SEALING OF CONVEYANCES
Proprietors of Distilled Spirits Plants
and Others Concerned:
Purpose. The purpose of this circular is to inform
distilled spirits plant proprietors that an ATF Ruling, per-
taining to the sealing of conveyances used to transport spirits,
will be published in the January issue of the Alcohol, Tobacco
and Firearms Bulletin. The ruling will read substantially as
follows:
One of the changes instituted by Treasury Decision
ATF-46 is the transfer of the responsibility for the
sealing of conveyances used to transport spirits. Effec-
tive January 1, 1978, this function generally will be
performed by plant proprietors rather than ATF officers.
As of that date plant proprietors will have to supply
their own serially numbered seals, locks and other
devices for securing conveyances used to transport
distilled spirits. Under 27 CFR 201.100(b) of the new
regulations, all seals, locks and other devices that
are to be used on conveyances in which spirits are
transferred in bond, withdrawn free of tax or with-
drawn without payment of tax shall be approved by the
Director prior to use. Industry Circular 77-19, dis-
cusses this requirement and instructs proprietors to
submit samples of their commercial seals to the Bureau's
Chemical Branch for evaluation and subsequent approval
or disapproval.
The Director has reviewed several applications
submitted in accordance with Industry Circular 77-19
and has established the following criteria for use in
evaluating seals:
1. The seals shall be made of a durable material
such as aluminum, brass, copper or steel.
2. The seals shall bear the name of the proprietor
or his plant registry number. Readily recognizable
abbreviated versions of the proprietor's name may be
used; e.g., Jos. E. Seagram or Seagram will suffice
for Joseph E. Seagram & Sons, Inc. However, letter
abbreviations; e.g., the initials "JES," may not be
used unless specifically approved by the Director
pursuant to a letterhead application.
3. The seals shall bear serial numbers. The number of
digits in the serial number must be sufficient to
insure that a particular serial number will not be
repeated within a 6-month time period. Alphabeti-
cal prefixes may be used in conjunction with digits;
e.g., A001.
4. All marks required by (2) and (3) above shall be
indented into, embossed on, or otherwise durably
marked on the seals. The marks shall be of suf-
ficient size to be readily legible.
5. The seals shall be constructed in a fashion which
prevents their being opened without leaving
evidence thereof.
Having evaluated several seals, the Director has
concluded that certain cap and strap seals may be used
for sealing conveyances.
Held, cap seals and ball-type strap seals (commonly
known as "railroad seals") which meet the criteria set
forth above and which have minimum dimensions of 3/4 of
an inch in diameter, in the case of cap seals, and 6½
inches in length and 3/8 of an inch in width, in the
case of ball-type seals, are approved for use in seal-
ing conveyances pursuant to 27 CFR 201.100. A pro-
prietor desiring to use these specific types of seals
need not submit an application to do so. However, a
proprietor desiring to use a letter abbreviation of his
name on these types of seals is reminded that he must
submit a letterhead application for approval of such
an abbreviation.
Held further, a proprietor who desires to use any
other type of seal must submit an application requesting
approval of the seal by the Director. Similarly, a
proprietor who desires to use any lock or other device
for securing bulk conveyances must submit an applica-
tion requesting approval of the lock or device.
Inquiries. Inquiries concerning this circular should refer
to its number and be addressed to the Assistant Director
(Regulatory Enforcement), Bureau of Alcohol, Tobacco and
Firearms, 1200 Pennsylvania Avenue, NW., Washington, DC 20226
![John Krogman](https://webarchive.library.unt.edu/web/20130226035538im_/http://www.ttb.gov/images/john_krogman.jpg)
Acting
Director
GPO 925-381
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