Proposed Rule
76 FR 6715
//
PDF Version
17 CFR Part 23 Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
17 CFR Part 23 Swap Transaction Compliance and Implementation Schedule: Trading Documentation and Margining Requirements Under Section 4s of the CEA
17 CFR Part 23 Confirmation, Portfolio Reconciliation, Portfolio Compression, and Swap Trading Relationship Documentation Requirements for Swap Dealers and Major Swap Participants
Date Received | Release | First Name | Last Name | Organization | Edit | |
---|---|---|---|---|---|---|
|
||||||
02/17/2011 | 76 FR 6715 | Lanny | Schwartz | BARCLAYS BANK PLC BNP PARIBAS S.A. CREDIT SUISSE AG DEUTSCHE BANK AG HSBC NOMURA SECURITIES INTERNATIONAL, INC. RABOBANK NEDERLAND ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE THE TORONTO-DOMINION BANK UBS AG | ||
03/01/2011 | 76 FR 6715 | Chris | Barnard | |||
03/09/2011 | 76 FR 6715 | Ex Parte | Communication | Blackrock | ||
03/09/2011 | 76 FR 6715 | Ex Parte | Communication | American Benefits Council (ABC), The Committee on Investment of Employee Benefit Assets (CIEBA), United States Steel and Carnegie Pension Fund, NISA Investment Advisors | ||
03/17/2011 | 76 FR 6715 | Pamela | Gonzales de Cordova | Volvo Financial Services Europe and Leverlex | ||
04/05/2011 | 76 FR 6715 | Ex Parte | Communication | Morgan Stanley | ||
04/06/2011 | 76 FR 6715 | Robert | Hatch | |||
04/08/2011 | 76 FR 6715 | Chris | Young | ISDA SIFMA | ||
04/08/2011 | 76 FR 6715 | Brad | Mitchell | Myself and my family. | ||
04/09/2011 | 76 FR 6715 | Michael | Greenberger | University of Maryland School of Law |