SR-Phlx-2006-23) and Amendment No. 1 thereto filed by the Philadelphia Stock Exchange to amend the fees related to off-floor traders has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of April 17. (Rel. 34-53643) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-Amex-2005-075) and Amendments No. 2 and 3 thereto, submitted by the American Stock Exchange relating to the establishment of a new class of Registered Options Trader called a Supplemental Registered Options Trader (SROT). Publication of the order is expected in the Federal Register during the week of April 17. (Rel. 34-53635) The Commission approved a proposed rule change (SR-CBOE-2004-65) filed by the Chicago Board Options Exchange regarding a proposal to amend CBOE Rules 18.10, 18.13 and 18.14 relating to arbitrators who serve as members of the CBOE Arbitration Committee and the removal of arbitrators. Publication of the order is expected in the Federal Register during the week of April 17. (Rel. 34-53637) PROPOSED RULE CHANGE The National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., has filed a proposed rule change (SR-NASD-2006-048) and Amendment No. 1 thereto to modify order delivery charges for orders delivered to Nasdaq Market Center participants. Publication of the proposal is expected in the Federal Register during the week of April 17. (Rel. 34-53644) WITHDRAWALS GRANTED An order has been issued granting the application of AvalonBay Communities, Inc. to withdraw its common stock, $.01 par value, and 8.70% series H cumulative redeemable preferred stock, $.01 par value, from listing and registration on the Pacific Exchange (now known as NYSE Arca, Inc.), effective at the opening of business on April 14. (Rel. 34-53645) An order has been issued granting the application of Avista Corporation to withdraw its common stock, no par value, together with the preferred share purchase rights appurtenant thereto, from listing and registration on the Pacific Exchange (now known as NYSE Arca, Inc.), effective at the opening of business on April 14. (Rel. 34- 53646) An order has been issued granting the application of Chevron Corporation to withdraw its common stock, $.75 par value, from listing and registration on the Pacific Exchange (now known as NYSE Arca, Inc.), effective at the opening of business on April 14. (Rel. 34- 53647) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 MASTEC INC, 800 DOUGLAS ROAD, 12TH FLOOR, CORAL GABLES, FL, 33134, 3055991800 - 0 ($7,735,778.00) Equity, (File 333-133252 - Apr. 13) (BR. 06C) S-4 CLARKE AMERICAN CORP., 10931 LAUREATE DRIVE, SAN ANTONIO, TX, 78249, (210) 697-8888 - 0 ($175,000,000.00) Debt Convertible into Equity, (File 333-133253 - Apr. 13) (BR. 05) S-1 CHART INDUSTRIES INC, 5885 LANDERBROOK DRIVE, SUITE 150, MAYFIELD HEIGHTS, OH, 44124, 4407531490 - 0 ($250,000,000.00) Equity, (File 333-133254 - Apr. 13) (BR. 06C) S-8 UNITED RENTALS INC /DE, FOUR GREENWICH OFFICE PARK, GREENWICH, CT, 06830, 2036223131 - 0 ($83,813,784.00) Equity, (File 333-133256 - Apr. 13) (BR. 06B) S-8 