Investor Advisory Committee
Section 911 of the Dodd-Frank Act established the new Investor Advisory Committee to advise the Commission on regulatory priorities, the regulation of securities products, trading strategies, fee structures, the effectiveness of disclosure, and on initiatives to protect investor interests and to promote investor confidence and the integrity of the securities marketplace. The Dodd-Frank Act authorizes the committee to submit findings and recommendations for review and consideration by the Commission.
Committee Members
- Joseph Dear, Chairman
- Chief Investment Officer
- California Public Employees' Retirement System
- Craig Goettsch, Vice Chairman
- Director of Investor Education and Consumer Outreach
- Iowa Insurance Division
- J. Robert Brown, Jr., Secretary
- Law Professor
- University of Denver
- Jean Setzfand, Assistant Secretary
- Director of Financial Security
- AARP
- Anne Sheehan, Chairman, Investor as Owner Subcommittee
- Director of Corporate Governance
- California State Teachers' Retirement System
- Barbara Roper, Chairman, Investor as Purchaser Subcommittee
- Director of Investor Protection
- Consumer Federation of America
- Roger Ganser, Chairman, Investor Education Subcommittee
- Chairman of the Board of Directors
- BetterInvesting
- Steven Wallman, Chairman, Market Structure Subcommittee
- Founder and Chief Executive Officer
- Foliofn, Inc.
- Darcy Bradbury
- Managing Director and Director of External Affairs
- D.E. Shaw & Co., L.P.
- Eugene Duffy
- Partner and Principal
- Paradigm Asset Management Co. LLC
- James Glassman
- Executive Director
- George W. Bush Institute
- Joseph Grundfest
- William A. Franke Professor of Law and Business
- Stanford Law School
- Mellody Hobson
- President and Director
- Ariel Investments, LLC
- Stephen Holmes
- General Partner and Chief Operating Officer
- InterWest Partners
- Adam Kanzer
- Managing Director and General Counsel
- Domini Social Investments
- Chief Legal Officer
- Domini Funds
- Roy Katzovicz
- Partner, Investment Team Member and Chief Legal Officer
- Pershing Square Capital Management, L.P.
- Kurt Schacht
- Managing Director
- CFA Institute
- Alan Schnitzer
- Vice Chairman and Chief Legal Officer
- The Travelers Companies, Inc.
- Damon Silvers
- Associate General Counsel
- AFL-CIO
- Mark Tresnowski
- Managing Director and General Counsel
- Madison Dearborn Partners, LLC
- Ann Yerger
- Executive Director
- Council of Institutional Investors
Meetings
Submit comments to the Committee
Comments received by the Committee are available
- January 18, 2013
- October 12, 2012 (Telephonic Meeting)
- September 28, 2012
- June 12, 2012