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Commission Speeches and Public Statements Archive: 1957
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1957 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
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Pursuit of Two Objectives in Supervising the Securities Markets, Adapted from an address given to The Washington Society of Investment Analysts, Washington, D.C., on December 18, 1957 |
Commissioner Andrew Downey Orrick |
Dec. 18, 1957 |
Pursuit of Two Objectives in Supervising the Securities Markets, Washington Society of Investment Analysts, Washington, D.C. |
Commissioner Andrew Downey Orrick |
Dec. 2, 1957 |
Financing Problems of Small Business, Investment Bankers Association Convention, Hollywood Beach, Florida |
Chairman Edward N. Gadsby |
Nov. 8, 1957 |
Some Contemporary Problems in Security Regulation, New York Society of Security Analysts, Inc., New York, New York |
Chairman Edward N. Gadsby |
Nov. 6, 1957 |
Some Contemporary Problems in Security Regulation, National Security Traders Association, Inc., Hot Springs, Virginia |
Chairman Edward N. Gadsby |
Oct. 2, 1957 |
A Regulator Looks at the Mutual Fund Industry, Ninth Annual Mutual Fund Convention, New York City, New York |
Commissioner Andrew Downey Orrick |
Third Quarter |
Sep. 7, 1957 |
Remarks, Bureau of National Affairs, Inc., Briefing Conference on Securities Laws and Regulations, San Francisco, California |
Commissioner Bryon C. Woodside |
Sep. 6, 1957 |
Some Comments on the Obligations of the Securities and Exchange Commission, Federal Bar Association, San Francisco, California |
Commissioner Andrew Downey Orrick |
Jul. 17, 1957 |
Certain Assumptions and Interpretations of the Securities and Exchange Commission, Security Analysts of San Francisco, San Francisco, California |
Acting Chairman Andrew Downey Orrick |
Second Quarter |
Jun. 1957 |
Some Observations on the Administration of the Securities Laws, Eleventh Annual Meeting of the American Society of Corporate Secretaries, Hot Springs, Virginia |
Acting Chairman Andrew Downey Orrick |
Jun. 20-21, 1957 |
Recent Securities and Exchange Commission Developments of Interest to Public Utilites, Legal Committee Meeting, Edison Electric Institute, Buck Hill Falls, Pennsylvania |
Commissioner James C. Sargent |
Apr. 22, 1957 |
Capital Formation and Investor Confidence, Texas Group, Investment Bankers Association, Dallas, Texas |
Commissioner Earl F. Hastings |
Apr. 9, 1957 |
Enforcement Problems Under the Securities Act of 1933, 43rd Annual Conference of the Association of Better Business Bureaus, Inc., New Orleans, Louisiana |
Commissioner James C. Sargent |
First Quarter |
Mar. 15, 1957 |
Developments in Rule Making and Legislation, Houston Regional Group, American Society of Corporate Secretaries, Houston, Texas |
Commissioner James C. Sargent |
Feb. 7, 1957 |
Enforcement Problems Under the Securities Acts, Sixtieth National Western Mining Conference, Colorado Mining Association, Denver, Colorado |
Commissioner Andrew Downey Orrick |
Jan. 16, 1957 |
Background of Proposed Rule Changes, January Meeting of the American Society of Corporate Secretaries, New York Regional Group, New York, New York |
Commissioner James C. Sargent |
1957 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Fourth Quarter |
Dec. 5, 1957 |
Advising Your Client on Securities Problems, Taxation and the Corporation, Banking and Business Law Sections, Oklahoma Bar Association, Oklahoma City, Oklahoma |
Thomas G. Meeker, General Counsel |
Nov. 20-22, 1957 |
Particular S.E.C. Merger Considerations, Finance Orientation Seminar #121-91, "Organizing for, Appraising, and Financing Corporate Mergers and Acquisitions", American Management Association, New York, New York |
Byron D. Woodside, Director, Division of Corporation |
Nov. 8-9, 1957 |
The Structure and Realization of Business Investment Anticipations: Department of Commerce - Securities and Exchange Commission Survey, National Bureau of Economic Research, Conference on the Quality and Economic Significance of Anticipation Data, Princeton, New Jersey |
Vito Natrella, Trading and Exchange Division |
Oct. 28, 1957 |
Some Challenges in Financial Reporting for Regulatory Agencies, 70th Annual Meeting of the American Institute of Certified Public Accountants, New Orleans, Louisiana |
Andrew Barr, Chief Accountant |
Oct. 7, 1957 |
Intergovernmental Cooperation in the Enforcement of the Securities Laws, Annual Meeting of the National Association of Securities Administrators, Santa Fe, New Mexico |
Thomas G. Meeker, General Counsel |
Third Quarter |
Sep. 11, 1957 |
Practical Problems for the Practicing Lawyer Under the Securities Act, Seattle Bar Association, Seattle, Washington |
Thomas G. Meeker, General Counsel |
Sep. 10, 1957 |
Implications of Pension Fund Accumulations, 117th Annual Meeting of the American Statistical Association, Atlantic City, New Jersey |
Vito Natrella, Trading and Exchange Division |
Jul. 5, 1957 |
Your Colleague in Government, Junior Bar Section of the State Bar Association of Texas, 75th Annual Meeting of the Texas Bar, Fort Worth, Texas |
Thomas G. Meeker, General Counsel |
Jul. 3, 1957 |
The Regulatory Pattern of the Federal Securities Laws, State Bar of Texas Institute on Securities, 75th Annual Texas Bar Convention, Fort Worth, Texas |
Thomas G. Meeker, General Counsel |
Second Quarter |
Jun. 14, 1957 |
Comments on Financial Statements Filed with the Securities and Exchange Commission, 57th Annual Convention of the Michigan Association of Certified Public Accountants, Mackinac Island, Michigan |
Andrew Barr, Chief Accountant |
First Quarter |
Jan. 14, 1957 |
Current Trends in the Federal Securities Laws, Association of Bar of the City of New York, New York, New York |
Thomas G. Meeker, General Counsel |
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