COMPUTER HORIZONS CORP, 49 OLD BLOOMFIELD AVE, MOUNTAIN LAKES, NJ, 07046-1495, 9732994000 - 3,500,000 ($16,792,172.50) Equity, (File 333-133257 - Apr. 13) (BR. 03B) S-8 WORLD HEART CORP, 7799 PARDEE LANE, OAKLAND, CA, 94621, 510-563-5000 - 0 ($16,024,882.00) Equity, (File 333-133258 - Apr. 13) (BR. 10C) S-8 FIDELIS ENERGY INC, 5151 E. BROADWAY, SUITE 1600, TUCSON, AZ, 85711, 520-319-6100 - 10,000,000 ($2,200,000.00) Equity, (File 333-133259 - Apr. 13) (BR. 09A) S-8 SILVER STAR ENERGY INC, SUITE 800, 11300 WEST OLYMPIC BOULEVARD, LOS ANGELES, CA, 90064, 604-682-8468 - 10,000,000 ($3,500,000.00) Equity, (File 333-133260 - Apr. 13) (BR. 04A) S-8 UAP HOLDING CORP, C/O UNITED AGRI PRODUCTS INC, 7251 W 4TH STREET, GREELEY, CO, 80634, 9703554400 - 5,129,423 ($53,918,067.54) Equity, (File 333-133261 - Apr. 13) (BR. 04A) S-8 SVB FINANCIAL GROUP, 3003 TASMAN DR, SANTA CLARA, CA, 95054, 4086547400 - 0 ($39,600,000.00) Equity, (File 333-133262 - Apr. 13) (BR. 07A) S-3 C&D TECHNOLOGIES INC, 1400 UNION MEETING ROAD, PO BOX 3053, BLUE BELL, PA, 19422, 2156192700 - 75,000,000 ($75,000,000.00) Debt Convertible into Equity, 8,854,785 ($0.00) Equity, (File 333-133263 - Apr. 13) (BR. 10A) S-3 VENDINGDATA CORP, 7027337195 - 1,500,000 ($3,720,000.00) Equity, (File 333-133264 - Apr. 13) (BR. 06C) S-8 CATERPILLAR INC, 100 NE ADAMS ST, PEORIA, IL, 61629, 3096751000 - 50,000,000 ($3,767,750,000.00) Equity, (File 333-133265 - Apr. 13) (BR. 10A) S-8 CATERPILLAR INC, 100 NE ADAMS ST, PEORIA, IL, 61629, 3096751000 - 12,000,000 ($904,260,000.00) Equity, (File 333-133266 - Apr. 13) (BR. 10A) S-3 CLINICAL DATA INC, ONE GATEWAY CENTER, SUITE 411, NEWTON, MA, 02158, 6172619933 - 0 ($28,328,444.07) Equity, (File 333-133267 - Apr. 13) (BR. 10A) S-8 FAIR ISAAC CORP, 901 MARQUETTE AVENUE, SUITE 3200, MINNEAPOLIS, MN, 55402, (612) 758-5255 - 2,553,431 ($101,498,882.25) Equity, (File 333-133268 - Apr. 13) (BR. 08C) S-3 CYTRX CORP, 11726 SAN VICENTE BOULEVARD, SUITE 650, LOS ANGELES, CA, 90049, 310-826-5648 - 17,121,750 ($33,661,018.16) Equity, (File 333-133269 - Apr. 13) (BR. 01A) SB-2 BARTER AMERICAS, INC., 113 S.E. 22ND STREET, SUITE 3, BENTONVILLE, AR, 72712, 479-927-1800 - 750,000 ($750,000.00) Other, (File 333-133270 - Apr. 13) (BR. ) S-8 RHODIA, 26 QUAI ALPHONSE LE GALLO, BOULOGNE-BILLANCOURT, I0, 92512, 011-331-5538-4000 - 15,000,000 ($34,200,000.00) Equity, (File 333-133271 - Apr. 13) (BR. 02B) S-3 ELITE PHARMACEUTICALS INC /DE/, 165 LUDLOW AVENUE, NORTHVALE, NJ, 07647, 2017502646 - 9,876,022 ($25,533,656.60) Equity, (File 333-133272 - Apr. 13) (BR. 01A) S-3 ORTHOLOGIC CORP, 1275 WEST WASHINGTON STREET, TEMPE, AZ, 85281, 6024375520 - 2,905,985 ($6,625,331.91) Equity, (File 333-133273 - Apr. 13) (BR. 01B) S-8 CATERPILLAR INC, 100 NE ADAMS ST, PEORIA, IL, 61629, 3096751000 - 1,500,000 ($113,032,500.00) Equity, (File 333-133275 - Apr. 13) (BR. 10A) S-1 MICRO COMPONENT TECHNOLOGY INC, 2340 W COUNTY RD C, ST PAUL, MN, 55113-2528, 6516974000 - 0 ($2,168,986.90) Equity, (File 333-133276 - Apr. 13) (BR. 10B) S-8 SIRIUS SATELLITE RADIO INC, 