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1.01 |
Entry into a Material Definitive Agreement |
1.02 |
Termination of a Material Definitive Agreement |
1.03 |
Bankruptcy or Receivership |
2.01 |
Completion of Acquisition or Disposition of Assets |
2.02 |
Results of Operations and Financial Condition |
2.03 |
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant |
2.04 |
Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement |
2.05 |
Cost Associated with Exit or Disposal Activities |
2.06 |
Material Impairments |
3.01 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing |
3.02 |
Unregistered Sales of Equity Securities |
3.03 |
Material Modifications to Rights of Security Holders |
4.01 |
Changes in Registrant's Certifying Accountant |
4.02 |
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review |
5.01 |
Changes in Control of Registrant |
5.02 |
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officer |
5.03 |
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
5.04 |
Temporary Suspension of Trading Under Registrant's Employee Benefit Plans |
5.05 |
Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics |
5.06 |
Change in Shell Company Status |
6.01 |
ABS Informational and Computational Material. |
6.02 |
Change of Servicer or Trustee. |
6.03 |
Change in Credit Enhancement or Other External Support. |
6.04 |
Failure to Make a Required Distribution. |
6.05 |
Securities Act Updating Disclosure. |
7.01 |
Regulation FD Disclosure |
8.01 |
Other Events |
9.01 |
Financial Statements and Exhibits |
8-K reports may be viewed in person in the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at http://www.sec.gov/answers/publicdocs.htm. In most cases, you can view and download this information by using the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html.
STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT A123 SYSTEMS, INC. DE 2.02,9.01 08/04/11 ABERCROMBIE & FITCH CO /DE/ DE 2.02,7.01,9.01 08/04/11 ABIOMED INC DE 2.02,9.01 08/04/11 ACCELLENT INC 2.02,9.01 08/04/11 Addus HomeCare Corp DE 2.02,7.01,9.01 08/04/11 ADVANCED ENERGY INDUSTRIES INC DE 1.01,9.01 08/04/11 AECOM TECHNOLOGY CORP DE 2.02,9.01 08/04/11 AEROPOSTALE INC 7.01,9.01 08/04/11 AFFYMETRIX INC DE 9.01 08/04/11 AMEND AIR METHODS CORP DE 1.01,2.01,2.02,2.03, 08/01/11 7.01,9.01 Aircastle LTD D0 2.02,9.01 08/04/11 Alamo Energy Corp. NV 7.01,9.01 08/04/11 ALCO, INC. NV 1.01,9.01 08/04/11 ALEXANDERS J CORP TN 2.02,7.01,9.01 08/04/11 ALIMERA SCIENCES INC DE 2.02,9.01 08/04/11 ALLEGHANY CORP /DE DE 2.02,9.01 08/04/11 ALLIANT ENERGY CORP WI 2.02,9.01 08/04/11 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 08/04/11 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 08/04/11 ALLIED MOTION TECHNOLOGIES INC CO 2.02,9.01 08/03/11 ALLOS THERAPEUTICS INC DE 2.02,9.01 08/04/11 Alon Refining Krotz Springs, Inc. DE 2.02 08/04/11 Alon USA Energy, Inc. DE 2.02 08/04/11 Alpha Natural Resources, Inc. DE 2.02,9.01 08/04/11 Alpha Natural Resources, Inc. DE 7.01,9.01 08/04/11 Alphatec Holdings, Inc. DE 2.02,9.01 08/04/11 Altegris QIM Futures Fund, L.P. DE 3.02 08/01/11 ALTEGRIS WINTON FUTURES FUND LP CO 3.02 08/01/11 AMEREN CORP MO 2.02,8.01,9.01 08/04/11 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 08/04/11 American Midstream Partners, LP DE 1.01,1.02,2.03,5.03, 08/01/11 9.01 American Reprographics CO DE 2.02,2.06,9.01 08/04/11 AMERICAN SCIENCE & ENGINEERING, INC. MA 2.02,9.01 08/04/11 AMERIGON INC MI 8.01,9.01 08/04/11 AMN HEALTHCARE SERVICES INC DE 2.02,9.01 08/04/11 ANADARKO PETROLEUM CORP DE 5.07 05/17/11 AMEND ANADIGICS INC DE 2.02,9.01 08/04/11 ANALYSTS INTERNATIONAL CORP 2.02,9.01 08/04/11 ANIKA THERAPEUTICS INC MA 2.02,9.01 08/04/11 ANSYS INC DE 2.02,9.01 08/04/11 APACHE CORP DE 2.02,9.01 08/04/11 APOLLO GROUP INC AZ 8.01 08/03/11 APOLLO INVESTMENT CORP MD 2.02,9.01 08/03/11 Applied Nanotech Holdings, Inc TX 8.01 08/03/11 Approach Resources Inc DE 2.02,7.01,9.01 08/02/11 ARES CAPITAL CORP MD 2.02,7.01,9.01 08/04/11 Argo Group International Holdings, Lt 2.02,9.01 08/04/11 Armour Residential REIT, Inc. MD 2.02,9.01 08/03/11 ARQULE INC DE 2.02,9.01 08/04/11 Ascena Retail Group, Inc. DE 2.02,9.01 08/04/11 