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Open Meeting Agenda
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Item 1: | Interim Final Temporary Rule 13Aa-2T Office: Division of Trading and Markets Staff: Robert Cook, Heather Seidel, David Michehl, Sarah Albertson, Natasha Cowen, Yvonne Fraticelli, Geoffrey Pemble |
Item 2: | Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act Office: Division of Trading and Markets Staff: Haimera Workie, Catherine Moore, Joseph Kamnik, Heather Seidel, Nancy Burke-Sanow, Molly Kim, Sarah Schandler |
Item 3: | Issuer Review of Assets Underlying Asset-Backed Securities Office: Division of Corporation Finance Staff: Eduardo Aleman, Katherine Hsu, Paula Dubberly |
The Commission will consider whether to adopt an interim final temporary rule under Section 766 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, Pub. L. No. 111-203, to provide for the reporting of certain security-based swap transactions and including an interpretive note regarding retention and recordkeeping requirements for certain security-based swap transactions.
For further information, please contact Kathleen Gray at (202) 551-5305 in the Division of Trading and Markets.
The Commission will consider whether to propose Regulation MC pursuant to Section 765 of the Dodd-Frank Act to mitigate conflicts of interest at security-based swap clearing agencies, security-based swap execution facilities, and national security exchanges that post or make available for trading security-based swaps.
For further information, please contact Catherine Moore at 202-551-5710 or Molly Kim at 202-551-5620, in the Office of Market Supervision, Division of Trading and Markets.
The Commission will consider whether to propose rules that would implement Section 945 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires an issuer of asset-backed securities (ABS) to perform a review of the assets underlying the ABS and disclose information relating to the review. The Commission will also consider whether to propose rules that would implement Section 15E(s)(4)(A) of the Exchange Act as added by Section 932 of the Act, which requires an ABS issuer or underwriter to make publicly available the findings and conclusions of any third-party due diligence report.
For further information, please contact Eduardo Aleman, at (202) 551-3430 in the Division of Corporation Finance.
http://www.sec.gov/news/openmeetings/2010/agenda101310.htm
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