Consolidation of NASD and the Regulatory Functions of the NYSE: Working Towards Improved Regulation
Thursday, May 17, 2007
02:30 PM
538 Dirksen Senate Office Building
The Subcommittee on Securities, Insurance and Investment will meet in OPEN SESSION to conduct a hearing on “Consolidation of NASD and the Regulatory Functions of the NYSE: Working Towards Improved Regulation.”
Witnesses
Panel 1
Mr. Erik Sirri
[view testimony]
Director, Division of Market Regulation
Securities and Exchange Commission
Ms. Mary Schapiro
[view testimony]
Chairman and Chief Executive Officer
NASD
Mr. Richard Ketchum
[view testimony]
Chief Executive Officer
NYSE Regulation, Inc.
Panel 2
Mr. Joseph Borg
[view testimony]
President
North American Securities Administrators Association
Mr. Marc Lackritz
[view testimony]
Chief Executive Officer and President
Securities Industry and Financial Markets Association
Mr. John Coffee
[view testimony]
Adolf A. Berle Professor of Law
Columbia Law School