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SEC Concept Releases Archive 1994
The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:
Additional Archives
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Release No. | Date | Details |
34-35038 | Dec. 1, 1994 | Transfer Agents Operating Direct Registration System The Securities and Exchange Commission is soliciting comment on the policy implications of, and the regulatory issues raised by, a transfer agent operated book-entry registration system. Investors who choose to participate in a direct registration system could have their securities registered in book-entry form directly on the books of the issuer and could receive a statement of ownership in lieu of a securities certificate. |
35-26153 | Nov. 2, 1994 | Request for Comments on Modernization of the Regulation of Public Utility Holding Companies Developments in recent years require reexamination of the need for, and role of, a federal holding company statute. Accordingly, the Commission is requesting comment on a number of specific issues summarized in this release, and generally on any other issues that commenters believe relevant to the regulation of public-utility holding companies Other Release Nos.: IC-20675; International Series Release No. 740
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33-7101 | Oct. 13, 1994 | Safe Harbor For Forward-Looking Statements The Securities and Exchange Commission ("Commission") is soliciting comment on current practices relating to disclosure of forward-looking information. The Commission also seeks comment on various changes to the existing safe harbor provisions that have been suggested by certain commentators Other Release Nos.: 34-34831; 35-26141; 39-2324; IC-20613
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http://www.sec.gov/rules/concept/conceptarchive/conceptarch1994.shtml
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