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 08/04/11 ASIAINFO-LINKAGE, INC DE 2.02,9.01 08/04/11 ASTA FUNDING INC DE 2.02,9.01 08/04/11 Atlas Energy, L.P. DE 2.02,9.01 08/03/11 ATRION CORP DE 2.02,9.01 08/04/11 Augme Technologies, Inc. DE 1.01,8.01,9.01 08/03/11 AUTHENTEC INC DE 2.02,9.01 08/04/11 AVI BIOPHARMA INC OR 2.02,9.01 08/04/11 AVISTA CORP WA 2.02,9.01 08/04/11 AXA FINANCIAL INC DE 2.02,9.01 08/04/11 AXCELIS TECHNOLOGIES INC DE 2.02,5.02,9.01 08/03/11 Bacterin International Holdings, Inc. DE 5.02 07/30/11 BALDWIN & LYONS INC IN 9.01 06/30/11 BANCORPSOUTH INC MS 8.01,9.01 08/03/11 BANK OF NEW ENGLAND CORP MA 1.03 06/30/11 BankFinancial CORP 7.01,8.01,9.01 08/04/11 BARD C R INC /NJ/ NJ 8.01 08/03/11 BELO CORP DE 2.02,9.01 08/04/11 BERRY PETROLEUM CO DE 2.02,9.01 08/04/11 BILL BARRETT CORP 2.02,7.01,9.01 08/04/11 BIOCRYST PHARMACEUTICALS INC DE 2.02,7.01,9.01 08/04/11 BIOCRYST PHARMACEUTICALS INC DE 2.02,7.01,9.01 08/04/11 AMEND Biodel Inc 2.02,9.01 06/30/11 BioMed Realty Trust Inc MD 2.02,9.01 08/03/11 Bitzio, Inc. NV 1.01,2.01 07/27/11 BJS WHOLESALE CLUB INC DE 2.02,9.01 08/04/11 BLACKBAUD INC 2.02,9.01 08/04/11 BlackRock Kelso Capital CORP DE 2.02,7.01,9.01 08/04/11 BlackRock Kelso Capital CORP DE 5.02 08/03/11 BLUE NILE INC DE 2.02,5.02,9.01 08/02/11 BlueLinx Holdings Inc. DE 2.02,9.01 08/04/11 BOINGO WIRELESS INC DE 2.02,9.01 08/04/11 BOISE CASCADE HOLDINGS, L.L.C. DE 2.02,9.01 08/04/11 BOISE INC. DE 2.02,8.01,9.01 08/04/11 BORDERS GROUP INC MI 5.02,8.01 07/29/11 Boston Therapeutics, Inc. DE 8.01,9.01 08/04/11 BREEZE-EASTERN CORP DE 2.02,9.01 08/04/11 Brookdale Senior Living Inc. DE 1.01,2.03,7.01,9.01 07/29/11 BROOKS AUTOMATION INC DE 2.02,9.01 08/04/11 BSQUARE CORP /WA WA 2.02,9.01 08/04/11 CAESARS ENTERTAINMENT Corp DE 5.02,8.01 07/28/11 CAL MAINE FOODS INC DE 2.02,9.01 07/25/11 Calpian, Inc. TX 1.01,2.03,3.02 07/29/11 CAMCO FINANCIAL CORP DE 2.02,9.01 08/04/11 CAPITAL SENIOR LIVING CORP DE 2.02,7.01,9.01 08/03/11 CapLease, Inc. 2.02,9.01 08/04/11 Carbon Sciences, Inc. NV 5.03,5.07,9.01 08/01/11 CARDICA INC DE 1.01,8.01,9.01 08/03/11 CARDINAL HEALTH INC OH 2.02,5.02,7.01,9.01 08/02/11 CARDTRONICS INC DE 2.02,9.01 08/04/11 CASCADE BANCORP OR 5.02 08/01/11 CBOE Holdings, Inc. DE 2.02,9.01 08/04/11 CEC ENTERTAINMENT INC KS 2.02,5.02,8.01,9.01 07/29/11 CEDAR SHOPPING CENTERS INC MD 2.02,7.01,9.01 08/04/11 CENTERPOINT ENERGY INC 2.02,9.01 08/04/11 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,7.01,9.01 08/04/11 CENTRAL GARDEN & PET CO DE 2.02,9.01 08/03/11 CENTURY ALUMINUM CO DE 2.02,9.01 08/04/11 CENTURY ALUMINUM CO DE 2.02,9.01 08/04/11 CF Industries Holdings, Inc. DE 2.02,9.01 08/04/11 CF Industries Holdings, Inc. DE 1.01,2.03,8.01,9.01 08/01/11 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 08/04/11 Chemtura CORP DE 2.02,9.01 08/03/11 CHESAPEAKE ENERGY CORP OK 8.01,9.01 08/01/11 CHESAPEAKE UTILITIES CORP DE 2.02,9.01 08/04/11 CHOICE HOTELS INTERNATIONAL INC /DE DE 5.02,9.01 08/01/11 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 08/04/11 CHYRON CORP NY 2.02,9.01 08/04/11 CIGNA CORP DE 2.02 08/04/11 CIMAREX ENERGY CO DE 2.02,7.01,9.01 08/04/11 CINCINNATI BELL INC OH 5.02,9.01 07/29/11 CINCINNATI BELL INC OH 2.02,7.01,9.01 08/03/11 CIRCOR INTERNATIONAL INC DE 2.02,9.01 08/04/11 CLEVELAND BIOLABS INC DE 5.02,9.01 07/31/11 CLOROX CO /DE/ DE 5.02 07/29/11 CMSF Corp CA 1.01,9.01 05/23/11 AMEND Cogdell Spencer Inc. MD 2.02,9.01 08/04/11 COGENT COMMUNICATIONS GROUP INC 2.02,9.01 08/04/11 COHU INC DE 8.01,9.01 08/01/11 COLE KENNETH PRODUCTIONS INC NY 2.02,9.01 08/04/11 Coleman Cable, Inc. DE 2.02,9.01 08/04/11 Colony Financial, Inc. MD 2.02,9.01 08/03/11 COLUMBIA LABORATORIES INC DE 2.02,9.01 08/04/11 COLUMBIA LABORATORIES INC DE 2.02,7.01,9.01 08/04/11 Columbia Seligman Premium Technology MD 7.01,9.01 08/04/11 COMPLETE GENOMICS INC DE 2.02,9.01 08/03/11 Compressco Partners, L.P. DE 2.02,9.01 08/04/11 CONCEPTUS INC DE 2.02,7.01,9.01 08/04/11 CONOLOG CORP DE 1.01,2.03,9.01 01/24/11 CONOLOG CORP DE 1.01,2.03,9.01 07/12/11 Consolidated Communications Holdings, DE 2.02,9.01 08/04/11 CONTINENTAL RESOURCES INC OK 2.02,7.01,9.01 08/03/11 Convio, Inc. DE 2.02,9.01 08/04/11 