1221 AVENUE OF THE AMERICAS, 36TH FLOOR, NEW YORK, NY, 10020, 2128995000 - 500,000 ($2,515,000.00) Equity, (File 333-133277 - Apr. 13) (BR. 11B) S-4 Kimball Hill, Inc., 5999 NEW WILKE ROAD, SUITE 504, ROLLING MEADOWS, IL, 60008, (847) 364-7300 - 0 ($203,000,000.00) Other, (File 333-133278 - Apr. 13) (BR. ) S-3 Granite Master Issuer plc, FIFTH FLOOR, 100 WOOD STREET, LONDON, X0, EC2V 7EX, (011 44 20)76065451 - 10,000,000,000 ($10,000,000,000.00) Mortgage Backed Securities, (File 333-133279 - Apr. 13) (BR. 05D) S-1 NAVARRE CORP /MN/, 7400 49TH AVE N, NEW HOPE, MN, 55428, 7635358333 - 0 ($42,725,627.40) Equity, (File 333-133280 - Apr. 13) (BR. 03A) S-8 MARVELL TECHNOLOGY GROUP LTD, CANON'S COURT, 22 VICTORIA STREET, HAMILTON HM 12, D0, 4412966395 - 0 ($1,067,833,697.78) Equity, (File 333-133281 - Apr. 13) (BR. 10B) S-1 Alien Technology Corp, 18220 BUTTERFIELD BLVD., MORGAN HILL, CA, 95037, 408-782-3900 - 0 ($138,000,000.00) Equity, (File 333-133282 - Apr. 13) (BR. ) SB-2 LOUNSBERRY HOLDINGS III INC, 90 GROVE STREET, SUITE 204, RIDGEFIELD, CT, 06877, 203-431-8300 - 10,609,476 ($19,727,636.50) Equity, (File 333-133283 - Apr. 13) (BR. 09) S-4 SELECT MEDICAL HOLDINGS CORP, C/O SELECT MEDICAL CORP, 4716 OLD GETTYSBURG RD, MECHANICSBURG, PA, 17055, 0 ($175,000,000.00) Debt, (File 333-133284 - Apr. 13) (BR. ) S-3ASR ARCHSTONE SMITH OPERATING TRUST, 9200 E PANORAMA CIRCLE, STE 400, ENGLEWOOD, CO, 80112, 3037085959 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-133285 - Apr. 13) (BR. 08A) S-3ASR ARCHSTONE SMITH TRUST, 9200 E PANORAMA CIRCLE, STE 400, ENGLEWOOD, CO, 80112, 3037085959 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-133286 - Apr. 13) (BR. 08A) S-3 Red Lion Hotels CORP, 201 W NORTH RIVER DRIVE, SUITE 100, SPOKANE, WA, 99201, 5094596100 - 0 ($78,746,250.00) Equity, (File 333-133287 - Apr. 13) (BR. 08C) S-8 FONIX CORP, 9350 SOUTH 150 EAST, SUITE 700, SANDY, UT, 84070, 8015536600 - 20,000,000 ($200,000.00) Equity, (File 333-133288 - Apr. 13) (BR. 11C) S-8 SMART VIDEO TECHNOLOGIES INC, 3505 KOGER BOULEVARD, SUITE 400, DELUTH, GA, 30093, 7072793100 - 15,000,000 ($28,500,000.00) Equity, (File 333-133289 - Apr. 13) (BR. 08C) F-3 QSOUND LABS INC, 400-3115 12 STREET NE, CALGARY, A0, T2E7J2, 403 291 2492 - 1,282,692 ($5,412,749.00) Equity, (File 333-133290 - Apr. 13) (BR. 11B) S-3 FOCUS ENHANCEMENTS INC, 1370 DELL AVE, CAMPBELL, CA, 95008, 4088668300 - 0 ($11,437,418.00) Equity, (File 333-133291 - Apr. 13) (BR. 03C) S-8 SKILLSOFT PUBLIC LIMITED CO, 107 NORTHEASTERN BOULEVARD, NASHUA, NH, 03062, 603-324-3000 - 5,100,000 ($25,857,000.00) Equity, (File 333-133292 - Apr. 13) (BR. 03B) S-4 Halo Technology Holdings, Inc., 151 RAILROAD AVENUE, GREENWICH, CT, 06830, (212) 962-9277 - 0 ($7,200,000.00) Equity, (File 333-133293 - Apr. 13) (BR. 03A) SB-2 I2 TELECOM INTERNATIONAL INC, 3102 MAPLE AVE, STE 230, DALLAS, TX, 75201, 2149697200 - 161,154,113 ($22,561,575.82) Equity, (File 333-133294 - Apr. 13) (BR. 11A) SB-2 AZTEK VENTURES INC., 435 MARTIN STREET, SUITE 3080, BLAINE, WA, 98230, 3660-332-3170 - 2,140,625 ($107,031.25) Equity, (File 333-133295 - Apr. 13) (BR. ) S-3 EPIQ SYSTEMS INC, 501 KANSAS AVENUE, KANSAS CITY, KS, 66105-1309, 9136219500 - 0 ($22,309,578.00) Equity, (File 333-133296 - Apr. 13) (BR. 03A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- AAR CORP DE 1.01,5.02,9.01 04/11/06 ACL SEMICONDUCTOR INC 1.01,9.01 04/13/06 ADAM INC GA 1.01,5.02 04/10/06 ADVANCE TECHNOLOGIES INC NV 8.01 04/13/06 Advanced BioEnergy, LLC DE 1.01,5.02 04/07/06 Advanced BioPhotonics Inc. DE 8.01,9.01 04/13/06 ADVANCED POWER TECHNOLOGY INC 8.01,9.01 04/13/06 AFFIRMATIVE INSURANCE HOLDINGS INC DE 2.02,7.01,8.01,9.01 04/11/06 ALCOA INC PA 2.02,9.01 04/10/06 ALEXION PHARMACEUTICALS INC DE 1.01 04/07/06 ALLIED HOLDINGS INC GA 7.01,9.01 04/13/06 AMARU INC NV 2.01,9.01 04/07/06 AMEDIA NETWORKS, INC. DE 1.01,2.03,3.02,9.01 04/07/06 American Home Mortgage Investment Tru DE 2.01,9.01 03/29/06 ANIMAL CLONING SCIENCES INC WA 4.01 12/31/04 Apple REIT Seven, Inc. VA 1.01 04/11/06 ARAMARK CORP/DE DE 1.01,9.01 04/07/06 ARPEGGIO ACQUISITION CORP DE 1.01,7.01,9.01 04/10/06 AMEND ARTESIAN RESOURCES CORP DE 8.01 04/11/06 ASCENDANT SOLUTIONS INC DE 2.02,9.01 04/13/06 AspenBio Pharma, Inc. CO 3.02,8.01,9.01 04/13/06 AspenBio Pharma, Inc. CO 3.02,8.01,9.01 04/13/06 AMEND Aspreva Pharmaceuticals CORP A1 2.02,9.01 04/13/06 ATLAS AIR WORLDWIDE HOLDINGS INC DE 2.02,9.01 04/13/06 ATMOS ENERGY CORP TX 5.02,9.01 04/13/06 AUTOMATIC DATA PROCESSING INC DE 8.01,9.01 04/13/06 AUTOSTRADA MOTORS INC UT 7.01,9.01 04/13/06 AUXILIO INC NV 1.01,1.02,2.02, 04/07/06 2.03,3.02,7.01,9.01 AVANEX CORP DE 1.01,5.02 04/10/06 Banc of America Alternative Loan Trus DE 8.01,9.01 03/30/06 Banc of America Funding 2006-3 Trust DE 8.01,9.01 03/30/06 BANK JOS A CLOTHIERS INC /DE/ DE 8.01,9.01 04/12/06 BANK OF NEW YORK CO INC NY 1.01,9.01 04/07/06 BANK OF THE OZARKS INC AR 2.02,7.01,9.01 04/12/06 BASIC ENERGY SERVICES INC 1.01,2.03,7.01,8.01,9.01 04/07/06 BAUSCH & LOMB INC NY 8.01,9.01 04/10/06 BIG FLASH CORP DE 1.01,2.01,3.02,9.01 04/10/06 BILL BARRETT CORP 5.02 04/11/06 BIONOVO INC DE 5.02,9.01 04/12/06 BLACK BOX CORP DE 1.01,9.01 04/10/06 BRITTON & KOONTZ CAPITAL CORP MS 2.02,9.01 04/13/06 Brookdale Senior Living Inc. DE 1.01,2.01,9.01 04/13/06 BURLINGTON COAT FACTORY WAREHOUSE COR DE 8.01 04/13/06 BUTLER INTERNATIONAL INC /MD/ MD 4.02 04/13/06 CABCO TRUST FOR TEXACO CAPITAL INC. G DE 8.01,9.01 04/01/06 CALA CORP OK 2.01 04/13/06 CALAVO GROWERS INC CA 1.01 04/12/06 CALLIDUS SOFTWARE INC 1.01,9.01 04/13/06 CAPITAL REALTY INVESTORS III LTD PART MD 1.02 04/13/06 CARRAMERICA REALTY CORP MD 8.01,9.01 04/13/06 CASCADE BANCORP OR 2.02,7.01,9.01 04/13/06 CASEYS GENERAL STORES INC IA 7.01 04/13/06 CASPIAN SERVICES INC NV 3.02,9.01 04/10/06 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 04/12/06 CH ENERGY GROUP INC NY 8.01 04/12/06 CHARYS HOLDING CO INC 9.01 11/17/05 AMEND CHASE CORP MA 2.02,9.01 04/10/06 CHATTEM INC TN 5.02 04/12/06 CHENIERE ENERGY INC DE 1.01,9.01 04/13/06 CHEVRON PHILLIPS CHEMICAL CO LLC DE 5.02,9.01 04/12/06 CITADEL BROADCASTING