Comments for Proposed Rule 75 FR 70881
Proposed Rule
75 FR 70881
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PDF Version
17 CFR Part 3 Designation of a Chief Compliance Officer; Required Compliance Policies; and Annual Report of a Futures Commission Merchant, Swap Dealer, or Major Swap Participant
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17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
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17 CFR Parts 1, 3, and 23 Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
| Date Received | Release | First Name | Last Name | Organization | Edit | |
|---|---|---|---|---|---|---|
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| 01/06/2011 | 75 FR 70881 | Laurel | Leitner | Council of Institutional Investors | ||
| 01/06/2011 | 75 FR 70881 | Gary | DeWaal | Newedge USA, LLC | ||
| 01/11/2011 | 75 FR 70881 | Lanny | Schwartz | BARCLAYS BANK PLC BNP PARIBAS S.A. DEUTSCHE BANK AG ROYAL BANK OF CANADA THE ROYAL BANK OF SCOTLAND GROUP PLC SOCIETE GENERALE UBS AG | ||
| 01/17/2011 | 75 FR 70881 | Sue | Cochran | Cargill, Inc./Cargill Risk Management | ||
| 01/18/2011 | 75 FR 70881 | Dennis | Kelleher | Better Markets, Inc. | ||
| 01/18/2011 | 75 FR 70881 | Gerald | Fishman | Rosenthal Collins Group, LLC | ||
| 01/18/2011 | 75 FR 70881 | Barbara | Wierzynski | Futures Industry Association | ||
| 01/18/2011 | 75 FR 70881 | Joan | Hinchman | National Society of Compliance Professionals (NSCP) | ||
| 01/18/2011 | 75 FR 70881 | Thomas | Sexton | National Futures Associaton | ||
| 01/18/2011 | 75 FR 70881 | Carlotta | King | Managed Funds Association | ||
