SARBANES-OXLEY ACT, § 806
2010-SOX
- 2010-SOX-1 Paradiso v. Tyson Foods, Inc.
- Order Granting Respondent's Motion to Dismiss
(ALJ Feb. 2, 2010) (Price)
PDF |
HTM
- 2010-SOX-2 Lyon v. Canadian National Railroad Co.
- Order of Dismissal
(ALJ Nov. 10, 2010) (Timlin)
PDF |
HTM
- 2010-SOX-3 Prioleau v. Sikorsky Aircraft Corp.
- Decision and Order Granting Summary Decision
and Dismissing Complaint
(ALJ Feb. 3, 2010) (Sutton)
PDF |
HTM
- Final Decision and Order of Remand (ARB Nov. 9, 2011) PDF | HTM
- Order Denying Interlocutory Review (ARB Aug. 30, 2012) PDF | HTM
- Decision and Order Dismissing Complaint (ALJ Sept. 18, 2012) PDF | HTM
- Final Decision and Order of Remand (ARB Nov. 9, 2011) PDF | HTM
- 2010-SOX-4 Falcon-Rodriguez v. Hertz Corp.
- Order Dismissing Complaint
(ALJ Jan. 19, 2010) (Johnson)
PDF |
HTM
- 2010-SOX-5 Millan v. AIG, Inc.
- Decision and Order Dismissing Complaint Without Prejudice
(ALJ July 16, 2010) (Calianos)
PDF |
HTM
- 2010-SOX-6 Sanchez-Russell v. Kindred Healthcare
- Decision and Order
Granting Respondent's Motion for Summary Decision and Dismissing Complaint
(ALJ Apr. 30, 2010) (Torkington)
PDF |
HTM
- 2010-SOX-7 Anderson v. Schering-Plough Corporate World Headquarters
- Order of Dismissal
(ALJ Feb. 9, 2010) (Romano)
PDF |
HTM
- Final Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ARB Jan. 31, 2011) PDF | HTM
- Final Decision and Order Approving Settlement and Dismissing Complaint With Prejudice (ARB Jan. 31, 2011) PDF | HTM
- 2010-SOX-8 Linden v. Kowabunga, Inc.
- Final Decision and Order Approving Settlement
and Dismssing Case With Prejudice
(ALJ June 16, 2010) (Purcell)
PDF |
HTM
- 2010-SOX-9 Moldauer v. Canandaigua Wine Co.
- Order Dismissing Complaint
(ALJ Jan. 28, 2010) (Johnson)
PDF |
HTM
- Notification to Parties That Case Has Not Been Accepted for Review (ARB Mar. 9, 2010) PDF | HTM
- Notification to Parties That Case Has Not Been Accepted for Review (ARB Mar. 9, 2010) PDF | HTM
- 2010-SOX-10 Sanders v. American Tower Corporation
- Order of Dismissal
(ALJ Mar. 9, 2010) (Sarno)
PDF |
HTM
- 2010-SOX-11 Henderson v. Masco Framing Corp.
- Henderson v. Masco Framing Corp., No. 11-cv-00088 (D.Nev. July 22, 2011) (SOX claims is arbitrable; Dodd-Frank amendments are
not retroactive)
PDF
- 2010-SOX-12 Hudes v. The International Bank for Reconstruction & Development
- Decision and Order Dismissing Complaint
(ALJ Feb. 22, 2010) (Johnson)
PDF
- Hudes v. Aetna Life Insurance Co., No. 1:10-cv-01444 (D.D.C. 2011) (Memorandum Opinion) PDF
- Hudes v. Aetna Life Insurance Co., No. 11-7109 (C.A.D.C. Nov. 20, 2012) (Judgment [affirming district court]) PDF
- Hudes v. Aetna Life Insurance Co., No. 1:10-cv-01444 (D.D.C. 2011) (Memorandum Opinion) PDF
- 2010-SOX-13 Beach v. Tyson Foods, Inc.
- Order of Dismissal
(ALJ Mar. 25, 2010) (Rosenow)
PDF
- 2010-SOX-14 Hylton v. The Seminole Tribe of Florida
- Decision and Order Dismissing Complaint
(ALJ Mar. 1, 2010) (Purcell)
PDF
- Final Decision and Order (ARB Oct. 31, 2011) PDF | HTM
- Final Decision and Order (ARB Oct. 31, 2011) PDF | HTM
- 2010-SOX-15 Brantley v. Wal-Mart Stores, Inc.
- Order Granting Respondent's Motions to Dismiss Appeals
of Sarah Brantley, Rouzbeth Hashemi and David Peterson
(ALJ Mar. 12, 2010) (Romero)
PDF
- 2010-SOX-16 Hashemi v. Wal-Mart Stores, Inc.
