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Privacy Policy

  1. This site, www.AdviserInfo.sec.gov, is provided as a public service by the Securities and Exchange Commission (SEC). This is an official United States Government System.

  2. By using this site, you are agreeing to security monitoring and auditing. For security purposes, and to ensure that the public service remains available to users, this government computer system employs programs to monitor network traffic to identify unauthorized attempts to upload or change information or to otherwise cause damage, including attempts to deny service to users.

  3. Information presented on www.AdviserInfo.sec.gov is considered public information and may be distributed or copied. Please do not use the SEC seal or any of the other logos or artwork from this site. In addition, please be advised that the IARD name is a registered servicemark.

  4. For site management, we may collect and store information for statistical purposes. This government computer system uses software programs to create summary statistics, which are used for such purposes as assessing what information is of most and least interest, and identifying system performance or problem areas.

  5. This website has links to other agencies and organizations. When you go to another site through the links, you are no longer on our site and are subject to the terms and conditions of the new sites.

  6. Unauthorized attempts to upload information and/or change information on any portion of this site are strictly prohibited and are subject to prosecution under the Computer Fraud and Abuse Act of 1986 and the National Information and Infrastructure Protection Act of 1996 (see Title 18 U.S.C. ยงยง 1001 and 1030).

  7. At the time that information is collected from advisers on Form ADV, a Paperwork Reduction Act control number and a Privacy Act notice are displayed on the form. These items are not displayed on this website.

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