COOPER TIRE & RUBBER CO DE 2.02,9.01 08/04/11 Copano Energy, L.L.C. 2.02,8.01,9.01 08/01/11 CORELOGIC, INC. DE 2.02,9.01 08/04/11 CoreSite Realty Corp MD 2.02,9.01 08/04/11 CORNERSTONE HEALTHCARE PLUS REIT, INC MD 1.01,5.02,8.01,9.01 07/29/11 Cornerstone OnDemand Inc DE 2.02,9.01 08/04/11 CORNERSTONE THERAPEUTICS INC DE 2.02,9.01 08/04/11 Corporate Capital Trust, Inc. MD 1.01 07/29/11 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 08/03/11 CRAY INC WA 5.02 08/01/11 CROSS COUNTRY HEALTHCARE INC DE 2.02,7.01,9.01 08/03/11 CROWN MEDIA HOLDINGS INC DE 2.02,9.01 08/04/11 CUBIST PHARMACEUTICALS INC DE 8.01,9.01 08/01/11 CUMULUS MEDIA INC DE 1.01,2.01,3.02,5.03, 08/01/11 5.07,9.01 CVR ENERGY INC DE 2.02,9.01 08/03/11 CVS CAREMARK CORP DE 2.02,9.01 08/04/11 CYTODYN INC CO 7.01,8.01,9.01 06/17/11 DCP Midstream Partners, LP DE 2.02,9.01 08/03/11 DCT Industrial Trust Inc. MD 2.02,9.01 08/04/11 DEAN FOODS CO DE 2.02,9.01 08/04/11 Delek US Holdings, Inc. 2.02,9.01 08/03/11 DELTA PETROLEUM CORP/CO CO 2.02,9.01 08/04/11 DELTATHREE INC DE 2.02,9.01 08/04/11 DENBURY RESOURCES INC DE 2.02,9.01 08/04/11 DIGITAL ANGEL CORP DE 5.02,9.01 08/01/11 DineEquity, Inc DE 5.07 05/18/11 AMEND DIRECTV DE 2.02 08/04/11 DIRECTV DE 1.01,9.01 07/29/11 DIRECTV HOLDINGS LLC DE 2.02 08/04/11 Discovery Communications, Inc. DE 2.02,8.01,9.01 08/04/11 DIXIE GROUP INC TN 2.02,9.01 08/04/11 DIXIE GROUP INC TN 7.01,9.01 08/04/11 Dolby Laboratories, Inc. DE 2.02,8.01,9.01 08/04/11 DOT HILL SYSTEMS CORP DE 2.02,9.01 08/04/11 DOUBLE EAGLE PETROLEUM CO MD 2.02,7.01,9.01 08/04/11 DOVER MOTORSPORTS INC DE 2.04,2.05,2.06,7.01, 08/03/11 9.01 DUN & BRADSTREET CORP/NW DE 5.02,9.01 08/03/11 DURECT CORP DE 2.02,9.01 08/04/11 EAGLE ROCK ENERGY PARTNERS L P DE 2.02,9.01 08/03/11 EASYLINK SERVICES INTERNATIONAL CORP DE 1.01,9.01 07/31/11 ECHELON CORP DE 2.02,9.01 08/04/11 EDISON INTERNATIONAL CA 2.02,7.01,9.01 08/04/11 EDUCATION MANAGEMENT CORPORATION 2.02,9.01 08/03/11 Edwards Lifesciences Corp DE 1.01,1.02,2.03,9.01 07/29/11 EL PASO CORP/DE DE 2.02,9.01 08/04/11 El Paso Pipeline Partners, L.P. DE 2.02,9.01 08/04/11 ELECTRONIC ARTS INC. DE 5.02,9.01 08/04/11 Emdeon Inc. DE 8.01,9.01 08/04/11 Emergent BioSolutions Inc. DE 1.01,2.02,2.03,9.01 08/03/11 EMERITUS CORP\WA\ WA 2.02 08/04/11 Encore Energy Partners LP DE 2.02,9.01 08/04/11 ENER1 INC FL 1.01,7.01,9.01 08/03/11 ENERGY PARTNERS LTD DE 2.02,9.01 08/03/11 Energy Recovery, Inc. DE 2.02,9.01 08/04/11 Energy Services of America CORP DE 3.03,9.01 08/04/11 Energy Transfer Equity, L.P. DE 2.02,9.01 08/03/11 Energy Transfer Partners, L.P. DE 2.02,9.01 08/03/11 Enertopia Corp. NV 1.02,7.01,9.01 08/03/11 ENPRO INDUSTRIES, INC NC 2.02,9.01 08/04/11 ENSIGN GROUP, INC 2.02,9.01 08/03/11 ENZON PHARMACEUTICALS INC DE 2.02,9.01 08/04/11 EOG RESOURCES INC DE 2.02,7.01,9.01 06/30/11 EQUITY ONE, INC. 5.07 05/02/11 AMEND ERIE INDEMNITY CO PA 5.02,8.01,9.01 08/02/11 ERIE INDEMNITY CO PA 5.07 08/02/11 AMEND ESP Resources, Inc. NV 5.03,5.07,9.01 07/29/11 ESSEX PROPERTY TRUST INC MD 2.02,9.01 06/30/11 ETHAN ALLEN INTERIORS INC DE 2.02,9.01 08/03/11 Ever-Glory International Group, Inc. FL 1.01,2.03,9.01 07/29/11 EXELIXIS INC DE 2.02,9.01 08/04/11 EXIDE TECHNOLOGIES DE 2.02,9.01 08/04/11 EXPRESS, INC. 1.01,2.03,9.01 07/29/11 EXTERRAN HOLDINGS INC. DE 2.02,9.01 08/04/11 EXTERRAN HOLDINGS INC. DE 5.02,9.01 08/03/11 EXTERRAN PARTNERS, L.P. DE 2.02,9.01 08/04/11 EXTERRAN PARTNERS, L.P. DE 5.02 08/03/11 FBL FINANCIAL GROUP INC IA 2.02 08/04/11 FEDERAL AGRICULTURAL MORTGAGE CORP 5.02,8.01,9.01 07/31/11 Federal Home Loan Bank of Atlanta X1 2.03 08/04/11 Federal Home Loan Bank of Chicago X1 2.03 08/01/11 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 08/02/11 Federal Home Loan Bank of Des Moines X1 2.03,9.01 08/02/11 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 08/04/11 Federal Home Loan Bank of New York X1 2.03,9.01 08/02/11 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 08/01/11 Federal Home Loan Bank of San Francis X1 2.03 08/01/11 Federal Home Loan Bank of San Francis X1 5.02 07/29/11 Federal Home Loan Bank of Seattle 2.03 08/01/11 Federal Home Loan Bank of Topeka 2.03,9.01 08/02/11 Feihe International Inc UT 