CORP DE 1.01,5.02,9.01 04/10/06 CITIGROUP INC DE 9.01 04/13/06 CITIZENS COMMUNICATIONS CO DE 1.02,5.02,8.01,9.01 04/13/06 CLEAN WATER TECHNOLOGIES INC DE 8.01,9.01 04/13/06 CLEVELAND CLIFFS INC OH 1.01 04/13/06 Coconut Palm Acquisition Corp. DE 1.01,7.01,9.01 04/07/06 COLORADO WYOMING RESERVE CO WY 8.01 04/12/06 COMMERCE DEVELOPMENT CORP LTD 1.01,5.03,8.01,9.01 04/07/06 COMMUNITY BANCORP /VT VT 8.01,9.01 04/12/06 COMMUNITY VALLEY BANCORP CA 2.02,9.01 04/13/06 COMPREHENSIVE CARE CORP DE 8.01,9.01 04/13/06 Comtech Group Inc MD 4.01 04/13/06 COMVERSE TECHNOLOGY INC/NY/ NY 1.01,7.01,9.01 03/27/06 CONSECO INC DE 7.01,9.01 04/13/06 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 04/12/06 CORNELL COMPANIES INC DE 1.01,9.01 04/07/06 Cornerstone Core Properties REIT, Inc MD 8.01 03/30/06 COST PLUS INC/CA/ CA 1.01,1.02,2.03 04/07/06 COURIER CORP MA 2.02,9.01 04/13/06 CRDENTIA CORP DE 7.01,9.01 04/13/06 CREDIT ONE FINANCIAL INC 1.01 04/13/06 CROFF ENTERPRISES INC UT 4.01 03/31/06 AMEND CROWLEY MARITIME CORP DE 4.02 04/07/06 CRYO CELL INTERNATIONAL INC DE 2.02,9.01 04/13/06 CRYOLIFE INC FL 2.02,9.01 04/13/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 03/29/06 DANA CORP VA 1.01 04/12/06 DARLING INTERNATIONAL INC DE 1.01,1.02,2.03,9.01 04/07/06 DECORIZE INC DE 1.01,9.01 03/31/06 AMEND DEL MONTE FOODS CO DE 7.01,9.01 04/13/06 DELTA PETROLEUM CORP/CO CO 8.01 03/31/06 DEXCOM INC 1.01,9.01 04/10/06 DICKIE WALKER MARINE INC 1.01,9.01 04/07/06 DJ ORTHOPEDICS INC DE 1.01,2.01,2.03,9.01 04/07/06 DOUBLE EAGLE PETROLEUM CO MD 7.01,9.01 04/12/06 DYNEGY INC /IL/ IL 7.01,9.01 04/13/06 EASTON-BELL SPORTS, INC. DE 1.01,5.02,9.01 04/10/06 EATON VANCE CORP MD 7.01,9.01 04/13/06 ECC Capital CORP 1.01,9.01 04/07/06 ECHELON ACQUISITION CORP. DE 5.01,5.02,9.01 01/10/06 ECHOSTAR COMMUNICATIONS CORP NV 8.01 04/12/06 EDENTIFY, INC. NV 1.01 04/07/06 EMERGING GAMMA CORP DE 2.01,3.02,5.01,5.02, 04/07/06 5.03,5.06,8.01 ENDWAVE CORP DE 1.01 03/31/06 ERIE INDEMNITY CO PA 5.02,9.01 04/13/06 ESCALADE INC IN 2.02,9.01 04/13/06 EVCI Career Colleges Holding Corp DE 8.01,9.01 04/10/06 Federal Home Loan Bank of Boston X1 2.03 04/10/06 Federal Home Loan Bank of Chicago X1 2.03 04/10/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 04/10/06 Federal Home Loan Bank of New York X1 2.03,9.01 04/11/06 FIELDSTONE INVESTMENT CORP 1.01,9.01 04/10/06 FINDEX COM INC NV 2.03,9.01 04/07/06 FINLAY ENTERPRISES INC /DE DE 1.01,9.01 04/07/06 FINLAY FINE JEWELRY CORP DE 1.01,9.01 04/07/06 FIRST BANCORP /PR/ PR 3.01,8.01,9.01 04/10/06 First Horizon Asset Sec HELOC Notes S DE 8.01,9.01 03/30/06 FIRST NIAGARA FINANCIAL GROUP INC DE 2.02,9.01 04/13/06 FNB BANCORP/CA/ 8.01,9.01 04/12/06 Fremont Home Loan Trust 2006-1 DE 9.01 04/12/06 FRONTIER FUND DE 1.02,8.01 04/12/06 FUELNATION INC FL 2.02,7.01,9.01 04/11/06 GameStop Corp. DE 1.01,9.01 04/13/06 GASTAR EXPLORATION LTD 3.02,9.01 04/13/06 GENERAL ELECTRIC CO NY 2.02,7.01,8.01 04/13/06 GENERAL MOTORS CORP DE 1.01 04/13/06 GENESIS BIOVENTURES INC NY 1.01,5.02,9.01 03/31/06 GLADSTONE COMMERCIAL CORP MD 