Site Map | Text Size:
S
M
L
|
Home | About the OCC | News and Issuances | Publications | Tools and Forms | Topics |
BankNet |
Conflicts of InterestBanks providing asset management services may encounter a variety of actual or potential conflicts of interest. Banks acting as fiduciaries must put the interests of account beneficiaries before the interests of the bank. Learn MoreConflicts of Interest (Comptroller’s Handbook, June 2000) References Acceptance of Financial Benefits by Bank Trust Departments (BC 233, February 1989) Banks/Thrifts Providing Financial Support to Funds Advised by the Banking Organization or its Affiliates (OCC 2004-2, January 2004) Conflicts of Interest: Risk Management Guidance-Divestiture of Certain Asset Management Businesses (OCC 2008-5, March 2008) Fiduciary Activities of National Banks: Self-Deposit of Fiduciary Funds (OCC 2010-37, September 2010) Fiduciary Purchases of Bonds when Bank Participates in Underwriting Syndicates (TBC 19, September 1981) Reporting of Personal Transactions in Securities (IL 1062, April 2006) Soft Dollar Guidance: Use of Commission Payments by Fiduciaries (OCC 2007-7, February 2007)
|