SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...


  Divisions



Pending Initiatives of Interest to
Small Businesses

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How To Submit Comments. Proposed rules currently available include:

Release No. Date Details
33-9354 Aug. 29, 2012 Eliminating the Prohibition Against General Solicitation and General Advertising in Rule 506 and Rule 144A Offerings
File No.:   S7-07-12
Comments Due:   October 5, 2012
Comments received are available for this proposal.
Submit comments on S7-07-12
Federal Register Version (77 FR 54464): HTML | PDF | text | XML
33-9211 May 25, 2011

Disqualification of Felons and Other "Bad Actors" From Rule 506 Offerings
File No.:   S7-21-11
Comments Due:   July 14, 2011
Federal Register Version
Comments received are available for this proposal.
Submit comments on S7-21-11

http://www.sec.gov/info/smallbus/sbpend.shtml


Modified: 09/27/2012