SARBANES-OXLEY ACT, § 806
2011-SOX
- 2011-SOX-2 Svendsen v. U.S. Security Associates, Inc.
- Order Dismissing Complaint
(ALJ Jan. 19, 2011) (Johnson)
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- 2011-SOX-3 Tay v. Ingersoll Rand Co.
- Final Order Dismissing Matter With Prejudice
(ALJ June 8, 2012) (Odegard) (settlement)
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- 2011-SOX-4 Cunningham v. Livedeal, Inc.
- Order of Dismissal
(ALJ Apr. 1, 2011) (Pulver)
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- Final Decision and Order Approving Settlement Agreement and Dismissing Petition for Review (ARB Aug. 5, 2011) PDF | HTM
- Final Decision and Order Approving Settlement Agreement and Dismissing Petition for Review (ARB Aug. 5, 2011) PDF | HTM
- 2011-SOX-5 Hix v. Fedex Corp.
- Order of Dismissal
(ALJ May 2, 2012) (Sellers) (complaint filed in U.S. District Court for the Western District of Arkansas)
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- 2011-SOX-6 Pik v. Credit Suisse AG
- Decision and Order Dismissing Complaint
(ALJ Mar. 3, 2011) (Sarno)
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- Final Decision and Order (ARB May 31, 2012) PDF | HTM
- Final Decision and Order (ARB May 31, 2012) PDF | HTM
- 2011-SOX-7 Heaton v. Humana, Inc.
- Final Order Approving Settlement
(ALJ June 1, 2011) (Timlin)
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- 2011-SOX-8 Nieman v. Nationwide Mutual Insurance
- Order Granting Complainant's Motion to Dismiss With Prejudice
(ALJ Feb. 17, 2011) (Burke)
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- 2011-SOX-9 Adel v. Schlumberger, N.V. (Ltd.)
- Order Granting Respondent's Motion for Summary Decision and Order Dismissing Complaint
(ALJ Apr. 27, 2011) (Sarno)
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- Final Decision and Order Dismissing Complaint (ARB Jan. 9, 2012) (action filed in United States District Court for the Southern District of Texas) PDF | HTM
- Final Decision and Order Dismissing Complaint (ARB Jan. 9, 2012) (action filed in United States District Court for the Southern District of Texas) PDF | HTM
- 2011-SOX-10 Galinsky v. Bank of America Corporation
- Recommended Decision and Order
(ALJ May 31, 2011) (Romano)
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- Final Decision and Order (ARB Oct. 31, 2012) PDF | HTM
- Final Decision and Order (ARB Oct. 31, 2012) PDF | HTM
- 2011-SOX-11 Wallace v. Tesoro Corp.
- Order Dismissing Complaint for Removal to U.S. District Court
(ALJ Apr. 15, 2011) (Avery)
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- 2011-SOX-12 Lawlor v. Online Resources Corp.
- Recommended Order of Dismissal
(ALJ Jan. 31, 2011) (Chapman)
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- 2011-SOX-14 Sinclair v. Volt Information Sciences, Inc. and Volt Delta Resources, LLC
- Final Order Approving Settlement
(ALJ Apr. 7, 2011) (Timlin)
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- 2011-SOX-15 Demopolous v. Deutsche Bank Securities, Inc.
- Order of Dismissal
(ALJ Mar. 31, 2011) (Odegard)
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- 2011-SOX-17 Fujii v. Teva Pharmaceuticals Industries Ltd.
- Order Dismissing Matter, Based on Complainant's Withdrawal of Complaint
(ALJ Mar. 31, 2011) (Odegard)
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- 2011-SOX-18 Goodling v. ABB, Ltd.
- Order of Dismissal
(ALJ May 24, 2011) (Vittone)
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- Final Decision and Order Dismissing Appeal (ARB Dec. 12, 2011) PDF | HTM
- Final Decision and Order Dismissing Appeal (ARB Dec. 12, 2011) PDF | HTM
- 2011-SOX-19 Houton v. Wachovia Corp.
- Recommended Summary Decision Dismissing Request for Hearing
(ALJ Apr. 20, 2011) (Romano)
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- 2011-SOX-20 Bradley v. Centerpoint Energy, Inc.
- Order Dismissing Claim
(ALJ Apr. 11, 2011) (Kennington)
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- 2011-SOX-21 Gonzales v. JC Penney Co.
- Decision and Order
(ALJ Dec. 15, 2011) (Pulver)
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- 2011-SOX-22 Woodling v. Matrix Service Co.
