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Nance v. Polycrest, Inc., 90-STA-43 (Sec'y Aug. 20, 1991)


U.S. DEPARTMENT OF LABOR

SECRETARY OF LABOR
WASHINGTON, D.C.

DATE: August 20, 1991

CASE NO. 90-STA-43

IN THE MATTER OF

RONALD NANCE,
    COMPLAINANT,

    v.

POLYCREST, INCORPORATED,
    RESPONDENT.

BEFORE: THE SECRETARY OF LABOR

DECISION AND ORDER OF REMAND

    On April 22, 1991, the Administrative Law Judge (ALJ) issued a [Recommended] Order of Dismissal in this case which arises under the Surface Transportation Assistance Act of 1982 (STAA), 49 U.S.C. app. § 2305 (1988). Pursuant to the regulations implementing the STAA, the ALJ's decision is now before me for review. See 29 C.F.R. § 1978.109(a) (1990).

    Without giving prior notice, Complainant failed to appear at the hearing scheduled for March 5, 1991. The ALJ, therefore, issued an Order to Show Good Cause why the claim should not be dismissed. Complainant responded by letter dated March 13, 1991, explaining that he was in the process of obtaining legal assistance and that he had been referred to an attorney on that date. Complainant apologized and requested that another hearing be scheduled. The ALJ found that the absence of legal representation does not excuse Complainant's failure to appear at the scheduled hearing and ordered dismissal.

    While applicable regulations authorize an ALJ to dismiss a request for hearing where a party is deemed to have abandoned the request, see 29 C.F.R. §§ 1978.106(a); 18.39(b), dismissal is a severe sanction, which I find is not warranted under the facts presented here. Although Complainant should have acted more diligently by giving the ALJ


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prior notice of his unwillingness to proceed pro se, the ALJ did not find, nor does the record reveal, any evidence of bad faith or contumacious conduct. In the absence of such evidence, and in the absence of prior warning to Complainant that dismissal was contemplated, I cannot accept the ALJ's recommended order. See Harris v. Callwood, 844 F.2d 1254, 1256 (6th Cir. 1988); Young v. CBI Services. Inc., Case No. 88ERA-0008, Sec. Dec. and Order of Remand, Aug. 10, 1988, slip op. at 2-3.

    Accordingly, this case is REMANDED to the ALJ for further proceedings.

    SO ORDERED.

       LYNN MARTIN
       Secretary of Labor

Washington, D.C.



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