- Order Granting Respondent's Motions to Dismiss Appeals
of Sarah Brantley, Rouzbeth Hashemi and David Peterson
(ALJ Mar. 12, 2010) (Romero)
PDF
- 2010-SOX-17 Peterson v. Wal-Mart Stores, Inc.
- Order Granting Respondent's Motions to Dismiss Appeals
of Sarah Brantley, Rouzbeth Hashemi and David Peterson
(ALJ Mar. 12, 2010) (Romero)
PDF
- 2010-SOX-18 Turin v. AmTrust Financial Services, Inc.
- Decision and Order Granting Respondent's Motion to Dismiss the Complaint
(ALJ June 30, 2011) (Timlin)
PDF
- 2010-SOX-19 Vroom v. General Electric Co.
- Order Granting Requests for Reconsideration, and for Summary Judgment
(ALJ June 25, 2010) (Chapman)
PDF |
HTM
- Final Decision and Order Dismissing Complaint (ARB Nov. 8, 2010) PDF | HTM
- Final Decision and Order Dismissing Complaint (ARB Nov. 8, 2010) PDF | HTM
- 2010-SOX-20 Horan v. Wachovia Bank/Wells Fargo
- Decision and Order Granting Respondents' Motion for Summary Decision
(ALJ Apr. 23, 2010) (Sarno)
PDF |
HTM
- 2010-SOX-21 Romero v. The Coca Cola Co.
- Order Dismissing Complant
(ALJ Apr. 7, 2010) (Purcell)
PDF |
HTM
- Final Decision and Order (ARB Sept. 30, 2010) PDF | HTM
- Final Decision and Order (ARB Sept. 30, 2010) PDF | HTM
- 2010-SOX-22 Kim v. The Boeing Company
- Decision and Order Granting Motion for Reconsideration
of Waiver Provision in 4/12/10 Order and Subsequent 4/20/10 Order and Order Dismissing Case and Cancelling Hearing
(ALJ Sept. 14, 2010) (Etchingham)
PDF |
HTM
- Kim v. The Boeing Co., No. C10-1850RSM (W.D.Wash. Sept. 23, 2011) (Order Granting Motion for Summary Judgment) PDF
- Kim v. The Boeing Co., No. 11-35879 (9th Cir. Oct. 25, 2012) (Memorandum) PDF
- Kim v. The Boeing Co., No. C10-1850RSM (W.D.Wash. Sept. 23, 2011) (Order Granting Motion for Summary Judgment) PDF
- 2010-SOX-23 Geraghty v. GMR Marketing, LLC
- Order Dismissing Complant
(ALJ Apr. 27, 2010) (Johnson)
PDF |
HTM
- 2010-SOX-24 Brittain v. Tyson Foods
- Decision and Order Dismissing the Complant and Cancelling Hearing
(ALJ Apr. 1, 2010) (Avery)
PDF |
HTM
- 2010-SOX-25 Becker v. GMS Marketing, LLC
- Order of Dismissal
(ALJ Apr. 27, 2010) (Burke)
PDF |
HTM
- 2010-SOX-26 Surguladze v. UBS Investment Bank and UBS AG
- Decision and Order Approving Settlement and Dismissing Complaint With Prejudice
(ALJ June 9, 2010) (Bullard)
PDF |
HTM
- 2010-SOX-27 Lewis v. Walt Disney World
- Decision and Order Granting Respondent's Motion for Summary Decision
(ALJ May 25, 2010) (Sarno)
PDF |
HTM
- Final Decision and Order (ARB Jan. 27, 2012) PDF | HTM
- Final Decision and Order (ARB Jan. 27, 2012) PDF | HTM
- 2010-SOX-28 Harvey v. Space Sysems/Loral
- Decision and Order Dismissing Claim
(ALJ Apr. 28, 2010) (Craft)
PDF |
HTM
- 2010-SOX-29 Spinner v. David Landau & Associates, LLC
- Recommended Summary Decision Dismissing Complaint
(ALJ June 2, 2010) (Romano)
PDF |
HTM
- Final Decision and Order of Remand (May 31, 2012) PDF | HTM
- Final Decision and Order of Remand (May 31, 2012) PDF | HTM
- 2010-SOX-30 Fagan v. Mass Mutual Life Investors Services, Inc.
- Order Granting Respondent's Motion to Dismiss and Cancelling Hearing
(ALJ May 19, 2010) (Calianos)
PDF |
HTM
- 2010-SOX-31 Barrett v. E-Smart Technologies, Inc.
