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Proposed Rules

Date
Proposed Rules
1/18/2013

78 FR 4093  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30 and 140 Extension of Comment Period for the Rulemaking Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

Closing Date: 2/15/2013
 
See also:
77 FR 67866 ,  11/14/2012  //  Open PDF Version PDF Version

17 CFR Parts 1, 3, 22, 30, and 140 Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations

1/7/2013

78 FR 909  //  Open PDF Version PDF Version

17 CFR Chapter I Further Proposed Guidance Regarding Compliance With Certain Swap Regulations

Closing Date: 2/6/2013
 
1/2/2013

78 FR 17  //  Open PDF Version PDF Version

17 CFR Part 23 Business Conduct and Documentation Requirements for Swap Dealers and Major Swap Participants; Extension of Compliance Date


Closing Date: 2/1/2013