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Commission Speeches and Public Statements Archive: 2010
This index lists recent speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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2010 Speeches and Statements by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 15, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Dec. 15, 2010 |
|
Chairman
Mary L. Schapiro |
Dec. 15, 2010 |
|
Chairman
Mary L. Schapiro |
Dec. 7, 2010 |
Statement at SEC Field Hearing on the State of the Municipal Securities Market, Washington, D.C. |
Commissioner
Elisse B. Walter |
Dec. 6, 2010 |
"The Important Role You Play", AICPA Annual Conference, Washington, D.C. |
Chairman
Mary L. Schapiro |
Dec. 3, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Dec. 3, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Troy A. Paredes |
Dec. 3, 2010 |
|
Chairman
Mary L. Schapiro |
Dec. 1, 2010 |
The Evolving Relationship Between the SEC and State Corporate Law, Annual Meeting of the American College of Business Court Judges, Fairfax, Virginia |
Commissioner
Kathleen L. Casey |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. |
Commissioner
Elisse B. Walter |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Proposed Regulation SBSR, Washington, D.C. |
Commissioner
Troy A. Paredes |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Security-Based Swap Data Repository Registration, Duties, and Core Principles, Washington, D.C. |
Commissioner
Troy A. Paredes |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. |
Commissioner
Troy A. Paredes |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Security-Based Swap Data Repository Registration, Duties, and Core Principles, and Proposed Regulation SBSR, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Nov. 19, 2010 |
|
Chairman
Mary L. Schapiro |
Nov. 19, 2010 |
|
Chairman
Mary L. Schapiro |
Nov. 19, 2010 |
|
Chairman
Mary L. Schapiro |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Security-Based Swap Data Repository Registration, Duties, and Core Principles, and Proposed Regulation SBSR, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Nov. 19, 2010 |
Statement at SEC Open Meeting — Meeting Proposals to Implement Investment Adviser Provisions of the Dodd-Frank Act, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Nov. 18, 2010 |
Remarks to the SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. |
Chairman
Mary L. Schapiro |
Nov. 18, 2010 |
Remarks at the 2010 SEC Government-Business Forum on Small Business Capital Formation, Washington, D.C. |
Commissioner
Troy A. Paredes |
Nov. 18, 2010 |
The SEC and Corporate Governance — An Overview in the Wake of Dodd-Frank, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Nov. 10, 2010 |
Remarks Before the PLI 42nd Annual Institute on Securities Regulation, New York, NY |
Commissioner
Elisse B. Walter |
Nov. 9, 2010 |
Brodsky Family Lecture at Northwestern University School of Law, Chicago, IL |
Chairman
Mary L. Schapiro |
Nov. 5, 2010 |
Remarks at SEC's International Institute for Securities Enforcement and Market Oversight, Washington, D.C. |
Commissioner
Troy A. Paredes |
Nov. 4, 2010 |
Board Diversity: Why It Matters and How to Improve It, New York, NY |
Commissioner
Luis A. Aguilar |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Risk Management Controls for Brokers or Dealers with Market Access, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. |
Commissioner
Elisse B. Walter |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps, Washington, D.C. |
Commissioner
Elisse B. Walter |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. |
Commissioner
Troy A. Paredes |
Nov. 3, 2010 |
|
Chairman
Mary L. Schapiro |
Nov. 3, 2010 |
|
Chairman
Mary L. Schapiro |
Nov. 3, 2010 |
|
Chairman
Mary L. Schapiro |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Proposed Rules for Implementing the Whistleblower Provisions of Secton 21F of the Securities Exchange Act of 1934, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Prohibition Against Fraud, Manipulation, and Deception in Connection with Security-Based Swaps, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Nov. 3, 2010 |
Statement at SEC Open Meeting — Risk Management Controls for Brokers or Dealers with Market Access, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Oct. 29, 2010 |