1.01,3.02,7.01,9.01 08/01/11 Fibrocell Science, Inc. DE 1.01,3.02,9.01 08/03/11 FIDUS INVESTMENT Corp MD 2.02,7.01,9.01 08/04/11 First Liberty Power Corp NV 1.01,9.01 08/03/11 FIRST SOLAR, INC. DE 2.02,9.01 08/04/11 FLEETCOR TECHNOLOGIES INC DE 2.02,9.01 08/04/11 FLUOR CORP DE 2.02,9.01 08/04/11 FLUOROPHARMA MEDICAL, INC. NV 1.01,2.01,3.02,5.01, 05/16/11 AMEND 5.02,5.03,5.06,9.01 FORCE FUELS INC. 1.01,3.02,9.01 07/29/11 FORCE PROTECTION INC NV 2.02,7.01,9.01 08/04/11 Fortress Investment Group LLC DE 8.01,9.01 08/04/11 Fortress Investment Group LLC DE 7.01 08/04/11 FORTUNE BRANDS INC DE 2.02,7.01,9.01 08/04/11 FOSTER L B CO PA 2.02,9.01 08/04/11 FOSTER WHEELER AG V8 5.07 08/02/11 FOSTER WHEELER AG V8 5.07 05/03/11 AMEND Fraternity Community Bancorp Inc MD 2.02,9.01 08/04/11 FreightCar America, Inc. DE 2.02,9.01 08/04/11 FS Investment CORP MD 2.02,9.01 08/04/11 FSI INTERNATIONAL INC MN 5.02 08/04/11 FSP 303 East Wacker Drive Corp. 1.01,2.03,7.01,9.01 08/03/11 FSP 50 South Tenth Street Corp 7.01,9.01 08/04/11 FSP GALLERIA NORTH CORP 7.01,9.01 08/04/11 FSP PHOENIX TOWER CORP 7.01,9.01 08/04/11 FULLCIRCLE REGISTRY INC NV 1.01,8.01,9.01 08/04/11 FUQI INTERNATIONAL, INC. DE 5.02,7.01,9.01 07/30/11 FURNITURE BRANDS INTERNATIONAL INC DE 2.02,9.01 08/03/11 FUSION-IO, INC. DE 2.02,7.01,9.01 08/04/11 FUTURES PORTFOLIO FUND L.P. MD 3.02 08/01/11 GAMCO INVESTORS, INC. ET AL NY 8.01 08/02/11 GAP INC DE 2.02,9.01 08/04/11 GCI INC AK 2.02,9.01 08/03/11 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 08/03/11 Geeknet, Inc DE 2.02,9.01 08/03/11 GENERAL COMMUNICATION INC AK 2.02,9.01 08/03/11 General Motors Co 8.01 08/02/11 General Motors Co 2.02,9.01 08/04/11 General Motors Financial Company, Inc TX 2.02,9.01 08/04/11 GENTIVA HEALTH SERVICES INC DE 2.02,9.01 08/04/11 GEORESOURCES INC CO 5.02 07/29/11 GEORGIA GULF CORP /DE/ DE 2.02,7.01,9.01 08/03/11 GIBRALTAR INDUSTRIES, INC. DE 2.02,7.01,9.01 08/03/11 GLOBAL INDUSTRIES LTD LA 2.02,9.01 08/03/11 Global Karaoke Network, Inc. DE 5.03,8.01,9.01 08/03/11 GLOBAL PARTNERS LP 2.02,7.01,9.01 08/04/11 Global Pharm Holdings Group, Inc. DE 1.01,2.01,8.01,9.01 08/01/11 Globalstar, Inc. DE 2.02,7.01,9.01 08/04/11 GMX RESOURCES INC OK 1.01,2.02,9.01 08/02/11 GOLDMAN SACHS GROUP INC DE 9.01 08/04/11 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 07/07/11 GOLDRICH MINING CO AK 3.02,7.01,9.01 07/29/11 GOODRICH PETROLEUM CORP DE 9.01 08/03/11 GORMAN RUPP CO OH 5.07 08/04/11 AMEND GP STRATEGIES CORP DE 2.02,9.01 08/04/11 Grand Canyon Education, Inc. DE 2.02,9.01 08/04/11 GRANITE CONSTRUCTION INC DE 2.02,9.01 08/03/11 Great American Group, Inc. DE 1.01,2.03,5.02,9.01 07/26/11 GREAT ATLANTIC & PACIFIC TEA CO INC MD 7.01,9.01 08/04/11 GREENMAN TECHNOLOGIES INC DE 2.01,5.03,5.07,7.01, 07/29/11 9.01 GTX INC /DE/ DE 5.02 08/04/11 GULFPORT ENERGY CORP DE 2.02,9.01 08/04/11 H&E Equipment Services, Inc. DE 2.02,8.01,9.01 08/04/11 HANSEN NATURAL CORP DE 2.02,9.01 08/04/11 HARLAND CLARKE HOLDINGS CORP DE 2.02,9.01 08/04/11 HAVERTY FURNITURE COMPANIES INC MD 2.02,9.01 06/30/11 HAWAIIAN ELECTRIC INDUSTRIES INC HI 2.02,9.01 08/03/11 HAYNES INTERNATIONAL INC DE 2.02,7.01,9.01 08/04/11 HEALTH CARE REIT INC /DE/ DE 2.02,9.01 08/04/11 HEALTH DISCOVERY CORP 2Q 5.02 07/29/11 HEALTH NET INC DE 2.02,9.01 08/04/11 HeartWare International, Inc. DE 2.02,9.01 08/04/11 HENNESSY ADVISORS INC 2.02,7.01,9.01 08/04/11 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 08/04/11 HERITAGE FINANCIAL CORP /WA/ WA 7.01,9.01 08/03/11 Heron Lake BioEnergy, LLC MN 1.02 07/29/11 HERSHA HOSPITALITY TRUST MD 2.02,9.01 08/03/11 hhgregg, Inc. DE 2.02,9.01 08/04/11 HICKORY TECH CORP MN 2.02,9.01 08/04/11 Hilltop Holdings Inc. MD 1.01,9.01 07/29/11 HOLLOMAN ENERGY CORP NV 1.01,9.01 07/29/11 HollyFrontier Corp DE 7.01,9.01 08/03/11 Home Federal Bancorp, Inc. of Louisia LA 2.02,9.01 08/03/11 Homeland Security Capital CORP DE 1.01,9.01 07/29/11 Homeowners Choice, Inc. FL 2.02,9.01 08/04/11 HORNBECK OFFSHORE SERVICES INC /LA DE 2.02,9.01 08/04/11 Huntsman CORP DE 2.02,9.01 08/04/11 IDACORP INC ID 2.02,7.01,9.01 08/04/11 IDENTIVE GROUP, INC. DE 2.02,9.01 08/04/11 iGo, Inc. DE 2.02,5.02,9.01 08/03/11 IKONICS CORP 2.02,9.01 