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All Letters
Date
All Letters
09/01/1977
77-13 
;
Section 4m(1);
No-Action
The Office of General Counsel granted CTA registration no-action relief to an FCM that proposed to institute a program to trade customer accounts without specific prior approval for each trade. The customer’s accounts would not be pooled, but rather would be individually managed. (OGC)
;
Section 4m(1);
No-Action
The Office of General Counsel granted CTA registration no-action relief to an FCM that proposed to institute a program to trade customer accounts without specific prior approval for each trade. The customer’s accounts would not be pooled, but rather would be individually managed. (OGC)
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