Remarks before the 43rd Annual Securities Regulation Seminar, Los Angeles, California |
Commissioner
Elisse B. Walter |
Oct. 28, 2010 |
Key Note Address at the National Association of Bond Lawyers (NABL) 35th Bond Attorneys’ Workshop, San Antonio, Texas |
Commissioner
Elisse B. Walter |
Oct. 25, 2010 |
“Corporate Governance and the New Financial Regulation: Complements or Substitutes?”, Transatlantic Corporate Governance Dialogue, Brussels, Belgium |
Commissioner
Troy A. Paredes |
Oct. 19, 2010 |
Remarks at the NACD Annual Corporate Governance Conference, Washington, D.C. |
Chairman
Mary L. Schapiro |
Oct. 15, 2010 |
An Insider’s View of the SEC: Principles to Guide Reform, Berkeley, California |
Commissioner
Luis A. Aguilar |
Oct. 14, 2010 |
The Mandate for Fair Inclusion and Opportunity for All, Oakland, California |
Commissioner
Luis A. Aguilar |
Oct. 13, 2010 |
Statement at SEC Open Meeting — Issuer Review of Assets Underlying Asset-Backed Securities, Washington, D.C. |
Commissioner
Elisse B. Walter |
Oct. 13, 2010 |
Statement at SEC Open Meeting — Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act, Washington, D.C. |
Commissioner
Troy A. Paredes |
Oct. 13, 2010 |
Statement at SEC Open Meeting — Issuer Review of Assets Underlying Asset-Backed Securities, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Oct. 13, 2010 |
Statement at SEC Open Meeting — Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Oct. 13, 2010 |
|
Chairman
Mary L. Schapiro |
Oct. 13, 2010 |
|
Chairman
Mary L. Schapiro |
Oct. 13, 2010 |
|
Chairman
Mary L. Schapiro |
Oct. 13, 2010 |
Statement at SEC Open Meeting — Issuer Review of Assets Underlying Asset-Backed Securities, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Oct. 13, 2010 |
Statement at SEC Open Meeting — Mitigate Conflicts of Interest Under Section 765 of the Dodd-Frank Act, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Oct. 13, 2010 |
Statement at SEC Open Meeting — Interim Final Temporary Rule 13Aa-2T, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Oct. 4, 2010 |
Changing the Dialogue on Diversity to Achieve Results, National Harbor, Maryland |
Commissioner
Luis A. Aguilar |
Third Quarter |
Sep. 29, 2010 |
Keynote Address at the Eurofi Financial Forum 2010, Brussels, Belgium |
Commissioner
Elisse B. Walter |
Sep. 28, 2010 |
Furthering Opportunity and Diversity at the SEC: A Positive-Sum Game, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Sep. 24, 2010 |
Remarks at the Security Traders Association 77th Annual Conference and Business Meeting, Washington, D.C. |
Commissioner
Troy A. Paredes |
Sep. 22, 2010 |
Remarks Before the Security Traders Association, Washington, D.C. |
Chairman
Mary L. Schapiro |
Sep. 21, 2010 |
Financial Regulatory Reform: The SEC Moving Forward, Los Angeles, California |
Commissioner
Luis A. Aguilar |
Sep. 21, 2010 |
Statement at SEC Field Hearing on the State of the Municipal Securities Market, San Francisco, California |
Commissioner
Elisse B. Walter |
Sep. 20, 2010 |
"What's Next?": Remarks Before The 2010 Fall Meeting of the Council of Institutional Investors, San Diego, California |
Commissioner
Elisse B. Walter |
Sep. 17, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Troy A. Paredes |
Sep. 17, 2010 |
|
Chairman
Mary L. Schapiro |
Sep. 17, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Sep. 17, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Sep. 16, 2010 |
Diversity in the Boardroom is Important and, Unfortunately, Still Rare, SAIS Center for Transatlantic Relations, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Sep. 7, 2010 |
"Strengthening Our Equity Market Structure", Economic Club of New York, New York, New York |
Chairman
Mary L. Schapiro |
Aug. 25, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Elisse B. Walter |
Aug. 25, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Aug. 25, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Troy A. Paredes |
Aug. 25, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Aug. 25, 2010 |
|
Chairman
Mary L. Schapiro |
Aug. 11, 2010 |
Opening Statement at CFTC-SEC Joint Advisory Committee Meeting, Washington, D.C. |
Chairman
Mary L. Schapiro |
Jul. 27, 2010 |
Moving Forward: The Next Phase in Financial Regulatory Reform, Washington, D.C. |
Chairman
Mary L. Schapiro |
Jul. 21, 2010 |
Statement at SEC Open Meeting—Form ADV, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Jul. 21, 2010 |
Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Jul. 21, 2010 |
Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Jul. 21, 2010 |
Statement at SEC Open Meeting—Form ADV, Washington, D.C. |
Commissioner
Elisse B. Walter |
Jul. 21, 2010 |
Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. |
Commissioner
Elisse B. Walter |
Jul. 21, 2010 |
Statement at SEC Open Meeting—Form ADV, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jul. 21, 2010 |
Statement at SEC Open Meeting—12b-1 Fees, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jul. 21, 2010 |
|
Chairman
Mary L. Schapiro |
Jul. 21, 2010 |
|
Chairman
Mary L. Schapiro |
Jul. 14, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Jul. 14, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Jul. 14, 2010 |
|
Chairman
Mary L. Schapiro |
Jul. 9, 2010 |
Remarks at the National Conference of the Society of Corporate Secretaries and Governance Professionals, Chicago, Illinois |
Chairman
Mary L. Schapiro |
Jul. 6, 2010 |
Supervisory Cooperation: The Next Frontier for International Securities Regulation, Washington, D.C. |
Commissioner
Elisse B. Walter |
Second Quarter |
Jun. 30, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Elisse B. Walter |
Jun. 30, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jun. 30, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Jun. 30, 2010 |
|
Chairman
Mary L. Schapiro |
Jun. 20, 2010 |
Remarks at the Stanford University Law School Directors College, Stanford, California |
Chairman
Mary L. Schapiro |
Jun. 16, 2010 |
|
Chairman
Mary L. Schapiro |
Jun. 16, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Jun. 16, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jun. 12, 2010 |
"The Role of International Regulatory Cooperation and Coordination in Promoting Efficient Capital Markets", Milan, Italy |
Commissioner
Kathleen L. Casey |
Jun. 10, 2010 |
Remarks at the 14th Annual SEC Regulation Outside the United States Conference, London, United Kingdom |
Commissioner
Elisse B. Walter |
Jun. 8, 2010 |
Remarks at CEO Quarterly Meeting of The Business Roundtable, Washington, D.C. |
Chairman
Mary L. Schapiro |
Jun. 2, 2010 |
Opening Statement at SEC Market Structure Roundtable, Washington, D.C. |
Chairman
Mary L. Schapiro |
Jun. 2, 2010 |
Statement at SEC Market Structure Roundtable, Washington, D.C. |
Commissioner
Luis A. Aguilar |
May 26, 2010 |
Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. |
Commissioner
Elisse B. Walter |
May 26, 2010 |
Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. |
Commissioner
Elisse B. Walter |
May 26, 2010 |
Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. |
Commissioner
Troy A. Paredes |
May 26, 2010 |
Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. |
Commissioner
Troy A. Paredes |
May 26, 2010 |
Statement at SEC Open Meeting — Municipal Securities Disclosure, Washington, D.C. |
Commissioner
Luis A. Aguilar |
May 26, 2010 |
|
Chairman
Mary L. Schapiro |
May 26, 2010 |
Statement at SEC Open Meeting — Consolidated Audit Trail, Washington, D.C. |
Commissioner
Luis A. Aguilar |
May 26, 2010 |
|
Chairman
Mary L. Schapiro |
May 24, 2010 |
Market Upheaval and Investor Harm Should Not be the New Normal, Compliance Week 2010, Washington, D.C. |
Commissioner
Luis A. Aguilar |
May 24, 2010 |
Analysis of Regulatory Issues and Market Reforms Should Be Focused on Enhancing Productive Capital Allocation, Meeting of the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues, Washington, D.C. |
Commissioner
Luis A. Aguilar |
May 18, 2010 |
Remarks at CFA Institute 2010 Annual Conference, Boston, Massachusetts |
Chairman
Mary L. Schapiro |
May 17, 2010 |
Amplifying the Voices of Investors: The Work of the Investor Advisory Committee, Investor Advisory Committee Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
May 11, 2010 |
Statement in Support of Extending a Fiduciary Duty to Broker-Dealers who Provide Investment Advice, Washington, D.C. |
Commissioner
Luis A. Aguilar |
May 7, 2010 |
Remarks at Investment Company Institute 2010 General Membership Meeting, Washington, D.C. |
Chairman
Mary L. Schapiro
as delivered by
Andrew J. Donohue |
May 7, 2010 |
Remarks at 42nd Annual Rocky Mountain Securities Conference, Denver, Colorado |
Commissioner
Elisse B. Walter |
May 6, 2010 |