08/04/11 IMAGE SENSING SYSTEMS INC MN 2.02,9.01 08/04/11 IMMERSION CORP DE 2.02,9.01 08/04/11 IMMUCOR INC GA 8.01,9.01 08/03/11 inContact, Inc. DE 2.02,9.01 08/04/11 INFINITY PROPERTY & CASUALTY CORP OH 2.02,9.01 08/04/11 INFRASTRUCTURE MATERIALS CORP. DE 5.03,5.07,9.01 07/29/11 INNERWORKINGS INC 2.02,9.01 08/04/11 INSTITUTIONAL FINANCIAL MARKETS, INC. MD 5.02 08/01/11 INTEGRAMED AMERICA INC DE 2.02,9.01 07/12/11 INTEGRYS ENERGY GROUP, INC. WI 2.02,9.01 08/03/11 INTELSAT S.A. N4 2.02,9.01 08/04/11 INTERMUNE INC DE 2.02,9.01 08/04/11 INTERSECTIONS INC DE 8.01,9.01 08/02/11 Interval Leisure Group, Inc. DE 2.02,8.01,9.01 08/04/11 INTEST CORP DE 2.02,9.01 08/03/11 INUVO, INC. NV 7.01,9.01 08/04/11 INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 08/04/11 INVIVO THERAPEUTICS HOLDINGS CORP. NV 5.02,5.07,9.01 08/03/11 Iowa Renewable Energy, LLC IA 5.02 07/29/11 IPASS INC DE 2.02,5.02,9.01 07/29/11 IRIDEX CORP DE 2.02,9.01 08/04/11 IROBOT CORP DE 5.07 05/25/11 AMEND ISIS PHARMACEUTICALS INC DE 2.02,9.01 08/04/11 ITERIS, INC. DE 2.01,7.01,9.01 07/29/11 JBI, INC. NV 1.01,9.01 07/29/11 K SWISS INC DE 2.02,9.01 08/04/11 KAMAN CORP CT 2.02,9.01 08/04/11 KENEXA CORP 2.02,9.01 08/02/11 Kennedy-Wilson Holdings, Inc. DE 8.01 08/02/11 KIMBALL INTERNATIONAL INC IN 2.02,9.01 08/04/11 KITE REALTY GROUP TRUST MD 2.02,9.01 08/04/11 KLA TENCOR CORP DE 5.02,8.01,9.01 08/04/11 KNIGHT CAPITAL GROUP, INC. DE 2.05,7.01,9.01 08/04/11 KNOLOGY INC DE 5.03,9.01 07/29/11 Kodiak Oil & Gas Corp B0 2.02,9.01 08/04/11 KOHLS Corp WI 2.02,9.01 08/04/11 KRAFT FOODS INC VA 2.02,9.01 08/04/11 KRAFT FOODS INC VA 7.01,9.01 08/04/11 KRAFT FOODS INC VA 5.02 08/03/11 KRATOS DEFENSE & SECURITY SOLUTIONS, DE 2.02,9.01 08/03/11 La Cortez Energy, Inc. NV 8.01 07/28/11 LAMAR ADVERTISING CO/NEW DE 2.02,9.01 08/04/11 LANCASTER COLONY CORP OH 8.01,9.01 08/04/11 Latitude Solutions, Inc. NV 5.02 07/26/11 LAW ENFORCEMENT ASSOCIATES CORP NV 4.01,9.01 08/01/11 LEAR CORP DE 2.02,7.01,9.01 08/04/11 LEGACY RESERVES LP DE 2.02,9.01 08/03/11 LEVEL 3 COMMUNICATIONS INC DE 5.07 08/04/11 LEVEL 3 COMMUNICATIONS INC DE 5.07,8.01,9.01 05/19/11 AMEND LGL GROUP INC DE 7.01,9.01 08/04/11 LHC Group, Inc 2.02,9.01 08/03/11 LINCOLN ELECTRIC HOLDINGS INC OH 5.02,9.01 07/29/11 LINKEDIN CORP DE 2.02,9.01 08/04/11 LITTELFUSE INC /DE DE 2.02,9.01 08/04/11 LOCAL.COM DE 1.01,1.02,2.03,9.01 07/29/11 LORILLARD, INC. DE 1.01,2.03,9.01 08/01/11 LSB FINANCIAL CORP IN 2.02,9.01 08/04/11 M & F WORLDWIDE CORP DE 2.02,9.01 08/04/11 MAC-GRAY CORP DE 2.02,9.01 08/04/11 Macquarie Infrastructure CO LLC DE 2.02,9.01 08/03/11 Macy's, Inc. DE 2.02,9.01 08/04/11 MAD CATZ INTERACTIVE INC Z4 2.02,9.01 08/04/11 Main Street Capital CORP MD 5.02,8.01,9.01 08/03/11 MANAS PETROLEUM Corp NV 5.02,9.01 06/01/11 MANNKIND CORP DE 2.02,9.01 08/04/11 MAP Pharmaceuticals, Inc. DE 2.02,9.01 08/04/11 MARCHEX INC DE 2.02,9.01 08/04/11 Market Leader, Inc. WA 8.01,9.01 08/01/11 Market Leader, Inc. WA 2.02,9.01 08/04/11 MAUI LAND & PINEAPPLE CO INC HI 2.02,9.01 08/03/11 McCormick & Schmicks Seafood Restaura 2.02,9.01 08/04/11 McCormick & Schmicks Seafood Restaura 1.01 08/02/11 MCG CAPITAL CORP DE 2.02,9.01 08/04/11 MCGRATH RENTCORP CA 2.02,9.01 08/04/11 MDC HOLDINGS INC DE 2.02,7.01,9.01 08/04/11 MEADOWBROOK INSURANCE GROUP INC MI 2.02,9.01 08/01/11 MEDCATH CORP DE 2.01,2.02,9.01 08/01/11 MEDICAL PROPERTIES TRUST INC 2.02,9.01 08/04/11 MEMC ELECTRONIC MATERIALS INC DE 1.01 08/03/11 MEMSIC Inc 2.02,9.01 08/04/11 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 08/04/11 MICROMET, INC. DE 2.02,9.01 08/04/11 MICROSTRATEGY INC DE 2.02,9.01 08/02/11 MICROSTRATEGY INC DE 5.07 05/09/11 AMEND MIDAS INC DE 2.02 08/04/11 Midas Medici Group Holdings, Inc. 1.01,2.01,2.03,9.01 07/29/11 MIDDLEFIELD BANC CORP OH 2.02,9.01 08/04/11 MIDDLESEX WATER CO NJ 2.02,9.01 08/04/11 MIPS TECHNOLOGIES INC DE 2.02,9.01 08/04/11 MIPS TECHNOLOGIES INC DE 5.02,9.01 08/04/11 MISSION BROADCASTING INC DE 1.01,9.01 07/29/11 MOBILE MINI INC DE 2.02,9.01 08/04/11 MOLINA HEALTHCARE INC DE 8.01 08/04/11 MOMENTA PHARMACEUTICALS INC DE 2.02,9.01 08/04/11 MSCI Inc. DE 2.02,9.01 08/04/11 MTR GAMING GROUP INC DE 2.02,9.01 08/04/11 MTS SYSTEMS CORP MN 2.02,9.01 