5.03,7.01,9.01 04/12/06 GLOBAL AIRCRAFT SOLUTIONS, INC. AZ 2.02,7.01,9.01 04/13/06 GLOBAL ENTERTAINMENT CORP NV 1.01,3.02,5.02,9.01 04/07/06 GMACM Mortgage Loan Trust 2006-AR2 8.01,9.01 04/13/06 GRAND HAVANA ENTERPRISES INC DE 3.01 04/13/06 GRANDSOUTH BANCORPORATION SC 2.02,9.01 04/12/06 GREAT CHINA MINING, INC NV 8.01,9.01 04/13/06 GREENBRIER COMPANIES INC DE 1.01,9.01 04/07/06 GSR Mortgage Loan Trust 2006-3F DE 8.01 04/13/06 GSR Trust 2005-HEL1 9.01 12/29/05 GTSI CORP DE 2.02,8.01,9.01 04/13/06 HAMPTON ROADS BANKSHARES INC VA 2.02,7.01,9.01 04/13/06 HANCOCK FABRICS INC DE 8.01 04/13/06 HANOVER DIRECT INC DE 5.02 04/13/06 Harborview 2006-2 DE 8.01 03/31/06 HEARUSA INC DE 8.01 04/10/06 HEMISPHERX BIOPHARMA INC DE 7.01,8.01,9.01 04/13/06 HOME FEDERAL BANCORP, INC. OF LOUISIA 7.01,9.01 04/12/06 HOME PROPERTIES INC MD 2.01,9.01 04/13/06 HomeBanc 2006-1 DE 8.01 03/31/06 HORTON D R INC /DE/ DE 8.01,9.01 04/11/06 ICU MEDICAL INC/DE DE 8.01,9.01 04/13/06 IMAGE INNOVATIONS HOLDINGS INC NV 5.02,8.01,9.01 04/06/06 IMPRESO INC DE 9.01 04/12/06 INDEPENDENT BANK CORP MI 9.01 04/12/06 Index Oil & Gas Inc. NV 8.01,9.01 03/15/06 INFOSONICS CORP 7.01,9.01 04/13/06 INFOTEC BUSINESS SYSTEMS INC NV 5.02 04/07/06 ING USA Global Funding Trust 1 IA 9.01 04/03/06 INNKEEPERS USA TRUST/FL MD 8.01,9.01 04/13/06 INNKEEPERS USA TRUST/FL MD 8.01,9.01 04/13/06 INNUITY, INC. /UT/ UT 1.01 03/09/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 1.01,9.01 04/11/05 INTELLIGROUP INC NJ 1.01,9.01 04/06/06 INTER TEL INC AZ 1.01 04/07/06 INTERCHANGE FINANCIAL SERVICES CORP / NJ 1.01,9.01 04/12/06 INTERNATIONAL MONETARY SYSTEMS LTD /W WI 1.01,2.01,9.01 04/12/06 INTERSTATE HOTELS & RESORTS INC DE 5.02 04/07/06 Ispat Inland L.P. DE 8.01,9.01 04/10/06 J P MORGAN CHASE & CO DE 8.01,9.01 04/07/06 JMAR TECHNOLOGIES INC DE 5.02,8.01,9.01 04/12/06 JMAR TECHNOLOGIES INC DE 1.01 04/08/06 JOURNAL REGISTER CO DE 2.02,7.01,9.01 04/13/06 JPMAC 2006-FRE2 DE 8.01,9.01 04/13/06 KAIROS HOLDINGS INC 2.01,9.01 04/06/06 KIMBERLY CLARK CORP DE 1.01,7.01,9.01 04/13/06 KOSS CORP DE 2.02,9.01 04/12/06 LAKELAND BANCORP INC NJ 2.02,9.01 04/13/06 LASALLE HOTEL PROPERTIES MD 7.01 04/12/06 LEGGETT & PLATT INC MO 8.01,9.01 04/13/06 LIBERTY PROPERTY TRUST MD 1.01 04/11/06 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 04/13/06 Linn Energy, LLC DE 1.01,1.02,2.03,9.01 04/07/06 LONGS DRUG STORES CORP MD 7.01,9.01 04/12/06 LUNA TECHNOLOGIES INTERNATIONAL INC 1.01,9.01 04/07/06 LYONDELL CHEMICAL CO DE 8.01,9.01 04/13/06 M B A HOLDINGS INC NV 4.01,9.01 04/10/06 MACDERMID INC CT 2.02,9.01 03/31/06 MAGELLAN HEALTH SERVICES INC DE 8.01,9.01 04/13/06 MANATRON INC MI 2.01,9.01 02/01/06 AMEND MARINER ENERGY INC DE 1.01,8.01,9.01 04/07/06 MARLIN BUSINESS SERVICES CORP 5.02 04/12/06 MASSEY ENERGY CO DE 4.01,9.01 04/11/06 MASSEY ENERGY CO DE 8.01,9.01 04/13/06 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 04/13/06 MASTR Alternative Loan Trust 2006-2 DE 8.01,9.01 04/13/06 MASTR Asset Securitization Trust 2006 DE 8.01,9.01 04/13/06 MAXTOR CORP DE 8.01 04/13/06 MAXXAM