Comments for Proposed Rule 75 FR 80572
Proposed Rule
75 FR 80572
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PDF Version
17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets
Note:
The off-market volume data referenced by the Commission in the Federal Register release for the notice of proposed rulemaking for “Core Principles and Other Requirements for Designated Contract Markets,” 75 Fed. Reg. 80572, 80588-89 (Dec. 22, 2010), pertaining to proposed regulation 38.502(a) (“Minimum Centralized Market Trading Percentage Requirement”) is now available via the link below. As provided in the Federal Register release extending the comment period for the proposed rulemaking, 76 Fed. Reg 14825 (Mar. 18, 2011), the Commission will accept and consider comments pertaining to this data through April 18, 2011. Please submit comments via any one of the methods provided in the notice of extension. Download the “off-market volume data spreadsheet” here PDF Version
17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contact Markets
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
PDF Version
17 CFR Parts 1, 16, and 38 Core Principles and Other Requirements for Designated Contract Markets
PDF Version
17 CFR Part 38 Customer Clearing Documentation, Timing of Acceptance for Clearing, and Clearing Member Risk Management; Core Principles and Other Requirements for Designated Contract Markets; Correction
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
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| 07/31/2012 | 75 FR 80572 | Ex Parte | Communication | FXall | ||
| 05/08/2012 | 75 FR 80572 | Patrick | McCarty | ICAP | ||
| 05/08/2012 | 75 FR 80572 | Chris | Ferreri | WMBA (Wholesale Markets Brokers Association) | ||
| 05/07/2012 | 75 FR 80572 | Ex Parte | Communication | ICAP | ||
| 03/05/2012 | 75 FR 80572 | Ex Parte | Communication | CME, Pension funds | ||
| 02/09/2012 | 76 FR 25274 | Ex Parte | Communication | Goldman Sachs, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities, Futures Industry Association (FIA), Securities Industry and Financial Markets Association (SIFMA), Pershing, Morgan Stanley & Co., Wilmer Hale, NewEdge, Macquarie Group | ||
| 10/13/2011 | 75 FR 80572 | Ex Parte | Communication | ABN AMRO, Amalgamated Metal Trading, Bank of America Merrill Lynch, BP Oil International, Citigroup, CME Group, Credit Suisse Securities, Deutsche Bank, Elliott Advisors, FOA, Goldman Sachs, ICE Futures, IG Group, JP Morgan, London Stock Exchange, Marex Financial, Monument Securities, Morgan Stanley, Natixis Commodity Markets, NYSE LIFFE, RWE Supply Trading, UBS | ||
| 09/02/2011 | 75 FR 80572 | Ex Parte | Communication | Skadden Arps CME | ||
| 08/26/2011 | 75 FR 80572 | Ex Parte | Communication | |||
| 08/16/2011 | 75 FR 80572 | Ex | Parte | |||