- Order Granting Respondent's Motion for Summary Decision
(ALJ May 26, 2011) (Solomon)
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- 2011-SOX-23 Lyon v. Northern Trust
- Order Approving Settlement and Dismissing With Prejudice
(ALJ Apr. 12, 2011) (Lesniak)
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- 2011-SOX-24 Ferguson v. Federal Deposit Insurance Corp., as Receiver of Bankunited, FSB, and BankUnited Financial Corp.
- rder Granting FDIC Receiver’s Motion for Summary Judgment and Dismissal As to BankUnited Financial Corporation
(ALJ Sept. 7, 2012) (Dorsey)
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- 2011-SOX-25 Krise v. Management & Training Corp.
- Order Granting Motion for Summary Decision
(ALJ June 17, 2011) (Gee)
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- 2011-SOX-26 Luu v. Hewlett Packard, Inc.
- Order Dismissing Complaint With Prejudice
(ALJ May 11, 2011) (Gee)
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- 2011-SOX-27 Poli v. Jacobs Engineering Group
- Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint
(ALJ Apr. 21, 2011) (Geraghty)
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- Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ Apr. 29, 2011) PDF | HTM
- Decision and Order of Remand (ARB Aug. 31, 2012) PDF | HTM
- Order Granting Respondent's Motion for Summary Decision and Dismissing Complaint (ALJ Apr. 29, 2011) PDF | HTM
- 2011-SOX-29 Pittman v. TEG Staffing, Inc.
- Order of Dismissal (ALJ Aug. 5, 2011) (Berlin) (Complainant elected to proceed in federal district court)
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- 2011-SOX-32 Tyler v. Slay Transportation Co.
- Order of Dismissal (ALJ Oct. 31, 2011) (Rosenow)
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- 2011-SOX-33 Dampeer v. Jacobs Technology - Engineering and Science Group
- Decision and Order
(ALJ Sept. 16, 2011) (Avery)
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- Order Denying Motion to Dismissal Appeal, and Alternatively to Strike Brief (ARB Dec. 5, 2011) PDF | HTM
- Order Denying Motion to Dismissal Appeal, and Alternatively to Strike Brief (ARB Dec. 5, 2011) PDF | HTM
- 2011-SOX-34 Pittman v. Bank of America Corp.
- Order of Dismissal
(ALJ June 21, 2011) (Berlin) (Complainant elected to proceed in federal district court)
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- 2011-SOX-35 Defazio v. Sheraton Steamboat Resorts & Villas
- Order Dismissing Complaint As Untimely
(ALJ July 5, 2011) (Purcell)
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- Final Decision and Order (ARB Oct. 23, 2012) PDF | HTM
- Final Decision and Order (ARB Oct. 23, 2012) PDF | HTM
- 2011-SOX-36 Blaho-Owens v. Merial Limited
- Order of Dismissal With Prejudice and Order Cancelling Scheduled Hearing
(ALJ June 21, 2011) (Bergstrom) (Complainant elected to proceed in federal district court)
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- 2011-SOX-37 Torres v. Walgreen Co.
- Order of Dismissal
(ALJ July 7, 2011) (Kennington)
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- 2011-SOX-38 Wilk v. Amtrust Underwriters, Inc.
- Order of Dismissal
(ALJ July 14, 2011) (Geraghty)
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- 2011-SOX-39 Smith v. Fannie Mae
- Order Granting Withdrawal - Cancellation of Hearing
(ALJ Nov. 2, 2012) (Reilly)
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- 2011-SOX-41 Banerjee v. BNP Paribas
- Decision and Order Granting Respondent's Supplemental Motion for Summary Decision
(ALJ Mar. 30, 2012) (Harris)
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- 2011-SOX-42 Rank v. Becton Dickinson Diagnostics Systems
- Decision and Order Approving Settlement
(ALJ Nov. 20, 2012) (Kirby)
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- 2011-SOX-43 Prabhu v. Siemens Medical Solutions, USA
- Final Order
(ALJ Jan. 17, 2012) (Timlin)
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- 2011-SOX-44 Koonce v. City Trends
- Order of Dismissal
(ALJ Oct. 19, 2011) (Sarno)
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- 2011-SOX-45 Hix v. Fedex Corp.
- Order of Dismissal
(ALJ May 2, 2012) (Sellers) (complaint filed in U.S. District Court for the Western District of Arkansas)
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- 2011-SOX-47 Isaacs v. Manpower Group
- Decision and Order Approving Settlement Agreement and Dismissing Complaint With Prejudice
(ALJ Nov. 16, 2011) (Calianos)
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HTM