INC DE 8.01 04/13/06 MAYFAIR MINING & MINERALS INC NV 1.01,9.01 04/07/06 MBT FINANCIAL CORP MI 2.02,9.01 04/12/06 MCCLATCHY CO DE 9.01 04/12/06 MCCLATCHY CO DE 9.01 04/12/06 MCDONALDS CORP DE 2.02,9.01 04/13/06 MDU COMMUNICATIONS INTERNATIONAL INC DE 7.01,9.01 04/13/06 MedAire, Inc. NV 8.01,9.01 04/10/06 MedAire, Inc. NV 8.01,9.01 04/12/06 MEDTOX SCIENTIFIC INC DE 2.02,9.01 04/12/06 MEDTRONIC INC MN 8.01,9.01 04/13/06 MELLON BANK N A MA 8.01,9.01 04/11/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 04/13/06 MERRIMAC INDUSTRIES INC DE 1.01,9.01 04/11/06 MGIC INVESTMENT CORP WI 2.02,9.01 04/13/06 MICROSEMI CORP DE 8.01,9.01 04/13/06 MICROSOFT CORP WA 5.02,9.01 04/13/06 MILLENNIUM CHEMICALS INC DE 8.01,9.01 04/13/06 MINDEN BANCORP INC 7.01,9.01 04/12/06 Mittal Steel USA Inc. DE 1.01 04/13/06 MOSAIC CO 2.02,9.01 04/11/06 MOVIE GALLERY INC DE 5.02,8.01,9.01 04/12/06 NANOMETRICS INC CA 2.02,9.01 04/12/06 NBC CAPITAL CORP MS 2.02,9.01 04/13/06 NCI BUILDING SYSTEMS INC DE 1.01,2.01,2.03,9.01 04/07/06 NCT GROUP INC DE 1.01,2.03,3.02 04/07/06 NEORX CORP WA 3.03,5.02,8.01,9.01 04/10/06 NEUTRON ENTERPRISES INC 1.01,2.03,9.01 03/30/06 NEW JERSEY MINING CO ID 3.02,9.01 04/13/06 New York & Company, Inc. 7.01,9.01 04/13/06 NEW YORK COMMUNITY BANCORP INC DE 1.01,9.01 04/11/06 NEW YORK TIMES CO NY 2.02,9.01 04/13/06 NEWS CORP 1.01,9.01 04/12/06 NORTHWESTERN CORP DE 8.01,9.01 04/12/06 NS8 CORP DE 1.01 04/13/06 NT HOLDING CORP. DE 1.01,9.01 04/07/06 OHIO VALLEY BANC CORP OH 2.02,9.01 03/31/06 OTTER TAIL CORP MN 1.01,5.02,9.01 04/09/06 PACIFIC GOLD CORP NV 1.01,3.02,3.03,9.01 04/12/06 PANERA BREAD CO DE 7.01,9.01 04/13/06 PC TEL INC DE 2.05,2.06 04/07/06 PEAK INTERNATIONAL LTD D0 1.01,5.02,9.01 04/10/06 PERFORMANCE FOOD GROUP CO TN 1.01,9.01 04/10/06 PIZZA INN INC /MO/ MO 2.02,9.01 04/11/06 PLUM CREEK TIMBER CO INC DE 5.02,9.01 04/11/06 POLARIS INDUSTRIES INC/MN MN 2.02 04/13/06 PORTAL SOFTWARE INC DE 2.04 04/07/06 PRAECIS PHARMACEUTICALS INC DE 1.01,3.02 04/07/06 PS BUSINESS PARKS INC/CA CA 2.03 04/11/06 RADNOR HOLDINGS CORP DE 2.02,9.01 04/12/06 RADVIEW SOFTWARE LTD 5.02 04/07/06 RAPTOR NETWORKS TECHNOLOGY INC 4.02 04/10/06 RASC Series 2006-KS3 Trust DE 8.01,9.01 04/12/06 RBC Bearings INC 1.01,8.01,9.01 04/13/06 REGIS CORP MN 2.02,9.01 04/12/06 RELATIONSERVE MEDIA INC 3.02 04/09/06 RESTAURANT CO DE 2.02 04/12/06 RFMSI Series 2006-S3 Trust DE 8.01,9.01 04/11/06 RICHARDSON ELECTRONICS LTD/DE DE 2.02 04/12/06 ROBERTS REALTY INVESTORS INC GA 5.02 04/12/06 ROWE COMPANIES NV 2.02,9.01 04/07/06 SADDLEBROOK RESORTS INC FL 4.02,9.01 04/10/06 SAGEMARK COMPANIES LTD NY 1.01,9.01 04/11/06 SBA COMMUNICATIONS CORP FL 8.01,9.01 04/12/06 SCBT FINANCIAL CORP SC 2.02,9.01 04/13/06 SCHLOTZSKYS INC TX 1.03,9.01 04/05/06 SCRIPPS E W CO /DE OH 5.02,9.01 04/10/06 SEAGATE TECHNOLOGY E9 8.01 04/13/06 Sealy Mattress CORP DE 2.02,9.01 04/12/06 SECURED DIGITAL APPLICATIONS INC DE 4.01 04/13/06 SHUFFLE MASTER INC MN 1.01 04/13/06 SHUFFLE MASTER INC MN 2.01,9.01 02/01/06 AMEND SIERRA PACIFIC RESOURCES /NV/ NV 8.01 04/12/06 SIMMONS CO