Home | Jobs |
Fast Answers | Site Map | Search
|
|||||
Commission Opinions and Adjudicatory Orders
|
Release No. | Date | Respondents |
Fourth Quarter | ||
34-57028 | Dec. 21, 2007 | Richard L. Sacks (Order Denying Stay) See also: Request for Immediate Stay of Effective Date of Approval Order; Notice: Rel. No. 34-55604; Order: Release No. 34-56540 |
33-8880 | Dec. 21, 2007 | David Henry Disraeli and Lifeplan Associates, Inc.
Other Release Nos.: 34-57027, IA-2686 See also: Court of Appeals Opinion |
34-56962 | Dec. 13, 2007 | Perpetual Securities, Inc. and Youwei P. Xu (Order Denying Motion for Reconsideration)
See also: Opinion: Rel. No. 34-56613 |
34-56961 | Dec. 13, 2007 | Salvatore F. Sodano (Order Denying Motion for Summary Affirmation) |
34-56912 | Dec. 5, 2007 | Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp) (Order Granting Extension) |
34-56886 | Dec. 3, 2007 | Stephen J. Horning
See also: Court of Appeals Opinion |
33-8865 | Nov. 30, 2007 | Michael Sassano, Dogan Baruh, Robert Okin, and R. Scott Abry
Other Release No.: 34-56874, IA-2679, IC-28070 |
34-56789 | Nov. 15, 2007 | Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp) (Order Denying Motion for Reconsideration) |
34-56782 | Nov. 13, 2007 | Tudor Investment Corporation |
34-56770 | Nov. 8, 2007 | Charles C. Fawcett, IV |
34-56769 | Nov. 8, 2007 | Navistar International Corporation |
34-56768 | Nov. 8, 2007 | Morton Bruce Erenstein
See also: Court of Appeals Opinion |
34-56756 | Nov. 6, 2007 | David A. Finnerty, Donald R. Foley, II, Scott G. Hunt, Thomas M. Murphy, Jr., Kevin M. Fee, Frank A. Delaney, IV, Freddy DeBoer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr. (Order Denying Motion to Sever) |
34-56741 | Nov. 5, 2007 | Sisung Securities Corporation and Lawrence J. Sisung, Jr. |
34-56744 | Nov. 5, 2007 | Victor Teicher (Order Denying Petition to Modify Administrative Bar Order) |
34-56685 | Oct. 22, 2007 | Laminaire Corp. (n/k/a Cavico Corp.), TAM Restaurants, Inc. (n/k/a Aerofoam Metals, Inc.), and Upside Development, Inc. (n/k/a Amorocorp) (Order Denying Motion to Amend Order Instituting Proceedings) |
34-56649 | Oct. 12, 2007 | James E. Franklin
See also: Court of Appeals Opinion |
34-56613 | Oct. 4, 2007 | Perpetual Securities, Inc. and Youwei P. Xu
See also: Reconsideration Order: Rel. No. 34-56962 |
Third Quarter | ||
IA-2656 | Sep. 26, 2007 | Conrad P. Seghers
See also: Court of Appeals Opinion |
34-56344 | Aug. 31, 2007 | The Rockies Fund, Inc. (Order Denying Motion for Reconsideration)
Other Release No.: IC-27961 See also: Court of Appeals Opinion, Opinion: Rel. No. 34-54892, Opinion: Rel. No. 34-48590 |
33-8833 | Aug. 9, 2007 | Warren Lammert, Lars Soderberg, and Lance Newcomb
Other Release No.: 34-56233, IA-2629, IC-27927 |
IA-2622 | Jul. 26, 2007 | Terry Harris |
34-56100 | Jul. 19, 2007 | Gregg Heinze |
34-56075 | Jul. 13, 2007 | John M. Lucarelli |
33-8824 | Jul. 11, 2007 | David Henry Disraeli and Lifeplan Associates, Inc.
Other Release Nos.: 34-56045, IA-2618 |
34-56012 | Jul. 5, 2007 | David Henry Disraeli and Lifeplan Associates, Inc. |
Second Quarter | ||
34-55989 | Jun. 29, 2007 | Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot
Other Release Nos.: IA-2613, IC-27880 |
34-55988 | Jun. 29, 2007 | Richard F. Kresge |
34-55987 | Jun. 29, 2007 | Kevin Hall, CPA and Rosemary Meyer, CPA
Other Release No.: AAER-2627 |
34-55978 | Jun. 28, 2007 | Florence Sarah Pollard (Order Dismissing Appeal) |
34-55942 | Jun. 22, 2007 | Warren E. Turk |
34-55867 | Jun. 6, 2007 | America's Sports Voice, Inc., n/k/a Milagro Holdings, Inc (Order Denying Motion for Reconsideration)
See also: Opinion: Rel. No. 34-55511 |
34-55863 | Jun. 5, 2007 | FuelNation, Inc. |
34-55848 | Jun. 1, 2007 | Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot |
34-55828 | May 30, 2007 | Sky Capital LLC |
34-55771 | May 16, 2007 | Bradley T. Smith |
34-55731 | May 9, 2007 | Hans N. Beerbaum and Beerbaum & Beerbaum Financial and Insurance Services, Inc. |
34-55706 | May 4, 2007 | Howard Brett Berger |
34-55597A | Apr. 6, 2007 | Dennis A. Pearson, Jr.
See also: Opinion: Release No. 34-54913 |
First Quarter | ||
34-55562 | Mar. 30, 2007 | Phlo Corporation, James B. Hovis, and Anne P. Hovis |
34-55511 | Mar. 22, 2007 | America's Sports Voice, Inc., n/k/a Milagro Holdings, Inc.
See also: Rel. No. 34-55867 |
34-55452 | Mar. 13, 2007 | Calvin David Fox
Note: See also Court of Appeals Opinion, Release Nos. 34-54840, 34-48731, and 34-48927 |
34-55318 | Feb. 20, 2007 | Global Crown Capital, LLC, J&C Global Securities Investments, LLC, Rani T. Jarkas, and Antoine K. Chaya
Other Release No.: IA-2591 |
34-55313 | Feb. 20, 2007 | Donner Corporation International, Jeffery L. Baclet, Vincent M. Uberti, and Paul A. Runyon |
34-55304 | Feb. 13, 2007 | Navistar International Corporation (Order Denying Stay) |
34-55227 | Feb. 2, 2007 | Raghavan Sathianathan
Note: See also Court of Appeals Opinion, Opinion, Release No. 34-54722 |
34-55107 | Jan. 16, 2007 | Jose P. Zollino
Other Release No.: IA-2579 |
34-55046 | Jan. 5, 2007 | Rooney A. Sahai |
http://www.sec.gov/litigation/opinions/opinionarchive/opinarch2007.shtml
Contact | Employment | Links | FOIA | Forms | Privacy Policy | Modified: 09/24/2009 |