Keynote Address at the 2010 Annual Seminar of the Compliance and Legal Society of the Securities Industry and Financial Markets Association, Harbor Place, Maryland |
Chairman
Mary L. Schapiro |
May 3, 2010 |
Recruiting the Best and the Brightest Means Striving for a Diverse Applicant Pool, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Apr. 29, 2010 |
Protecting Investors by Requiring that Advice-Givers Stay True to the Fiduciary Framework, Chicago, Illinois |
Commissioner
Luis A. Aguilar |
Apr. 23, 2010 |
"Plans and Prospects for Financial Regulatory Reform", San Diego, California |
Commissioner
Elisse B. Walter |
Apr. 21, 2010 |
Statement on the Independence of the Securities and Exchange Commission, Washington, D.C. |
Chairman
Mary L. Schapiro |
Apr. 16, 2010 |
Regulatory Reform That Optimizes the Regulation of Systemic Risk, ABA Systemic Risk Panel, New York City, New York |
Commissioner
Luis A. Aguilar |
Apr. 15, 2010 |
Statement Concerning Agency Self-Funding, News Conference Call, Washington, D.C. |
Chairman
Mary L. Schapiro |
Apr. 15, 2010 |
Remarks at the 22nd Annual Tulane Corporate Law Institute, New Orleans, Louisiana |
Commissioner
Troy A. Paredes |
Apr. 14, 2010 |
|
Chairman
Mary L. Schapiro |
Apr. 14, 2010 |
|
Chairman
Mary L. Schapiro |
Apr. 14, 2010 |
Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. |
Commissioner
Luis A. Aguilar
|
Apr. 14, 2010 |
Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. |
Commissioner
Luis A. Aguilar
|
Apr. 14, 2010 |
Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. |
Commissioner
Troy A. Paredes
|
Apr. 14, 2010 |
Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. |
Commissioner
Troy A. Paredes
|
Apr. 14, 2010 |
Statement at SEC Open Meeting — Large Trader Reporting System, Washington, D.C. |
Commissioner
Elisse B. Walter
|
Apr. 14, 2010 |
Statement at SEC Open Meeting — Access to Listed Options, Washington, D.C. |
Commissioner
Elisse B. Walter
|
Apr. 7, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Apr. 7, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Elisse B. Walter
|
Apr. 7, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Troy A. Paredes |
Apr. 7, 2010 |
|
Chairman
Mary L. Schapiro |
Apr. 7, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar
|
First Quarter |
Mar. 26, 2010 |
A Shared Responsibility: Preserving the Fiduciary Standard, IA Compliance Best Practices Summit 2010, Washington, D.C. |
Commissioner
Luis A. Aguilar
|
Mar. 24, 2010 |
Remarks at Midwest SIFMA & St. Louis Regional Chamber and Growth Association Luncheon, St. Louis, Missouri |
Commissioner Troy A. Paredes
|
Mar. 15, 2010 |
Making Sure Investors Benefit from Money Market Fund Reform, Phoenix, Arizona |
Commissioner
Luis A. Aguilar |
Mar. 5, 2010 |
Let the Story Shine Through, Remarks Before WESFACCA,
Darien, Connecticut |
Commissioner
Elisse B. Walter |
Feb. 26, 2010 |
Remarks at 2010 Investment Adviser Compliance Forum, Arlington, Virginia |
Commissioner
Elisse B. Walter |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Statement in Support of Convergence and Global Accounting Standards, Washington, D.C. |
Commissioner
Elisse B. Walter |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. |
Commissioner
Troy A. Paredes |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. |
Commissioner
Troy A. Paredes |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Global Accounting Standards, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Feb. 24, 2010 |
Statement at SEC Open Meeting — Short Sale Restrictions, Washington, D.C. |
Commissioner
Elisse B. Walter |
Feb. 24, 2010 |
|
Chairman
Mary L. Schapiro |
Feb. 24, 2010 |
|
Chairman
Mary L. Schapiro |
Feb. 22, 2010 |
Answering the Call to Public Service on Behalf of Investors, Investor Advisory Committee Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Feb. 5, 2010 |
Remarks at SEC Speaks, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Feb. 5, 2010 |
Remarks at "The SEC Speaks in 2010", Washington, D.C. |
Commissioner
Elisse B. Walter |
Feb. 5, 2010 |
Remarks at SEC Speaks, Washington, D.C. |
Commissioner
Troy A. Paredes |
Feb. 5, 2010 |
Sustainable Reform Prioritizing Long-Term Investors Requires the Right Orientation, SEC Speaks, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Feb. 5, 2010 |
"Looking Ahead and Moving Forward", SEC Speaks, Washington, D.C. |
Chairman
