Self-Regulatory Organization Rulemaking
We invite comments on filings submitted by the following SROs during the comment period. Each SRO name below is linked to an index page with listings of specific filings and corresponding SEC releases. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. All comments will be posted on this website.
Joint Industry Plans
National Securities Exchanges
- BATS Exchange (BATS)
- BATS Y-Exchange (BYX)
- BOX Options Exchange LLC (BOX)
- C2 Options Exchange (C2)
- Chicago Board Options Exchange (CBOE)
- Chicago Stock Exchange (CHX)
- EDGA Exchange (EDGA)
- EDGX Exchange (EDGX)
- International Securities Exchange (ISE)
- Miami International Securities Exchange LLC (MIAX)
- NASDAQ OMX BX (BX)
- Formerly Boston Stock Exchange (BSE)
- NASDAQ OMX PHLX (Phlx)
- NASDAQ Stock Market (NASDAQ)
- National Stock Exchange (NSX)
- New York Stock Exchange (NYSE)
- NYSE MKT (NYSEMKT)
- Formerly NYSE Amex (NYSEAmex)
- Formerly NYSE Alternext US (NYSEALTR)
- Formerly American Stock Exchange (Amex)
- NYSE Arca (NYSEArca)
Registered Securities Associations
- Financial Industry Regulatory Authority (FINRA)
- Formerly National Association of Securities Dealers (NASD)
Notice Registered Securities Future Product Exchanges
- Board of Trade of the City of Chicago (CBOT)
- CBOE Futures Exchange (CFE)
- Chicago Mercantile Exchange (CME)
- OneChicago (OC)
- NQLX
Securities Futures Associations
Registered Clearing Agencies
- Boston Stock Exchange Clearing Corporation (BSECC)
- Chicago Mercantile Exchange (CME)
- The Depository Trust Company (DTC)
- Fixed Income Clearing Corporation (FICC)
- ICE Clear Credit (ICC)
- ICE Clear Europe (ICEEU)
- National Securities Clearing Corporation (NSCC)
- The Options Clearing Corporation (OCC)
- Stock Clearing Corporation of Philadelphia (SCCP)