Office of the Comptroller of the Currency - Ensuring a Safe and Sound Federal Banking System for all Americans. Site Map | Text Size: S M L

News and Issuances

BankNet

BankNet
More resources for national banks

HelpWithMyBank.gov

HelpWithMyBank.gov

Get answers to banking questions

Job Seekers

Job Seekers
Join one of the best places to work
NR 2012-132
FOR IMMEDIATE RELEASE
September 21, 2012
Contact: (202) 874-5770

OCC Enforcement Actions

WASHINGTON -- The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks, federal savings associations, and individuals currently and formerly affiliated with national banks and federal savings associations.

All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency.

Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions/.

You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink/. Fax requests should be sent to (202) 874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number.

Cease and Desist Orders
No.Name/Bank/CityDate
Alabama
2012-182Southfirst Bank, Sylacauga8/15/2012
Florida
2012-183Home Federal Bank of Hollywood, Hallandale Beach7/27/2012
2012-184Atlantic Coast Bank, Jacksonville8/10/2012
Illinois
2012-185United Trust Bank, Palos Heights8/15/2012
Kentucky
2012-186The Farmers National Bank of Cynthiana, Cynthiana8/22/2012

Civil Money Penalty Orders
No.Name/Bank/CityDate
Texas
2012-187Milton Yang, Golden Bank, National Association, Houston8/3/2012

Formal Agreements
No.Name/Bank/CityDate
Connecticut
2012-188Putnam Bank, Putnam6/20/2012
Florida
2012-189The Oculina Bank, Ft. Pierce7/18/2012
2012-190Urban Trust Bank, Lake Mary7/18/2012
Maryland
2012-191Slavie Federal Savings Bank, Bel Air7/17/2012
New Jersey
2012-192Roebling Bank, Roebling7/23/2012
South Carolina
2012-193First Capital Bank, Bennettsville7/3/2012
Virginia
2012-194Community Bank, Staunton8/9/2012

Personal Cease and Desist Orders
No.Name/Bank/CityDate
Mississippi
2012-195Joseph G. Barnes, First National Bank, Rosedale8/9/2012
2012-196Jim Dawkins, First National Bank, Rosedale8/9/2012
2012-197Robert Johnston, First National Bank, Rosedale8/8/2012
2012-198J.Y. Trice, First National Bank, Rosedale8/9/2012
2012-199Bennie Wright, First National Bank, Rosedale8/8/2012

Removal / Prohibition Orders
No.Name/Bank/CityDate
Mississippi
2012-200Kris McHardy, First National Bank, Rosedale8/3/2012
Ohio
2012-201Dawn Howard, JPMorgan Chase Bank, National Association, Columbus8/9/2012
South Dakota
2012-202Trenton E. Feist, Wells Fargo Bank, National Association, Sioux Falls8/21/2012

Terminations of Existing Enforcement Actions
No.Type/Bank/City/Old EA#Date
Alaska
2012-203C&D, Alaska Pacific Bank, Juneau (EA# WN 10-31)8/8/2012
California
2012-204FA, CommerceWest Bank, National Association, Newport Beach (EA# 2010-023)5/31/2012
Florida
2012-183C&D, Home Federal Bank of Hollywood, Hallandale Beach (EA# SE 10-038)7/27/2012
2012-184C&D, Atlantic Coast Bank, Jacksonville (EA# SA)8/10/2012
Kansas
2012-205FA, Farmers Bank & Trust, National Association, Great Bend (EA# 2008-115)8/22/2012
Kentucky
2012-206FA, The Farmers National Bank of Cynthiana, Cynthiana (EA# 2010-027)8/28/2012
Minnesota
2012-207FA, The First National Bank of Milaca, Milaca (EA# 2010-262)7/24/2012
2012-208FA, Peoples National Bank of Mora, Mora (EA# 2010-007)8/9/2012
Ohio
2012-209FA, NCB, FSB, Hillsboro (EA# SA)8/2/2012
2012-210C&D, Park View Federal Savings Bank, Solon (EA# CN 09-34)8/27/2012
Texas
2012-211FA, The Mason National Bank, Mason (EA# 2010-061)7/19/2012
# # #