Intermediaries are generally required to register with the CFTC
Associated Persons (APs) also must register and their principals must be listed. Floor Traders (FTs) are also required to register
You can access registration information through the National Futures Association's BASIC (Background Affiliation Status Information Center) system
If you have questions, are aware of suspicious activities, or believe you have been defrauded, please contact the CFTC immediately by calling the CFTC’s Consumer Protection Hotline at 866.366.2382, or filing a tip or complaint.