Mary L. Schapiro |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Money Market Fund Reform, Washington, D.C. |
Commissioner
Elisse B. Walter |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. |
Commissioner
Elisse B. Walter |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. |
Commissioner
Luis A. Aguilar |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Disclosure Related to Issue of Climate Change, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Jan. 27, 2010 |
Statement at SEC Open Meeting — Money Market Funds, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Jan. 27, 2010 |
|
Chairman
Mary L. Schapiro |
Jan. 27, 2010 |
|
Chairman
Mary L. Schapiro |
Jan. 26, 2010 |
Remarks at the CCOutreach National Seminar, Washington, D.C. |
Chairman
Mary L. Schapiro |
Jan. 20, 2010 |
Embracing the Change, Coronado, California |
Chairman
Mary L. Schapiro |
Jan. 13, 2010 |
Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Jan. 13, 2010 |
Statement at SEC Open Meeting — Market Access, Washington, D.C. |
Commissioner
Kathleen L. Casey |
Jan. 13, 2010 |
Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. |
Commissioner
Elisse B. Walter |
Jan. 13, 2010 |
Statement at SEC Open Meeting — Market Access, Washington, D.C. |
Commissioner
Elisse B. Walter |
Jan. 13, 2010 |
Statement at SEC Open Meeting — Market Structure Concept Release, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jan. 13, 2010 |
Statement at SEC Open Meeting — Market Access, Washington, D.C. |
Commissioner
Troy A. Paredes |
Jan. 13, 2010 |
|
Chairman
Mary L. Schapiro |
Jan. 13, 2010 |
|
Chairman
Mary L. Schapiro |
Jan. 13, 2010 |
Statement at SEC Open Meeting, Washington, D.C. |
Commissioner
Luis A. Aguilar |
2010 Speeches and Statements by Commission Staff
Date |
Title |
Author |
Fourth Quarter |
Dec. 21, 2010 |
Remarks at SIFMA Compliance and Legal Society December Monthly Luncheon, December 2010, Washington, D.C. |
Carlo V. di Florio
Director, Office of Compliance Inspections and Examinations |
Dec. 8, 2010 |
Slide Presentation (PDF): Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Craig Olinger, Deputy Chief Accountant, Division of Corporation Finance |
Dec. 7, 2010 |
Slide Presentation (PDF): Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Dec. 6, 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Howard Scheck, Chief Accountant, Division of Enforcement |
Dec. 6, 2010 |
Slide Presentation (PDF): Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Dec. 6. 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Paul A. Beswick, Deputy Chief Accountant |
Dec. 6. 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Wesley R. Bricker, Professional Accounting Fellow, Office of the Chief Accountant |
Dec. 6. 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Brian T. Croteau, Deputy Chief Accountant, Office of the Chief Accountant |
Dec. 6. 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
James L. Kroeker, Chief Accountant, Office of the Chief Accountant |
Dec. 6. 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
John F. Offenbacher, Senior Associate Chief Accountant, Office of the Chief Accountant |
Dec. 6, 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Nilima Shah, Associate Chief Accountant, Office of the Chief Accountant |
Dec. 6, 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Sagar S. Teotia, Professional Accounting Fellow, Office of the Chief Accountant |
Dec. 6. 2010 |
Remarks before the 2010 AICPA National Conference on Current SEC and PCAOB Developments, Washington, D.C. |
Lisa D. Watson, Professional Accounting Fellow, Office of the Chief Accountant |
Dec. 2010 |
Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment |
Wayne Carnall, Chief Accountant, Division of Corporation Finance |
Dec. 2010 |
Slide Presentation (PDF): Areas of Frequent Staff Comment — Financial Institutions |
Stephanie L. Hunsaker, Associate Chief Accountant, Division of Corporation Finance |
Nov. 1, 2010 |
Remarks at the 2010 NSCP National Meeting, Washington, D.C. |
Carlo V. di Florio
Director, Office of Compliance Inspections and Examinations |
Oct. 28, 2010 |
Remarks at the 2010 ALI-ABA Conference on Life Insurance Company Products, Washington, D.C. |
Andrew J. Donohue
Director, Division of Investment Management |
Oct. 22, 2010 |
Remarks at the ABA Business Law Section, Delaware Business Law Forum, Wilmington, Delaware |
Meredith B. Cross
