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Commission Speeches and Public Statements Archive: 1979
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1979 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Dec. 17, 1979 |
Recent Developments Concerning Foreign Issuer Disclosure, Special Meeting of Japanese Business Leaders, Keidanren, Tokyo, Japan |
Commissioner Roberta S. Karmel |
Dec. 6, 1979 |
Selected Current Issues in Securities Regulation, Conference on Securities Regulation, Houston, Texas |
Commissioner John R. Evans |
Dec. 3, 1979 |
Disclosure and the SEC, Financial Relations Executive Briefing Opinion Research Corporation, New York, New York |
Commissioner Roberta S. Karmel |
Nov. 30, 1979 |
The National Market System: An Update, ALI/ABA Conference on Broker Dealer Regulation, New York, New York |
Chairman Harold M. Williams |
Nov. 29, 1979 |
The Securities Industry Entering the Eighties: An Economic Overview, The Securities Industry Association, 1979 Annual Convention, Boca Raton, Florida |
Chairman Harold M. Williams |
Nov. 19, 1979 |
Current Developments Affecting Small Business and Small and Medium-Sized Accounting Firms, Foundation for Accounting Education, New York Society of Certified Public Accountants Annual SEC Accounting Conference, New York, New York |
Commissioner Philip A. Loomis, Jr. |
Nov. 19, 1979 |
The Audit Committee and the Internal Auditor: Strengthening Corporate Accountability, "The Audit Committee Interface with the Internal Auditor", National Association of Corporate Directors and the Institute of Internal Auditors, Boca Raton, Florida |
Commissioner John R. Evans |
Nov. 13, 1979 |
The SEC and Small Business Financing, The National Association of Small Business Investment Companies, Phoenix, Arizona |
Commissioner Roberta S. Karmel |
Nov. 7, 1979 |
Regulatory Reform -- Reality or Illusion?, The National Press Club, Washington, D.C. |
Chairman Harold M. Williams |
Nov. 7, 1979 |
The Need for Nexus in the Disciplining of Accountants, District of Columbia Chapter, American Society of Women Accountants Twenty-Ninth Annual Banquet, Washington, D.C. |
Commissioner Roberta S. Karmel |
Oct. 31, 1979 |
The SEC Disclosure Process in a Changing Environment, The Treasurer's Club, New York, New York |
Commissioner Roberta S. Karmel |
Oct. 24, 1979 |
Corporate Accountability and Corporate Power, Fairless Lecture Series, Carnegie-Mellon University, Pittsburgh, Pennsylvania |
Chairman Harold M. Williams |
Oct. 19, 1979 |
Communication of Corporate Information: An Update, 10th Annual National Conference, National Investor Relations Institute, Washington, D.C. |
Chairman Harold M. Williams |
Oct. 19, 1979 |
Qualitative and Differential Disclosure, Annual State-Federal Cooperative Enforcement Conference, Denver, Colorado |
Commissioner Roberta S. Karmel |
Oct. 17, 1979 |
Qualitative and Differential Disclosure, Financial Executives Institute International Conference, Atlanta, Georgia |
Commissioner Roberta S. Karmel |
Oct. 14, 1979 |
Your Role in the Future of America, 46th Annual Convention of the National Securities Traders Association, Boca Raton, Florida |
Chairman Harold M. Williams |
Oct. 12, 1979 |
Critique of Current Regulatory Approaches to the Separation of Commercial and Investment Banking, Conference on Regulating the Securities Activities of Commercial Banks, Solomon Brothers Center for the Study of Financial Institutions, New York University Graduate School of Business Administration, New York, New York |
Commissioner Roberta S. Karmel |
Oct. 12, 1979 |
The Regulatory Framework for Public Accounting, Third Annual Intermountain Accounting Seminar and 1979 Update, Utah State University and Utah Association of CPA's, Logan, Utah |
Commissioner John R. Evans |
Oct. 4, 1979 |
The Role of Inside Counsel in Corporate Accountability, 18th Annual Corporate Counsel Institute, Chicago, Illinois |
Chairman Harold M. Williams |
Third Quarter |
Sep. 25, 1979 |
The Vital Role of State Boards of Accountancy, National Association of State Boards of Accountancy, 72nd Annual Meeting, Lake Buena Vista, Florida |
Commissioner John R. Evans |
Sep. 18, 1979 |
Auditors' Responsibilities and the Public Interest, Texas Society of Certified Public Accountants, Dallas, Texas |
Chairman Harold M. Williams |
Sep. 14, 1979 |
The Tension Between the First Amendment and the Federal Securities Laws, American Friends of the Hebrew University, Greater New York Lawyers Division, New York, New York |
Commissioner Roberta S. Karmel |
Sep. 12, 1979 |
Address, Union League Club, New York, New York |
Chairman Harold M. Williams |
Aug. 14, 1979 |
