CHX Rulemaking Archive: 2003

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Note: Only selected Self-Regulatory Organization rule proposals were posted to the SEC web site prior to 2004. To obtain copies of releases not appearing on the web site, please refer to How to Request Public Documents.

Chronological List

CHX File Number List for 2003

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Chronological List

Release No.	Date	Details
SR-CHX-2003-31
34-48734	Oct. 31, 2003	Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies
SR-CHX-2003-15
34-48447	Sep. 4, 2003	Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities See also:  Notice: Rel. No. 34-48076
SR-CHX-2003-15
34-48076	Jun. 23, 2003	Notice of Filing of Proposed Rule Change To Amend the Membership Dues and Fees Schedule To Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities See also:  Order: Rel. No. 34-48447 Comments received are available for this notice.

CHX File Number List for 2003

Release No.	Date	Details
SR-CHX-2003-31
34-48734	Oct. 31, 2003	Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto and Order Granting Accelerated Approval to a Proposed Rule Change and Amendment No. 1 Thereto Relating to Shareholder Approval of Equity Compensation Plans and the Voting of Proxies
SR-CHX-2003-25
34-49496	Mar. 29, 2004	Order Granting Approval to Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Stop Order Handling Rules
SR-CHX-2003-24
34-49774	May 26, 2004	Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to the Definition of Primary Market
34-49437	Mar. 17, 2004	Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Definition of Primary Market Comments due:  April 14, 2004
SR-CHX-2003-21
34-49736	May 19, 2004	Order Approving Proposed Rule Change and Amendment No. 1 and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Relating to the Price Improvement of Orders Executed Automatically on the Exchange
34-49530	Apr. 6, 2004	Notice of Filing of Proposed Rule Change and Amendment No. 1 Relating to the Price Improvement of Orders Executed Automatically on the Exchange Comments due:  June 16, 2004
SR-CHX-2003-19
34-49911	Jun. 24, 2004	Order Approving Proposed Rule Change and Notice of Filing and Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Governance of Issuers on the Exchange
SR-CHX-2003-15
34-48447	Sep. 4, 2003	Order Granting Approval to Proposed Rule Change to Amend the CHX Membership Dues and Fees Schedule to Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities
34-48076	Jun. 23, 2003	Notice of Filing of Proposed Rule Change To Amend the Membership Dues and Fees Schedule To Increase the Specialist Tape Credits for Certain Trades in Tape A and Tape B Securities Comments received are available for this notice.
SR-CHX-2003-07
34-50619	Nov. 2, 2004	Order Granting Approval of Proposed Rule Change and Amendments No. 1 and No. 2 Thereto Relating to Out-of-Range Execution Rules
34-50417	Sep. 21, 2004	Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Out-of-Range Execution Rules Comments due:  October 20, 2004

http://www.sec.gov/rules/sro/chx/chxarchive/chxarchive2003.shtml