08/04/11 MULTI FINELINE ELECTRONIX INC 2.02,9.01 08/04/11 MULTI FINELINE ELECTRONIX INC 5.07 03/09/11 AMEND MULTIMEDIA GAMES HOLDING COMPANY, INC TX 2.02,9.01 08/04/11 MUTUALFIRST FINANCIAL INC MD 7.01,9.01 08/03/11 National CineMedia, Inc. DE 2.02,9.01 08/04/11 NATIONAL HEALTH INVESTORS INC MD 7.01,9.01 06/30/11 NATIONAL HEALTH INVESTORS INC MD 2.02,9.01 06/30/11 NATIONAL HEALTH INVESTORS INC MD 8.01,9.01 08/03/11 National Interstate CORP OH 2.02,9.01 08/03/11 NATIONAL RETAIL PROPERTIES, INC. MD 2.02,9.01 08/04/11 NATURAL RESOURCE PARTNERS LP DE 2.02,7.01,9.01 08/03/11 Natural Resources USA Corp 5.01,8.01,9.01 08/02/11 NAVISTAR INTERNATIONAL CORP DE 2.05,2.06 07/29/11 NDB Energy, Inc. NV 1.01,2.01,3.02,5.02, 07/29/11 7.01,9.01 Neiman Marcus, Inc. DE 2.02,7.01 08/04/11 NEKTAR THERAPEUTICS DE 2.02,9.01 08/04/11 NEOPHOTONICS CORP DE 2.02,8.01,9.01 08/04/11 NEOPHOTONICS CORP DE 5.07 08/02/11 AMEND NEOPROBE CORP DE 1.01,9.01 08/03/11 Neuralstem, Inc. DE 7.01,9.01 08/03/11 NEUROLOGIX INC/DE DE 1.01,9.01 08/03/11 NEW AMERICA ENERGY CORP. NV 1.01,9.01 08/03/11 NEXSTAR BROADCASTING GROUP INC DE 1.01,9.01 07/29/11 NON INVASIVE MONITORING SYSTEMS INC / FL 1.01 07/29/11 NORDSTROM INC WA 7.01,9.01 08/04/11 NORTHSTAR REALTY 2.02,9.01 08/04/11 NORTHWEST BANCORPORATION INC WA 2.02,9.01 08/04/11 NOVATEL WIRELESS INC DE 2.01,9.01 08/04/11 NRG ENERGY, INC. DE 2.02,9.01 08/04/11 Obagi Medical Products, Inc. DE 2.02,9.01 06/30/11 Oculus Innovative Sciences, Inc. CA 2.02,9.01 08/04/11 OCWEN FINANCIAL CORP FL 2.02,9.01 08/04/11 OGE ENERGY CORP. OK 2.02,9.01 08/04/11 Oiltanking Partners, L.P. DE 5.02,9.01 08/04/11 OKLAHOMA GAS & ELECTRIC CO OK 2.02,9.01 08/04/11 OLD NATIONAL BANCORP /IN/ IN 1.01,2.01,9.01 07/29/11 OLD SECOND BANCORP INC DE 8.01,9.01 08/02/11 OLYMPIC STEEL INC OH 2.02,9.01 08/04/11 OM GROUP INC DE 2.02,9.01 08/04/11 OM GROUP INC DE 1.01,1.02,2.01,2.03, 08/02/11 9.01 OMEGA HEALTHCARE INVESTORS INC MD 2.02,9.01 08/04/11 OMEGA PROTEIN CORP NV 2.02,9.01 08/03/11 ONCOGENEX PHARMACEUTICALS, INC. DE 2.02,9.01 08/04/11 ONLINE RESOURCES CORP DE 2.02,9.01 08/04/11 ONVIA INC DE 2.02,9.01 08/04/11 OPNEXT INC 2.02,9.01 08/04/11 OPTIMER PHARMACEUTICALS INC 2.02,9.01 08/04/11 ORBIT INTERNATIONAL CORP DE 1.01 08/01/11 ORION ENERGY SYSTEMS, INC. WI 2.02,9.01 08/04/11 Orion Marine Group Inc 2.02,9.01 08/04/11 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 08/04/11 OUTDOOR CHANNEL HOLDINGS INC 2.02,9.01 08/04/11 OVERLAND STORAGE INC CA 5.02,9.01 07/29/11 Oxford Resource Partners LP DE 2.02,9.01 08/04/11 PACIFIC BIOSCIENCES OF CALIFORNIA INC 2.02,9.01 08/04/11 Pacific Ethanol, Inc. DE 1.01,1.02,2.03,3.02, 08/03/11 9.01 PACIFIC GAS & ELECTRIC Co CA 2.02,7.01,9.01 08/04/11 PACIFICHEALTH LABORATORIES INC DE 2.02,9.01 08/04/11 PAIN THERAPEUTICS INC DE 1.01,9.01 08/04/11 PAIN THERAPEUTICS INC DE 2.02,9.01 08/04/11 AMEND PARKER DRILLING CO /DE/ DE 2.02,9.01 08/04/11 PARKWAY PROPERTIES INC MD 8.01,9.01 07/12/11 PARLUX FRAGRANCES INC DE 2.02,9.01 08/04/11 PC CONNECTION INC DE 2.02,9.01 08/04/11 PEABODY ENERGY CORP DE 1.01,8.01,9.01 07/29/11 Pebblebrook Hotel Trust MD 1.01,2.01,7.01,9.01 07/29/11 PENN VIRGINIA CORP VA 2.02,7.01,9.01 08/03/11 PENN VIRGINIA CORP VA 1.01,1.02,2.03,7.01, 08/02/11 9.01 PennantPark Floating Rate Capital Ltd 7.01 08/04/11 PennantPark Floating Rate Capital Ltd 2.02,9.01 08/04/11 PENSON WORLDWIDE INC DE 1.01,2.02,5.02,9.01 08/04/11 PERFICIENT INC DE 2.02,9.01 08/04/11 PERKINELMER INC MA 2.02,9.01 08/04/11 PERMA FIX ENVIRONMENTAL SERVICES INC DE 2.02,9.01 08/04/11 Pet Airways Inc. IL 5.03,5.07,8.01,9.01 07/27/11 PETROHAWK ENERGY CORP DE 8.01,9.01 08/04/11 PETROLEUM DEVELOPMENT CORP NV 2.02,7.01,9.01 08/03/11 PETROQUEST ENERGY INC DE 2.02 08/04/11 PG&E CORP CA 2.02,7.01,9.01 08/04/11 PharMerica CORP DE 2.02,9.01 08/04/11 PHOENIX COMPANIES INC/DE DE 2.02,9.01 08/04/11 PHOENIX COMPANIES INC/DE DE 2.02,9.01 08/04/11 PHYSICIANS FORMULA HOLDINGS, INC. DE 2.02,7.01,9.01 08/04/11 PINNACLE AIRLINES CORP DE 2.02,9.01 08/04/11 PINNACLE ENTERTAINMENT INC. DE 1.01,9.01 07/29/11 PINNACLE ENTERTAINMENT INC. DE 1.01,2.01,2.03,9.01 08/02/11 PIONEER DRILLING CO TX 2.02,9.01 08/04/11 PITNEY BOWES INC /DE/ DE 2.02,9.01 08/04/11 