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![](https://webarchive.library.unt.edu/web/20120924230256im_/http://www.sec.gov/images/pixel.gif) |
Amendments to Regulation SHO (Interim final temporary rule)
[Release No. 34-58773; File No. S7-30-08]
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Aug. 13, 2009 | Peter J. Driscoll, Chairman, and John C. Giesea, President & CEO, Security Traders Association |
Jul. 22, 2009 | Didrik P. Stene, Martinez, California |
Jun. 19, 2009 | Thomas J. Perna, Quadriserv, Inc. |
Jun. 11, 2009 | Dave Patch |
Jun. 1, 2009 | William E. Weaver, PhD, McKinleyville, California |
Jun. 1, 2009 | Bruce Denike, professional trader, New York, New York |
May 30, 2009 | Thomas Holmes |
May 4, 2009 | Paul Case, Northport, New York |
Apr. 16, 2009 | Memorandum from the Office of Economic Analysis regarding the Impact of Recent SHO Rule Changes on Fails to Deliver |
Apr. 9, 2009 | Ernest T. Carter, Investor, Louisa, Virginia |
Apr. 8, 2009 | Anonymous |
Apr. 8, 2009 | Tim |
Apr. 8, 2009 | William Jones |
Apr. 6, 2009 | Rick Scullion |
Apr. 6, 2009 | Dr. Jim DeCosta |
Apr. 4, 2009 | Dr. Jim DeCosta |
Apr. 2, 2009 | Patrick J. Healy |
Apr. 2, 2009 | Steve Lupkin |
Apr. 2, 2009 | David Patch |
Mar. 27, 2009 | Edward Salvato, Sammamish, Washington |
Mar. 25, 2009 | Roel C. Campos, Esq., Partner in Charge, Cooley Godward Kronish LLP, Washington, District of Columbia |
Mar. 21, 2009 | Chad Andrews, Illinois |
Mar. 20, 2009 | Memorandum from the Office of Economic Analysis regarding the Impact of Recent SHO Rule Changes on Fails to Deliver |
Mar. 19, 2009 | Bob O'Brien, www.thesanitycheck.com |
Mar. 19, 2009 | David Patch |
Mar. 15, 2009 | Dr. Jim DeCosta |
Mar. 14, 2009 | Rick Crew |
Mar. 12, 2009 | Thomas Welington, American, New York |
Mar. 12, 2009 | Harold Kumar |
Mar. 12, 2009 | Kathleen K., SLC, Utah |
Mar. 12, 2009 | Didrik P. Stene |
Mar. 11, 2009 | Vaughan Martin |
Mar. 11, 2009 | Roy James |
Mar. 11, 2009 | Charles J. Grenier, Retired, Troy, New York |
Mar. 11, 2009 | Rick Crew |
Mar. 11, 2009 | Sokr Dude |
Mar. 10, 2009 | Dr. Jim DeCosta |
Mar. 9, 2009 | Tony Bo |
Mar. 8, 2009 | James Price |
Mar. 7, 2009 | Sheldan Collins, Spontaneous Accomplishments, LLC |
Mar. 7, 2009 | Mark Milstein |
Mar. 6, 2009 | Daniel E. Schoonover |
Mar. 6, 2009 | Dr. Jim DeCosta |
Mar. 5, 2009 | Joe Pacor |
Mar. 5, 2009 | Dr. Jim DeCosta |
Mar. 4, 2009 | Dr. Jim DeCosta |
Mar. 4, 2009 | Virginia Soyars, Summerfield, North Carolina |
Mar. 4, 2009 | David Patch |
Mar. 2, 2009 | Paul Reisdorf, Dunlap, Illinois |
Mar. 2, 2009 | Dr. Jim DeCosta |
Feb. 23, 2009 | Dr. Jim DeCosta |
Feb. 19, 2009 | Dave Patch |
Feb. 17, 2009 | Dr. Jim DeCosta |
Jan. 29, 2009 | David Humphreville, President, The Specialist Association at the NYSE, New York, New York |
Jan. 28, 2009 | Robert Northrop, Rockville, Maryland |
Jan. 26, 2009 | Peter J.Chepucavage, The International Association of Small Broker Dealers and Advisors |
Jan. 22, 2009 | Thomas Vallarino, National Investor Protection Coalition |
Jan. 19, 2009 | David Patch |
Jan. 14, 2009 | David Patch, Site Manager, www.investigatethesec.com |
Jan. 12, 2009 | Peter J. Driscoll, Chairman, Security Traders Association and John C. Giesea,
President & CEO, Security Traders Association |
Jan. 6, 2009 | Anonymous |
Jan. 2, 2009 | Michael Beem |
Dec. 29, 2008 | Eric Swanson, General Counsel, BATS Exchange, Inc., New York, New York |
Dec. 23, 2008 | Michael P. McAuley, Chair, Committee on Securities Lending, The Risk Management Association |
Dec. 23, 2008 | Edward J. Joyce, Chicago Board Options Exchange, Chicago, Illinois |
Dec. 19, 2008 | Boston Options Exchange, Chicago Board Options Exchange, International Securities Exchange, NASDAQ Options Market, NASDAQ OMX PHLX, NYSE Alternext US [AMEX], NYSE Arca, and The Options Clearing Corporation |
Dec. 18, 2008 | Stephen H. Rosenberg, Alexandria, Virginia |
Dec. 17, 2008 | James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University, Washington, D.C. |
