|
NR 2007-12
FOR IMMEDIATE RELEASE February 15, 2007
Contact: OCC Public Affairs (202) 874-5770
OCC Enforcement Actions
WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks. A list of enforcement actions previously disclosed and copies of the actual documents are available from the OCC's Communications Division by writing to: Comptroller of the Currency, Public Information Room (1-5) Washington, DC 20219 Requests made by facsimile transmission should be sent to (202) 874-4448. Please include the identifying enforcement action number when placing an order. Enforcement actions are also listed monthly in OCC Interpretations and Actions. Subscriptions to that publication are available from the OCC's Communications Division. The OCC also maintains a searchable database of all public enforcement actions taken since August 1989 on its Internet Web site. Cease and Desist Orders |
---|
No. | Name / Bank / City | Date | New York | 2007-003 | United Bank For Africa PLC, New York | 01/18/2007 | West Virginia | 2006-149 | ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone | 12/07/2006 |
Civil Money Penalty Orders |
---|
No. | Name / Bank / City | Date | Colorado | 2006-004 | Stephen Baltz, First United Bank, National Association, Englewood | 01/31/2007 | Florida | 2007-011 | International Bank of Miami, National Association, Coral Gables | 02/12/2007 | Illinois | 2006-172 | First National Bank of Catlin, Catlin | 10/26/2006 | Indiana | 2006-173 | Harold Arndt, The First National Bank of Fremont, Fremont | 12/12/2006 | Kentucky | 2007-005 | Barry L. Corbin, The First National Bank of Columbia, Columbia | 01/03/2007 | Tennessee | 2007-006 | Aileen Faccenda, First Tennessee Bank National Association, Memphis | 01/19/2007 | West Virginia | 2006-149 | ORDER STAYED Grant Thornton LLP (external auditor), The First National Bank of Keystone, Keystone | 01/19/2007 |
Formal Agreements |
---|
No. | Name / Bank / City | Date | California | 2006-174 | Legacy Bank, National Association, Campbell | 12/22/2006 | New York | 2007-007 | Citic Ka Wah Bank Limited, New York | 01/08/2007 | Pennsylvania | 2007-008 | Commerce Bank/Harrisburg National Association, Lemoyne | 01/29/2007 | Wisconsin | 2006-175 | The First National Bank - Fox Valley, Neenah | 12/14/2006 | 2006-176 | The First National Bank - Fox Valley, Neenah | 12/14/2006 |
Removal / Prohibition Orders |
---|
No. | Name / Bank / City | Date | Indiana | 2006-173 | Harold Arndt, The First National Bank of Fremont, Fremont | 12/12/2006 | Kentucky | 2007-005 | Barry L. Corbin, The First National Bank of Columbia, Columbia | 01/03/2007 | Tennessee | 2007-006 | Aileen Faccenda, First Tennessee Bank National Association, Memphis | 01/19/2007 |
Restitutions Orders |
---|
No. | Name / Bank / City | Date | Kentucky | 2007-005 | Barry L. Corbin, The First National Bank of Columbia, Columbia | 01/03/2007 |
Terminations of Existing Enforcement Actions |
---|
No. | Type / Name / Bank / City / Old EA# | Date | California | 2007-009 | C&D, City National Bank, Beverly Hills (EA# 2005-16) | 01/30/2007 | Illinois | 2006-177 | C&D, Peoples National Bank of Kewanee, Kewanee (EA# 2004-120) | 12/20/2006 | Kansas | 2007-010 | FA, Citizens Bank of Kansas, National Association, Kingman (EA# 2004-92) | 01/10/2007 |
For copies, please call (202) 874-5043. Related Link
# # #
|