PLAINS EXPLORATION & PRODUCTION CO DE 2.02,7.01,9.01 08/04/11 PMI GROUP INC DE 2.02,8.01,9.01 08/04/11 POWELL INDUSTRIES INC NV 2.02,9.01 08/02/11 POWERSECURE INTERNATIONAL, INC. DE 2.02,9.01 08/04/11 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 08/04/11 PPL Corp 2.05 06/16/11 AMEND PREFERRED APARTMENT COMMUNITIES INC MD 7.01,9.01 08/04/11 Prestige Brands Holdings, Inc. 2.02,5.07,7.01,9.01 08/02/11 PROFESSIONAL VETERINARY PRODUCTS LTD NE 7.01,9.01 08/04/11 PROGRESS ENERGY INC NC 2.02,9.01 08/04/11 PROS Holdings, Inc. DE 2.02,9.01 08/04/11 PROSPER MARKETPLACE INC DE 8.01,9.01 08/03/11 PROTECTIVE LIFE CORP DE 2.02,9.01 08/03/11 PS BUSINESS PARKS INC/CA CA 2.02,9.01 08/03/11 Pulse Beverage Corp NV 5.07,9.01 07/29/11 QC Holdings, Inc. KS 2.02,8.01,9.01 07/29/11 QUALITY SYSTEMS, INC CA 2.02,9.01 07/28/11 AMEND RACKSPACE HOSTING, INC. 2.02,9.01 08/04/11 RAND CAPITAL CORP NY 2.02,9.01 08/04/11 RAPTOR NETWORKS TECHNOLOGY INC 2.01 08/01/11 RBC Bearings INC 2.02,9.01 08/04/11 REALPAGE INC DE 2.02,9.01 08/04/11 REDWOOD TRUST INC MD 2.02,7.01,9.01 08/04/11 REGENCY CENTERS CORP FL 2.02,5.02,9.01 08/03/11 Regency Energy Partners LP DE 2.02,7.01,9.01 08/04/11 REGENERX BIOPHARMACEUTICALS INC DE 5.02 08/03/11 RELIANCE STEEL & ALUMINUM CO CA 8.01,9.01 08/02/11 RENTRAK CORP OR 2.02,9.01 08/04/11 REPROS THERAPEUTICS INC. DE 8.01,9.01 08/03/11 REPROS THERAPEUTICS INC. DE 5.02,9.01 08/01/11 RES CARE INC /KY/ KY 2.02,9.01 08/04/11 RESMED INC DE 2.02,9.01 08/04/11 Rhino Resource Partners LP DE 1.01,2.03,9.01 07/29/11 RIGEL PHARMACEUTICALS INC DE 2.02,9.01 08/02/11 ROBERTSON GLOBAL HEALTH SOLUTIONS COR NV 1.01,9.01 08/01/11 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02,9.01 08/04/11 ROFIN SINAR TECHNOLOGIES INC DE 2.02,9.01 06/30/11 ROSETTA STONE INC 2.02,7.01,9.01 08/04/11 ROSS STORES INC DE 2.02,9.01 08/04/11 Rubicon Technology, Inc. DE 2.02,9.01 08/04/11 SABINE ROYALTY TRUST TX 2.02,9.01 08/03/11 SAGA COMMUNICATIONS INC DE 2.02,9.01 08/04/11 SAGE FUND LP MD 3.02 08/01/11 SAKS INC TN 7.01,9.01 08/04/11 SALEM COMMUNICATIONS CORP /DE/ DE 2.02,7.01,9.01 06/30/11 Sally Beauty Holdings, Inc. 2.02,7.01,9.01 08/04/11 SALLY HOLDINGS LLC DE 2.02,7.01,9.01 08/04/11 SANDRIDGE ENERGY INC DE 2.02,9.01 08/04/11 SAPIENT CORP DE 2.02,9.01 08/04/11 SAUL CENTERS INC MD 2.02,9.01 08/03/11 SCANA CORP SC 2.02,9.01 08/04/11 SCIQUEST INC DE 2.02,9.01 08/04/11 SeaBright Holdings, Inc. DE 2.02,9.01 08/04/11 SEATTLE GENETICS INC /WA DE 2.02,9.01 08/04/11 Select Notes Trust LT 2004-1 DE 8.01,9.01 08/01/11 SEQUENOM INC DE 2.02,9.01 08/04/11 SERENA SOFTWARE INC DE 5.02,9.01 07/31/11 SIGNATURE GROUP HOLDINGS INC NV 5.02,9.01 08/04/11 AMEND Silver Dragon Resources Inc. DE 5.03,9.01 08/04/11 SILVERADO GOLD MINES LTD A1 5.02 07/31/11 SilverSun Technologies, Inc. DE 7.01,9.01 08/04/11 Sino Gas International Holdings, Inc. UT 5.02 07/31/11 Six Flags Entertainment Corp 8.01,9.01 08/04/11 SKYSTAR BIO-PHARMACEUTICAL CO NV 5.02,9.01 07/29/11 SMART BALANCE, INC. DE 2.02,9.01 08/04/11 SOCKET MOBILE, INC. DE 8.01,9.01 08/03/11 SOLAZYME INC DE 2.02,9.01 08/04/11 Sono Resources, Inc. NV 7.01,9.01 08/04/11 SOUTHERN CALIFORNIA EDISON CO CA 2.02,9.01 08/04/11 SOUTHWEST AIRLINES CO TX 2.02,9.01 06/30/11 SOUTHWEST GAS CORP CA 5.02,5.03 08/04/11 SOVRAN SELF STORAGE INC MD 2.02,9.01 08/03/11 SPARTON CORP OH 5.02,9.01 07/29/11 Spectra Energy Partners, LP DE 2.02,9.01 08/04/11 SPECTRUM GROUP INTERNATIONAL, INC. NY 5.02 08/01/11 SPECTRUM PHARMACEUTICALS INC DE 2.02,9.01 08/04/11 Spirit AeroSystems Holdings, Inc. DE 2.02,9.01 08/04/11 SquareTwo Financial Corp DE 8.01,9.01 08/04/11 SRS LABS INC DE 2.02,9.01 08/04/11 STANLEY BLACK & DECKER, INC. CT 7.01,9.01 08/04/11 State Auto Financial CORP OH 1.01,2.02,7.01,8.01, 07/27/11 9.01 STEINWAY MUSICAL INSTRUMENTS INC DE 2.02,9.01 08/04/11 STRATEGIC HOTELS & RESORTS, INC 2.02,9.01 08/03/11 STRATTEC SECURITY CORP WI 1.01,2.03,9.01 08/01/11 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/01/11 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 08/01/11 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 08/01/11 STRUCTURED PRODUCTS CORPTIERS PRINC P DE 8.01,9.01 08/01/11 SUBURBAN PROPANE PARTNERS LP DE 2.02,9.01 