Director, Division of Corporation Finance |
Oct. 19, 2010 |
Remarks at Money Smart Week: A Financial Literacy and Education Summit, Charleston, West Virginia |
Lori J. Schock
Director, Office of Investor Education and Advocacy |
Oct. 13, 2010 |
Market Participants and the May 6 Flash Crash, New York, New York |
Gregg E. Berman
Senior Advisor to the Director, Division of Trading and Markets |
Oct. 6, 2010 |
Luncheon and Keynote Address at NICSA East Coast Regional Meeting, Boston, Massachusetts |
Andrew J. Donohue
Director, Division of Investment Management
|
Oct. 4, 2010 |
Keynote Speech at 2010 Retirement Income Industry Association Awards Dinner, Boston, Massachusetts |
Andrew J. Donohue
Director, Division of Investment Management
|
Third Quarter |
Jul. 22, 2010 |
Statement Regarding the Registered Asset-Backed Securities Market |
Meredith Cross
Director, Division of Corporation Finance |
Jul. 15, 2010 |
Remarks at News Conference Announcing Landmark $550 Million Goldman Sachs Settlement, Washington, D.C. |
Robert S. Khuzami and Lorin L. Reisner
Division of Enforcement |
Second Quarter |
Jun. 16, 2010 |
Remarks at Joint News Conference, U.S. Department of Justice, Washington, D.C. |
Lorin L. Reisner
Deputy Director, Division of Enforcement |
Jun. 3, 2010 |
Remarks at the 29th Annual SEC and Financial Reporting Institute Conference, Pasadena, California |
Paul A. Beswick
Deputy Chief Accountant, Office of the Chief Accountant |
Jun. 3, 2010 |
Keynote Address at the ALI-ABA Compliance Conference, Washington, D.C. |
Andrew J. Donohue
Director, Division of Investment Management |
May 28, 2010 |
Slide Presentation: Remarks at the 25th Midyear SEC Institute Conference, Washington, D.C. |
Joel K. Levine
Associate Chief Accountant - Interactive Data, Director's Office, Division of Corporation Finance
|
May 26, 2010 |
Keynote Address Before the Annual Policy Seminar of the European Fund and Asset Management Association, Brussels, Belgium |
Andrew J. Donohue
Director, Division of Investment Management
|
May 21, 2010 |
Statement at News Conference Announcing Virginia Financial and Securities Fraud Task Force, Richmond, Virginia |
Robert S. Khuzami,
Director, Division of Enforcement |
May 11, 2010 |
Keynote Address Before the Massachusetts Society of CPAs Investment Company InfoShare Program, Boston, Massachusetts |
Andrew J. Donohue
Director, Division of Investment Management
|
Apr. 24, 2010 |
Luncheon Address Before a Meeting of the Business Law Section of the American Bar Association Committee on Federal Regulation of Securities, Denver, Colorado |
Andrew J. Donohue
Director, Division of Investment Management |
Apr. 19, 2010 |
Keynote Speech to the National Organization of Investment Professionals, Washington, D.C. |
James A. Brigagliano,
Deputy Director, Division of Trading and Markets |
Apr. 8, 2010 |
Remarks Before the Practising Law Institute's Investment Management Institute 2010, New York, New York |
Andrew J. Donohue,
Director, Division of Investment Management |
First Quarter |
Mar. 19, 2010 |
Speech to the Society of American Business Editors and Writers (SABEW), Phoenix, Arizona |
Robert S. Khuzami,
Director, Division of Enforcement |
Feb. 25, 2010 |
Keynote Address at IAA/ACA Insight's Investment Adviser Compliance Forum 2010, Arlington, Virginia |
Andrew J. Donohue
Director, Division of Investment Management |
Feb. 19, 2010 |
Regulating Hedge Funds and Other Private Investment Pools, New York, New York |
Andrew J. Donohue
Director, Division of Investment Management |
Jan. 26, 2010 |
Remarks at the CCOutreach National Seminar, Washington, D.C. |
Carlo V. di Florio
Director, Office of Compliance Inspections and Examinations |
Jan. 21, 2010 |
Keynote Speech of the SIFMA Dark Pool Symposium, New York, New York |
James A. Brigagliano
Deputy Director, Division of Trading and Markets |
Jan. 13, 2010 |
Remarks at News Conference Announcing New SEC Leaders in Enforcement Division, Washington, D.C. |
Bruce Karpati, Robert Kaplan, Daniel Hawke, Kenneth Lench, Cheryl Scarboro, Elaine Greenberg and Thomas Sporkin |
Jan. 13, 2010 |
Remarks at News Conference Announcing Enforcement Cooperation Initiative and New Senior Leaders, Washington, D.C. |
Robert S. Khuzami,
Director, Division of Enforcement |
http://www.sec.gov/news/speech/speecharchive/2010speech.shtml
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