2010 State Compliance Review Findings
In 2010, the ASC completed 26 Compliance Reviews of State appraiser regulatory programs (Programs). Of those Reviews, 10 Programs were found to be “In Substantial Compliance” and 16 Programs were found to be “Not in Substantial Compliance.” No Programs were found to be “Not in Compliance”. For a definition of ASC Findings click here.
You will find copies of a past State Compliance Review Reports in our Public Documents Library under “State Compliance Review correspondence”.
(As of: 12/31/2010)
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| Problem Area | Findings | Occurences |
|---|
| Application Process | States must use a reliable means of verifying experience claims on all initial applications. | 3 |
| | States must require all continuing education for re-instatement of an appraiser credential be consistent with AQB Criteria. | 4 |
| | States must use a reliable means of validating continuing education claims on appraiser renewal applications. | 1 |
| | States need to maintain adequate documentation to support affidavit renewal and audit procedures and actions. | 1 |
| | Total: | 9 |
| |
| Education | None | 0 |
| | Total: | 0 |
| |
| Enforcement | States should resolve all complaints filed against appraisers within one year, except for special documented circumstances. | 12 |
| | States must ensure that the system for processing and investigating complaints and sanctioning appraisers is administered in an effective, consistent, equitable, and well-documented manner. | 2 |
| | States must have sufficient legal and administrative resources to perform Title XI-related duties, including resolution of complaints. | 2 |
| | States must maintain sufficient documentation | 3 |
| | Total: | 19 |
| |
| National Registry | States must reconcile and pay National Registry invoices timely. | 1 |
| | Total: | 1 |
| |
| Reciprocity | None | 0 |
| | Total: | 0 |
| |
| Statutes, Regulations, Policies and Procedures | States must have sufficient legal and administrative resources to perform Title XI-related duties. | 2 |
| | Board members, and any persons in policy or decision-making positions, must perform their responsibilities consistent with Title XI. | 1 |
| | States must issue temporary practice permits on an assignment basis. | 1 |
| | Total: | 4 |
| |
| Temporary Practice | Issue or deny temporary practice permits within 5 days of receipt of complete application. | 1 |
| | Total: | 1 |
| |
| Grand Total | 34 |