DE 1.01,5.02,9.01 04/07/06 SMTC CORP DE 1.01,9.01 12/14/05 SNRG CORP NV 5.02,9.01 03/29/06 SoftNet Technology Corp. NV 2.01,9.01 01/23/06 AMEND Solo Cup CO DE 8.01,9.01 04/13/06 SOLOMON TECHNOLOGIES INC DE 1.01,2.03 04/07/06 SONEX RESEARCH INC MD 8.01 04/13/06 SOUTHCOAST FINANCIAL CORP SC 2.02,9.01 04/07/06 SOUTHERN STAR CENTRAL CORP DE 7.01,9.01 04/12/06 SPATIALIGHT INC NY 1.01,9.01 04/07/06 SPECTRX INC DE 5.02 04/10/06 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 1.01,1.02,2.01, 04/07/06 2.03,5.03,8.01,9.01 STEEL DYNAMICS INC IN 2.01,9.01 04/12/06 STEEL TECHNOLOGIES INC KY 7.01,9.01 04/13/06 STEINER LEISURE LTD C5 1.01 03/31/06 STEINER LEISURE LTD C5 1.01,5.02 04/13/06 STEVEN MADDEN, LTD. DE 1.01,9.01 04/10/06 STEWARDSHIP FINANCIAL CORP NJ 4.01,9.01 03/10/06 AMEND STRATS(SM) Trust for Goldman Sachs Gr 8.01,9.01 03/31/06 STRATUS SERVICES GROUP INC DE 7.01,9.01 04/13/06 StrikeForce Technologies Inc. NJ 4.01,9.01 03/31/06 AMEND SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 04/13/06 SUN NEW MEDIA INC. MN 2.01,3.02,9.01 01/27/06 AMEND SUPREME REALTY INVESTMENTS, INC. 1.01,5.01,5.02,9.01 04/12/06 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 8.01,9.01 04/13/06 Tarpon Industries, Inc. MI 5.02 04/12/06 TCF FINANCIAL CORP DE 1.01,9.01 04/08/06 TENNECO INC DE 8.01 04/11/06 TESORO CORP /NEW/ DE 2.02,9.01 04/12/06 TEXHOMA ENERGY INC 4.01,9.01 03/03/06 AMEND Thornburg 2006-2 DE 8.01 03/30/06 TIVO INC DE 5.02 04/13/06 TOPPS CO INC DE 8.01 04/11/06 TORCHMARK CORP DE 5.02,9.01 04/12/06 TRANS ENERGY INC NV 2.01,5.02,9.01 04/07/06 TRANS WORLD ENTERTAINMENT CORP NY 2.02,9.01 04/13/06 TRIAD FINANCIAL CORP CA 5.02 04/13/06 TRIBUNE CO DE 2.02,9.01 04/13/06 TRIPLE-S MANAGEMENT CORP 2.01,9.01 01/31/06 AMEND TRM CORP OR 5.02,9.01 04/07/06 TRUEYOU.COM DE 7.01,9.01 04/10/06 TRUSTMARK CORP MS 8.01 04/12/06 TRUSTMARK CORP MS 8.01 04/12/06 Tube Media Corp. CO 1.01,2.03,9.01 02/01/06 UIL HOLDINGS CORP CT 1.01,9.01 04/13/06 Under Armour, Inc. MD 1.01,9.01 04/07/06 UNITED ONLINE INC DE 1.01,2.01,9.01 04/09/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01 04/13/06 USA TECHNOLOGIES INC PA 5.02 04/12/06 VALENCE TECHNOLOGY INC DE 8.01,9.01 04/13/06 VERILINK CORP DE 1.01,1.02,1.03,2.04, 04/13/06 3.01,5.02,9.01 VIACELL INC 1.01,9.01 04/10/06 VIASPACE Inc. NV 1.01,9.01 04/13/06 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 04/13/06 VISEON INC NV 7.01 04/13/06 VSB BANCORP INC NY 2.02,9.01 04/13/06 Wachovia Bank Commercial Mortgage Tru NC 1.01,9.01 03/30/06 WALGREEN CO IL 5.02,9.01 04/10/06 Washington Mutual Mortgage Pass-Throu DE 9.01 03/29/06 WELLCO ENTERPRISES INC NC 8.01 04/13/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 03/30/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 03/30/06 WESCO INTERNATIONAL INC DE 5.02 04/13/06 WILLBROS GROUP INC R1 1.01,9.01 04/05/06 WILLIAMS SCOTSMAN INTERNATIONAL INC DE 1.01,8.01,9.01 04/12/06 WORLD GOLF LEAGUE INC DE 1.01,4.02,9.01 03/29/06 XYBERNAUT CORP DE 1.01 04/07/06 Zann Corp NV 5.02,9.01 04/10/06 ZEVEX INTERNATIONAL INC NV 1.01 04/13/06