Swap Data Repositories Registration

Swap Data Repositories Registration Standards and Core Principle Rulemaking, Interpretation & Guidance

The Commission has issued proposed rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act, and is seeking input on these rules from the public.

A list of proposed rules for this topic, along with other related Federal Register notices, is provided below. Members of the public are encouraged to review proposed rules, and offer comment by clicking the associated "Comment File" link.

How to submit a comment

Additional information regarding Swap Data Repositories Registration Standards and Core Principle Rulemaking, Interpretation & Guidance is provided below, including factsheets for each proposed rule, and details of meetings held between CFTC staff and outside parties. 

Related Federal Register Releases

Proposed Interpretative Statement: 77 FR 26709 // PDF Version
17 CFR Part 49
Swap Data Repositories: Interpretative Statement Regarding the Confidentiality and Indemnification Provisions of Section 21(d) of the Commodity Exchange Act
Comment File - Closing Date: 6/6/2012

Final Rule: 76 FR 54538 // PDF Version
9/1/2011
17 CFR Part 49 Swap Data Repositories: Registration Standards, Duties and Core Principles
Effective Date: October 31, 2011

Proposed Rule: 75 FR 80898 // PDF Version
12/23/2010
17 CFR Part 49 Swap Data Repositories
Comment File - Extended Date: 6/3/2011

Proposed Rule: 75 FR 63080 // PDF Version
10/14/2010
17 CFR Part 44 Interim Final Rule for Reporting Pre-Enactment Swap Transactions
Comment File - Closing Date: 11/15/2010

Additional Information

Fact Sheet: Final Rules Regarding Registration and Regulation of Swap Data Repositories
Q&A: Final Rulemaking on Part 49 (SDRs)

Event: Open Meeting on Three Final Rule Proposals under the Dodd-Frank Act

Fact Sheet: Proposed Rule on Registration and Regulation of Swap Data Repositories
Q&A: Registration and Regulation of Swap Data Repositories

Event: Open Meeting on Fifth Series of Proposed Rules under the Dodd-Frank Act

Fact Sheet for Interim Final Rule Regarding Reporting of Pre-enactment Swap Transactions
Final Rulemaking Q&A: Interim Final Rule

Event: Open Meeting on First Series of Proposed Rules under the Dodd-Frank Act