- Decision and Order
(ALJ Sept. 9, 2011) (Berlin)
PDF |
HTM
- Final Order Approving Withdrawal of Respondent's Petition for Review and Dismissing Appeal (ARB Nov. 30, 2011) PDF | HTM
- Final Order Approving Withdrawal of Respondent's Petition for Review and Dismissing Appeal (ARB Nov. 30, 2011) PDF | HTM
- 2010-SOX-32 Xie v. Hospira, Inc.
- Order of Dismissal
(ALJ Sept. 14, 2010) (Solomon)
PDF |
HTM
- Xie v. Hospira, Inc. , No. 10-cv-06777 (N.D. Ill. Apr. 27, 2011) (Memorandum Opinion and Order) (discovery issues) PDF
- Xie v. Hospira, Inc. , No. 10-cv-06777 (N.D. Ill. Sept. 2, 2011) (Memorandum Opinion and Order) (summary judgment) PDF
- Xie v. Hospira, Inc. , No. 10-cv-06777 (N.D. Ill. Apr. 27, 2011) (Memorandum Opinion and Order) (discovery issues) PDF
- 2010-SOX-33 Fort v. Tennessee Commerce Bancorp, Inc.
- Solis v. Tennessee Commerce Bancorp, Inc., No. 3:10-cv-00472 (M.D.Tenn. May 19, 2010)
(Memorandum) (order granting Secretary of Labor's motion for TRO and preliminary order requiring Defendant to comply with Secretary's preliminary orders)
PDF |
HTM
- Order Dismissing Complaint (ALJ Oct. 15, 2010) (Sarno) (removed to federal court) PDF | HTM
- Order Dismissing Complaint (ALJ Oct. 15, 2010) (Sarno) (removed to federal court) PDF | HTM
- 2010-SOX-35 Stein v. CME Group, Inc.
- Final Order –
Approval of Settlement and Withdrawal of Objections, and Dismissal of Complaint With Prejudice (ALJ Oct. 13, 2010) (Stansell-Gamm)
PDF |
HTM
- 2010-SOX-36 Wong v. CXK, Inc.
- Decision and Order
(ALJ Sept. 13, 2011) (Romano) (complaint filed in S.D.N.Y.)
PDF |
HTM
- Wong v. CKX, Inc., No. 11-cv-6291 (S.D.N.Y. Sept. 11, 2012) (Opinion and Order) PDF
- Wong v. CKX, Inc., No. 11-cv-6291 (S.D.N.Y. Sept. 11, 2012) (Opinion and Order) PDF
- 2010-SOX-37 Johnson v. U.S. Bancorp/U.S. Bank National Association
- Order Denying Petition for Interlocutory Review (ARB Mar. 14, 2011)
PDF |
HTM
- Decision and Order (ALJ Oct. 29, 2012) (Kennington) PDF | HTM
- Johnson v. U.S. Bancorp, No. 2:11-cv-2010 (W.D. Wash. Dec. 18, 2012) (Order Granting in Part and Denying in Part Defendant's Motion to Dismiss or, in the Alternative, Motion to Strike) PDF
- Johnson v. U.S. Bancorp, No. 2:11-cv-2010 (W.D. Wash. Dec. 18, 2012) (Order Granting in Part and Denying in Part Non-Party Christopher Heman and Defendants' Motion for a Protective Order Re AT&T Subpoena) PDF
- Decision and Order (ALJ Oct. 29, 2012) (Kennington) PDF | HTM
- 2010-SOX-38 Johnson v. Wellpoint, Inc.
- Order Granting Respondent's
Motion for Judgment on the Pleadings Pursuant to FRCP 12(c) and Order Granting Respondent's Motion for Summary Decision
and Order Dismissing Complaint and Cancelling Hearing
(ALJ Feb. 25, 2011) (Bergstrom)
PDF |
HTM
- 2010-SOX-40 Bond v. The Boeing Company
- Decision and Order Dismissing Untimely Filed Complaint
(ALJ Sept. 14, 2010) (Etchingham)
PDF |
HTM
- 2010-SOX-41 Hayden v. Concur Technologies, Inc.
- Order Approving Settlement
(ALJ Jan. 3, 2011) (Pulver)
PDF |
HTM
- 2010-SOX-42 Elliott v. MDU Resources
- Decision and Order Granting Respondents' Motion to Dismiss
(ALJ Aug. 25, 2010) (Purcell)
PDF |
HTM
- 2010-SOX-43 O'Bryan v. Old Second Bancorp. Inc.
- Recommended Final Order of Dismissal
(ALJ Oct. 7, 2010) (Kennington)
PDF |
HTM
- 2010-SOX-44 Loscalso v. Ameriprise Financial, Inc.
- Order of Dismissal (ALJ Oct. 13, 2010) (Timlin)
PDF |
HTM
- 2010-SOX-45 Wimer-Gonzales v. J.C. Penney Corp., Inc.
