Comments for Proposed Rule 76 FR 11701
Proposed Rule
76 FR 11701
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PDF Version
17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
PDF Version
17 CFR Part 4 Amendments to Commodity Pool Operator and Commodity Trading Advisor Regulations Resulting From the Dodd-Frank Act
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
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| 02/09/2012 | 76 FR 25274 | Ex Parte | Communication | Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group | ||
| 07/14/2011 | 76 FR 25274 | Ex Parte | Communication | CHS, Dairy Farmers of America/Dairylea, Land O'Lakes, Growmark, NCFC | ||
| 07/07/2011 | 76 FR 25274 | Kenneth | Fisher | Noble Energy, Inc. | ||
| 06/24/2011 | 76 FR 25274 | Hal | Scott | Committee on Capital Markets Regulation | ||
| 06/15/2011 | 76 FR 25274 | Ernest | Edsel | ACM Capital Management | ||
| 06/15/2011 | 76 FR 25274 | Ex Parte | Communication | WMBAA, BGC, GFI, ICAP, Tradition, Tullett Prebon, Patton Boggs | ||
| 06/13/2011 | 76 FR 25274 | Hal | Scott | Committee on Capital Markets Regulation | ||
| 06/13/2011 | 76 FR 25274 | Timothy | Selby | Committee on Futures and Derivatives Regulation; Bar Association of the City of New York | ||
| 06/10/2011 | 76 FR 11701 | John | Gidman | The Association of Institutional INVESTORS | ||
| 06/10/2011 | 76 FR 11701 | Edward | Rosen | Futures Industry Association Institute of International Bankers International Swaps and Derivatives Association Investment Company Institute Securities Industry and Financial Markets Association U.S. Chamber of Commerce | ||