Dec. 16, 2008 | Duncan L. Niederauer, Chief Executive Officer, NYSE Euronext and Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc. |
Dec. 16, 2008 | Carolyn Walsh, Senior Counsel, Center for Securities, Trust and Investments, American Bankers Association |
Dec. 16, 2008 | Patrick M. Byrne, Chairman and Chief Executive Officer, Overstock.com, Inc. |
Dec. 16, 2008 | Amal Aly, Managing Director and Associate General Counsel, SIFMA |
Dec. 16, 2008 | Heather Traeger, Assistant Counsel, Investment Company Institute |
Dec. 16, 2008 | David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce |
Dec. 16, 2008 | Duncan L. Niederauer, Chief Executive Officer, NYSE Euronext and Richard G. Ketchum, Chief Executive Officer, NYSE Regulation, Inc. |
Dec. 16, 2008 | James Chanos, Chairman, Coalition of Private Investment Companies |
Dec. 16, 2008 | Joseph Zangri, Chief Compliance Officer, Bloomberg Tradebook LLC |
Dec. 16, 2008 | Stefan Gavell, Executive Vice President and Head of Regulatory and Industry Affairs, State Street Corporation |
Dec. 16, 2008 | Samuel F. Lek, Chief Executive Officer, Lek Securities Corportion |
Dec. 16, 2008 | Cynthia M. Clarke, General Counsel, Wellington Management Company, LLP |
Dec. 15, 2008 | A. Peter Allman-Ward,
Executive Vice President and CFO, Wedbush Morgan Securities Inc. |
Dec. 15, 2008 | Stuart J. Kaswell, Executive Vice President & General Counsel, Managed Funds Association |
Dec. 12, 2008 | Thomas Bergerson |
Dec. 12, 2008 | Dr. Jim DeCosta |
Dec. 11, 2008 | Jennifer S. Choi, Assistant General Counsel, Investment Adviser Association |
Dec. 5, 2008 | John Merriam |
Dec. 5, 2008 | Randy Cox |
Nov. 26, 2008 | Memorandum from the Office of Economic Analysis regarding Impact of Recent SHO Rule Changes on Fails to Deliver |
Nov. 25, 2008 | Peter Kovac, Chief Operating Officer and Financial and Operations Principal, EWT, LLC |
Nov. 24, 2008 | Ryan Bouchard |
Nov. 21, 2008 | Christopher Laffey, Gilford Securities, Inc. |
Nov. 20, 2008 | Deborah Mathis, Sugar Land, Texas |
Nov. 19, 2008 | Robert W.E. Kowalewski |
Nov. 19, 2008 | Tom Brandt, Santa Rosa Beach, Florida |
Nov. 19, 2008 | Peter J.Chepucavage, The International Association of Small Broker Dealers and Advisors |
Nov. 15, 2008 | Glen Shipway |
Nov. 12, 2008 | John Wilson |
Nov. 1, 2008 | Dave Patch |
Oct. 31, 2008 | Steven Moskowitz |
Oct. 27, 2008 | Memorandum from the Office of the Commissioner Aguilar regarding an October 22, 2008 meeting with representatives of EWT Trading LLC, Cleary Gottlieb Steen & HamiltonLLP, and Rich Feuer Group |
Oct. 21, 2008 | Peter J.Chepucavage, General Counsel, Plexus Consulting LLC |
Oct. 21, 2008 | James Crafa, Compliance Analyst, Clark, New Jersey |
Oct. 21, 2008 | Memorandum from the Office of the Chairman regarding an October 16, 2008 meeting with representatives of the U.S. Chamber of Commerce, Property Casualty Insurers Association of America, Fairfax Financial Holdings Limited and Brownstein, Hyatt, Farber, Shreck |
Oct. 21, 2008 | Michael Kushner |
Oct. 20, 2008 | Joe Maeder |
Oct. 18, 2008 | Richard Daley |
Oct. 18, 2008 | Anonymous |
Oct. 18, 2008 | Harry Livingston |
Oct. 18, 2008 | Jim Snell, Dallas, Texas |
Oct. 18, 2008 | R.M. |
Oct. 18, 2008 | Randall Press |
Oct. 17, 2008 | Patrick Bennett |
Oct. 17, 2008 | Mike Kearney |
Oct. 17, 2008 | Mel Flores |
Oct. 17, 2008 | Jim Doherty Ph.D. |
Oct. 17, 2008 | James C. Creech, Richmond, Virginia |
Oct. 17, 2008 | Mark Spector |
Oct. 17, 2008 | William Meier, Sun City Center, Florida |
Oct. 16, 2008 | Paul Rivett, Vice President and Chief Legal Officer, Fairfax Financial Holdings Limited |
Oct. 14, 2008 | James Wilson |
Oct. 13, 2008 | Rodney Smith |
Oct. 13, 2008 | Property Casualty lnsurers Association of America |
Oct. 12, 2008 | Anonymous |
Oct. 11, 2008 | Anonymous |
Oct. 11, 2008 | Jeff G. |
Oct. 8, 2008 | David T. Hirschmann, President and Chief Executive Officer, U.S. Chamber of Commerce |
http://www.sec.gov/comments/s7-30-08/s73008.shtml
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