- Decision and Order Granting Summary Decision
(ALJ Sept. 16, 2010) (Berlin)
PDF |
HTM
- Order Dismissing Complaint and Denying Motion for Extension of Time (ARB Nov. 17, 2011) PDF | HTM
- Order Granting Reconsideration and Re-Instating Case on Docket (ARB Feb. 7, 2012) PDF | HTM
- Final Decision and Order (ARB Sept. 28, 2012) PDF | HTM
- Order Denying Motion for Reconsideration (ARB Nov. 7, 2012) PDF | HTM
- Order Dismissing Complaint and Denying Motion for Extension of Time (ARB Nov. 17, 2011) PDF | HTM
- 2010-SOX-46 Santoro v. Tekni-Plex, Inc.
- Recommended Decision and Order
(ALJ Apr. 20, 2010) (Romano)
PDF |
HTM
- Final Decision and Order Dismissing Appeal (ARB Aug. 5, 2011) PDF | HTM
- Final Decision and Order Dismissing Appeal (ARB Aug. 5, 2011) PDF | HTM
- 2010-SOX-47 Lasiter v. Kellog Brown & Root (KBR)
- Decision and Order
(ALJ Feb. 3, 2011) (Rosenow)
PDF |
HTM
- 2010-SOX-48 Simkus v. United Airlines, Inc.
- Order Dismissing Complaint
(ALJ Dec. 22, 2010) (Purcell)
PDF |
HTM
- Order Dismissing Complaint (ARB Apr. 5, 2011) PDF | HTM
- Simkus v. United Air Lines, Inc., No. 11-cv-2165 (N.D. Ill. July 31, 2012) (Memorandum Opinion and Order) PDF
- Order Dismissing Complaint (ARB Apr. 5, 2011) PDF | HTM
- 2010-SOX-49 Gunther v. Deltek, Inc.
- Decision and Order Granting Claim in Part and Dismissing Individual Respondents
(ALJ July 31, 2012) (Lakes)
PDF |
HTM
- Order Dismissing Interlocutory Appeals (ARB Sept. 11, 2012) PDF | HTM
- Order Dismissing Interlocutory Appeals (ARB Sept. 11, 2012) PDF | HTM
- 2010-SOX-50 Jordan v. Sprint Nextel Corp.
- Order Dismissing Complaint and Denying
Motion for Attorney's Fees (ALJ Dec. 6, 2010) (Johnson)
PDF |
HTM
- Notice of Dismissal (ARB June 29, 2012) PDF | HTM
- Notice of Dismissal (ARB June 29, 2012) PDF | HTM
- 2010-SOX-51 Fordham v. Fannie Mae
- Decision and Order Dismissing Complaint (ALJ Mar. 19, 2012) (Kirby)
PDF |
HTM
- 2010-SOX-52 Jordan v. National Instruments Corp.
- Settlement and Dismissal
(ALJ May 4, 2011) ()
PDF |
HTM
- 2010-SOX-53 Katzenberger v. Bank of Montreal
- Order Approving Settlement Agreement and Dismissing Complaint
(ALJ May 3, 2011) (Johnson)
PDF |
HTM
- 2010-SOX-54 Gupta v. Johnson & Johnson
- Order and Summary Decision Dismissing Complaint
(ALJ Jan. 7, 2011)
PDF |
HTM
- 2010-SOX-55 Twyman v. Taxmasters, Inc.
- Decision and Order Granting Respondent's Motion for Summary Judgment
(ALJ Feb. 16, 2011) (Kennington)
PDF |
HTM
- 2010-SOX-56 Poulos v. Summit Hotel Properties
- Decision and Order Approving Settlement and Dismissing Complaint With Prejudice
(ALJ Mar. 31, 2011) (Malamphy)
PDF |
HTM
- 2010-SOX-59 Spinner v. Pall Corp.
- Final Order Approving Joint Motion for Withdrawal of Complaint; Dismissing Matter With Prejudice; and Cancelling Hearing
(ALJ Nov. 29, 2011) (Odegard)
PDF |
HTM
- 2010-SOX-60 Crown v. City of Chicago
- Initial Decision and Order - Dismissal of Complaint
(ALJ Oct. 29, 2010) (Stansell-Gamm)
PDF |
HTM
- Final Decision and Order Dismissing Complaint (ARB July 15, 2011) PDF | HTM
- Final Decision and Order Dismissing Complaint (ARB July 15, 2011) PDF | HTM
- 2010-SOX-58 Holliday v. Oldcastle, Inc.
- Order Dismissing Complaint
(ALJ May 26, 2011) (Bergstrom)
PDF |
HTM