Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry: Fund Costs and Distribution Practices
Wednesday, March 31, 2004
02:30 PM
538 Dirksen Senate Office Building
The Committee will meet in OPEN SESSION to conduct the nineth in a series of hearings reviewing the current investigations and regulatory actions in the mutual fund industry.
Mr. Paul G. Haaga, Jr.
[view testimony]
Executive Vice President and Director of Capitol Research and Management Company, and Chairman of the Investment Company Institute
Mr. Chet Helck
[view testimony]
President and Chief Operating Officer
Raymond James Financial
Mr. Thomas Putnam
[view testimony]
Founder and CEO
Fenimore Asset Management
Mr. Edward Siedle Founder and President
The Benchmark Companies
Mr. Mark Treanor
[view testimony]
General Counsel and Head of Legal Department
Wachovia Corporation