08/04/11 Sucampo Pharmaceuticals, Inc. 2.02,9.01 08/04/11 SUNOCO INC PA 2.02,7.01,9.01 08/04/11 SUNRISE SENIOR LIVING INC DE 2.02,9.01 08/03/11 SUPREME INDUSTRIES INC DE 5.02,9.01 08/01/11 SWIFT ENERGY CO 2.02,9.01 08/04/11 SXC Health Solutions Corp. A6 2.02 08/04/11 Symmetry Medical Inc. DE 5.02,8.01,9.01 08/03/11 TALEO CORP DE 8.01 08/04/11 TALEO CORP DE 2.02,9.01 08/04/11 TALON INTERNATIONAL, INC. DE 5.03,9.01 08/02/11 TANGOE INC 3.02,5.03,9.01 08/01/11 TARGACEPT INC 2.02,9.01 08/04/11 TECO ENERGY INC FL 2.02,9.01 08/04/11 TECUMSEH PRODUCTS CO MI 2.02,9.01 08/04/11 TEJON RANCH CO DE 2.02,9.01 08/03/11 TEJON RANCH CO DE 5.07 08/03/11 AMEND TEKELEC CA 2.02,9.01 08/04/11 TELEFLEX INC DE 5.02 07/29/11 TERADATA CORP /DE/ 2.02,7.01,9.01 08/04/11 TERRA NITROGEN CO L P /DE DE 2.02,9.01 08/04/11 Terreno Realty Corp MD 9.01 05/20/11 AMEND Territorial Bancorp Inc. MD 8.01,9.01 08/04/11 Territorial Bancorp Inc. MD 8.01,9.01 08/04/11 TESORO CORP /NEW/ DE 2.02,9.01 08/03/11 TESORO CORP /NEW/ DE 7.01,9.01 08/04/11 TETRA TECH INC DE 2.02,9.01 08/03/11 THERMOGENESIS CORP DE 5.02 07/29/11 Thermon Holding Corp. DE 2.02,9.01 08/04/11 THESTREET, INC. DE 2.02,9.01 08/03/11 TICC Capital Corp. MD 2.02,9.01 08/04/11 TICC Capital Corp. MD 8.01,9.01 08/04/11 TIDELANDS BANCSHARES INC 2.02,9.01 08/04/11 TIMBERLAND CO DE 2.02,9.01 08/04/11 Tirex CORP 3.02 08/01/11 TORCH ENERGY ROYALTY TRUST DE 1.01,9.01 08/01/11 Tower International, Inc. DE 2.02,7.01,9.01 08/04/11 TPC Group Inc. DE 5.07 06/08/11 AMEND TRANSCEND SERVICES INC DE 2.02,9.01 08/04/11 Transocean Ltd. V8 5.02 08/04/11 Travelport LTD D0 2.02,5.02,9.01 08/02/11 TREDEGAR CORP VA 2.02,9.01 08/04/11 TreeHouse Foods, Inc. DE 2.02,7.01,9.01 08/04/11 TTM TECHNOLOGIES INC WA 2.02,9.01 08/04/11 TUTOR PERINI Corp MA 2.02,9.01 08/04/11 TWO RIVERS WATER Co CO 7.01 08/03/11 TYSON FOODS INC DE 5.02 08/03/11 U S PHYSICAL THERAPY INC /NV NV 2.02,8.01 08/04/11 UFP TECHNOLOGIES INC DE 2.02,9.01 08/03/11 UGI CORP /PA/ PA 7.01,9.01 08/04/11 UIL HOLDINGS CORP CT 2.02,5.07,7.01,9.01 08/04/11 ULTRALIFE CORP DE 2.02,9.01 08/04/11 UNION DRILLING INC DE 1.01,2.03 08/01/11 AMEND UNION DRILLING INC DE 5.07 08/02/11 AMEND UNISOURCE ENERGY CORP AZ 2.02,9.01 08/04/11 UNIVERSAL CORP /VA/ VA 2.02,8.01,9.01 08/04/11 UNIVERSAL ELECTRONICS INC DE 2.02,9.01 08/04/11 UWHARRIE CAPITAL CORP NC 2.02,9.01 08/04/11 Valeant Pharmaceuticals International A6 2.02,9.01 08/04/11 VALHI INC /DE/ DE 2.02,7.01,9.01 08/04/11 Vanda Pharmaceuticals Inc. DE 2.02,9.01 08/04/11 Vanguard Natural Resources, LLC DE 2.02,7.01,9.01 08/04/11 Vantage Drilling CO E9 2.02,9.01 08/03/11 VECTOR GROUP LTD DE 2.02,9.01 08/04/11 VECTREN CORP IN 2.02 08/04/11 VENTAS INC DE 2.02,9.01 08/04/11 Vera Bradley, Inc. 5.02,9.01 07/29/11 VERMILLION, INC. DE 1.01,2.02,8.01,9.01 08/04/11 VIKING SYSTEMS INC DE 2.02,9.01 08/04/11 VISTEON CORP DE 2.02,7.01,9.01 08/04/11 VISTEON CORP DE 8.01,9.01 08/04/11 VIVUS INC CA 2.02,9.01 08/01/11 VYCOR MEDICAL INC DE 1.01,3.02,9.01 07/31/11 Walter Energy, Inc. DE 7.01,9.01 08/04/11 Warner Music Group Corp. DE 1.01,2.02,2.03,7.01, 08/02/11 9.01 WEINGARTEN REALTY INVESTORS /TX/ TX 2.02,9.01 08/02/11 WEST PHARMACEUTICAL SERVICES INC PA 5.02 08/04/11 WESTAR ENERGY INC /KS KS 2.02,7.01,9.01 08/04/11 Western Refining, Inc. DE 2.02,9.01 08/04/11 WESTWOOD ONE INC /DE/ DE 1.01,5.07,9.01 07/30/11 WILLIAMS COMPANIES INC DE 2.02,9.01 08/03/11 WILLIS GROUP HOLDINGS PLC L2 2.02,9.01 08/03/11 WINN DIXIE STORES INC FL 2.02,9.01 08/01/11 WIRELESS RONIN TECHNOLOGIES INC MN 1.01,2.03,9.01 07/29/11 WORLD ACCEPTANCE CORP SC 5.07 08/03/11 WORLD HEART CORP DE 7.01,9.01 08/03/11 WORLD WRESTLING ENTERTAINMENTINC DE 2.02,9.01 08/04/11 WORLDWIDE ENERGY & MANUFACTURING USA CO 1.01,4.02,9.01 07/30/11 X RITE INC MI 2.02,7.01,9.01 08/04/11 XATA CORP /MN/ MN 2.02,9.01 08/04/11 Xenith Bankshares, Inc. VA 1.01,2.01,8.01,9.01 07/29/11 XO GROUP INC. DE 2.02,9.01 08/04/11 XXX Acquisition Corp. NV 1.01,2.01,5.01,5.06, 07/31/11 9.01 YRC Worldwide Inc. DE 5.02 07/29/11 ZEBRA TECHNOLOGIES CORP 2.02,9.01 08/04/11 ZION OIL & GAS INC DE 4.01,9.01 08/01/11
http://www.sec.gov/news/digest/2011/dig080511.htm
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