Implementation of the Foreign Corrupt Practices Act: An Intersection of Law and Management, Section of Business, Banking and Corporation Law, American Bar Association, Dallas, Texas |
Chairman Harold M. Williams |
Jul. 17, 1979 |
Regulatory Reform: Government Renewal or Rout?, American Assembly of Collegiate Schools of Business, George Washington University, Washington, D.C. |
Commissioner Roberta S. Karmel |
Second Quarter |
Jun. 28, 1979 |
Current Developments in Disclosure Policy, American Society of Corporate Secretaries Annual Conference, The Greenbrier, West Virginia |
Commissioner Philip A. Loomis, Jr. |
Jun. 22, 1979 |
Tender Offers: An SEC Perspective, National Association of Corporate Directors, Briefing, New York, New York |
Commissioner John R. Evans |
Jun. 19, 1979 |
Foreign Investment in the United States, Worldwide Investment in the United States, Financial Times Limited |
Chairman Harold M. Williams |
Jun. 15, 1979 |
The Trouble with Implied Remedies and Sanctions, Annual Convention of the Florida Bar, Lake Buena Vista, Florida |
Commissioner Roberta S. Karmel |
Jun. 5, 1979 |
Corporate Governance Issues and Small Business, American Stock Exchange-Wharton School Conference on Mid-Range Companies, Washington, D.C. |
Commissioner Roberta S. Karmel |
May 31, 1979 |
Financial Reporting in a Changing Economic Environment, FASB Conference on Financial Reporting and Changing Prices, New York, New York |
Chairman Harold M. Williams |
May 3, 1979 |
The Goal of Professionalism in Investment Adviser Regulation, Investment Counsel Association of America, Inc., Arlington, Virginia |
Commissioner Roberta S. Karmel |
Apr. 26, 1979 |
Regulatory Reform to Assist Small Business, Hennepin County Bar Association, Securities Law Section, Minneapolis, Minnesota |
Commissioner Roberta S. Karmel |
Apr. 23, 1979 |
The Role of Law in Society, The Legal Aid Society, Servant of Justice Award Dinner, New York, New York |
Chairman Harold M. Williams |
Apr. 23, 1979 |
Is the Securities Industry Ready for Regulatory Reform?, Compliance and Legal Seminar, Securities Industry Association, San Diego, California |
Commissioner Roberta S. Karmel |
Apr. 20, 1979 |
Some New Approaches to Corporate Disclosure Policy, Dean's Forum, UCLA Graduate School of Management, Los Angeles, California |
Commissioner Roberta S. Karmel |
Apr. 5, 1979 |
The Securities and Exchange Commission's Response to the Problems of Small Business, White House Conference on Small Business, New York, New York |
Chairman Harold M. Williams |
First Quarter |
Mar. 23, 1979 |
Some New Approaches to Investment Company and Investment Advisor Regulation, Mutual Funds and Investment Management Conference, San Diego, California |
Commissioner Philip A. Loomis, Jr. |
Mar. 15, 1979 |
Communication of Corporate Information, Financial Executives Institute/National Investor Relations Institute, Chicago, Illinois |
Chairman Harold M. Williams |
Mar. 2, 1979 |
The State of the Securities and Exchange Commission -- 1979, SEC Speaks in 1979, The Practicing Law Institute, Washington, D.C. |
Chairman Harold M. Williams |
Feb. 28, 1979 |
The SEC, the Accounting Profession, and Self-Regulation, Distinguished Speaker Series, Department of Accounting, University of Kentucky, Lexington, Kentucky |
Commissioner John R. Evans |
Feb. 23, 1979 |
Jurisdictional Concerns in Securities Law Enforcement, Federal Bar Council, Dorado Beach, Puerto Rico |
Commissioner Roberta S. Karmel |
Feb. 2, 1979 |
Remarks, Dedication of the New Headquarters of the New York Society of Securities Analysts, Hew York, New York |
Chairman Harold M. Williams |
Jan. 26, 1979 |
Emerging Issues Concerning Administrative Procedures, Securities Law Committee of the Young Lawyers Division of the American Bar Association, the Business Law Section of the State Bar of California, the Corporation, Banking and Business Law Section of the San Francisco Bar Association, the Corporations Committee of the Barristers Club of the San Francisco Bar Association, San Francisco, California |
Commissioner Roberta S. Karmel |
Jan. 18, 1979 |
Corporate Accountability -- One Year Later, Sixth Annual Securities Regulation Institute, San Diego, California |
Chairman Harold M. Williams |
Jan. 17, 1979 |
Disclosure Policy and the Public Interest, New York Regional Group of the American Society of Corporate Secretaries, New York City, New York |
Commissioner Roberta S. Karmel |
Jan. 9, 1979 |
The Accounting Profession: Responses to an Environment of Change, AICPA Sixth National Conference on Current SEC Developments, Washington, D.C. |
Chairman Harold M. Williams |
http://www.sec.gov/news/speech/speecharchive/1979speech.shtml
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