SEC NEWS DIGEST Issue 2006-146 July 31, 2006 COMMISSION ANNOUNCEMENT SEC NAMES ASSOCIATE DISTRICT ADMINISTRATOR IN ATLANTA The Commission announced today the appointment of James L. Carley as the Associate District Administrator for Examinations in the Commission's Atlanta District Office. Mr. Carley will direct a team of accounting, finance, and legal professionals in the examination of broker-dealers, investment companies, investment advisers, and transfer agents across seven southeastern states (Alabama, Georgia, Louisiana, Mississippi, North Carolina, South Carolina, and Tennessee). He replaces Frank McGing, who retired in January. Mr. Carley joins the Commission after seven years in various roles with the U.S. Commodity Futures Trading Commission, including leading the supervision of derivatives clearinghouses, futures brokers, and commodity pool operators and trading advisors. Before entering public service, Mr. Carley served in financial management roles with the GTE Corporation and USAirways and practiced law in the area of aviation finance with the Washington, D.C., firm of Zuckert, Scoutt & Rasenberger. Lori A. Richards, Director of the SEC's Office of Compliance Inspections and Examinations, said, "I am very pleased that Jim has agreed to take on this important role. His judgment, leadership ability, and experience with complex markets and intermediaries will be invaluable to the Commission's oversight of firms in the region and to the investing public." Mr. Carley said, "It is a distinct honor to have the opportunity to serve the public by seeking to ensure the integrity of the securities firms and investment professionals with whom they do business. The Southeast has a dynamic economy and rapidly growing financial services sector, and I am excited to be joining the talented professionals in the Atlanta District Office in fulfilling these important investor protection responsibilities." Mr. Carley holds a B.S. in Economics and a J.D. from George Mason University and an M.B.A. from the University of Texas at Austin. (Press Rel. 2006-126) ENFORCEMENT PROCEEDINGS SEC SUSPENDS JEFFREY NUNEZ FROM ASSOCIATING WITH ANY BROKER OR DEALER FOR SIX MONTHS On July 28, the Commission issued an Order Making Findings and Imposing Remedial Sanctions (Order) against Jeffrey G. Nunez (Nunez). The Order finds that on Jan. 9, 2006, a final judgment was entered by default against Nunez in Securities and Exchange Commission v. Morgan Cooper, et al., Civil Action Number 1:05CV00207, U.S. District Court for the District of Columbia. The Commission's complaint alleged that during the Spring and Summer of 2000, while he was employed as a registered representative of Providential Securities, Inc., Nunez participated in an unregistered distribution of securities. The distribution occurred in connection with the reverse merger of a privately-held company into an existing publicly-held shell and the subsequent sale of hundreds of thousands of shares of the company to the public in transactions that were not registered with the Commission as Section 5 of the Securities Act requires. The final judgment permanently enjoined Nunez from future violations of Section 5(a) and 5(c) of the Securities Act of 1933 and ordered Nunez to pay a $55,000 civil penalty. Based on the above, the Order suspended Nunez from association with any broker-dealer for a period of six months. Nunez consented to the issuance of the Order without admitting or denying any of the findings in the Order, except he admitted the entry of the injunction. (Rel. 34-54235; File No. 3-12160) ENFORCEMENT ACTION AGAINST AUDITOR OF LIPPER CONVERTIBLE HEDGE FUNDS SETTLED On July 31, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Rule 102(e) of the Commission's Rules of Practice and Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, and Section 203(k) of the Investment Advisers Act of 1940 with respect to Lawrence A. Stoler (Order). The Order resolves the pending proceeding against Stoler, the engagement partner on the audits of the Lipper convertible hedge funds -- Lipper Convertibles, L.P. (Convertibles), Lipper Convertibles Series II, L.P. (Series II), and Lipper Fixed Income Fund, L.P. (collectively, the Funds), arising out of the audits of the Funds' 2000 annual financial statements. Without admitting or denying the Commission's findings, Stoler consented to the issuance of the Order, which orders him to cease and desist from committing or causing certain violations of the federal securities laws and denies him the privilege of appearing or practicing before the Commission as an accountant, with the right to apply for reinstatement after one year. Pursuant to Stoler's Offer of Settlement, the Order finds that Stoler engaged in improper professional conduct in the audits of the Funds' financial statements for the year ended Dec. 31, 2000, including the financial statements for Convertibles and Series II, which were filed with the Commission pursuant to Section 17 of the Exchange Act. The Order further finds that Stoler failed to adequately assess the substantial evidence produced by the audits that the Funds' portfolio manager, Edward J. Strafaci, was materially overstating the value of the convertible bonds and convertible preferred stock in which the Funds were invested, and unquestioningly relied on a purported confirmation process that was significantly flawed. The Order finds that, under Stoler's supervision, the audits amounted to a mechanical execution of tests, without real regard for the results of those tests, and that Stoler failed to exercise due professional care and professional skepticism, failed to obtain sufficient competent evidential matter to support the unqualified audit opinions he signed, and failed to adequately supervise the work of assistants. The Order thus finds that Stoler's conduct in the 2000 audits constituted a single instance of highly unreasonable conduct that resulted in a violation of applicable professional standards in circumstances in which Stoler knew, or should have known, that heightened scrutiny was warranted, and thus constituted improper professional conduct under Rule 102(e)(1)(iv)(B)(1) of the Commission's Rules of Practice. The Order further finds that Stoler was a cause of violations of Sections 17(a)(2) and (3) of the Securities Act, Section 17 of the Exchange Act and Rule 17a-5 thereunder, and Section 206 of the Investment Advisers Act committed by the Funds, Strafaci, and/or the entity that managed the Funds. (Rels. 33-8726; 34-54246; IA-2539; AAE Rel. No. 2470; File No. 3-12179) IN THE MATTER OF WARREN LAMMERT, LARS SODERBERG, AND LANCE NEWCOMB On July 31, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 (Securities Act), Sections 15(b) and 21C of the Securities Exchange Act of 1934 (Exchange Act), Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 (Advisers Act), and Sections 9(b) and 9(f) of the Investment Company Act of 1940 (Investment Company Act) (Order) against Warren Lammert (Lammert), Lars Soderberg (Soderberg), and Lance Newcomb (Newcomb). In the Order, the Division of Enforcement (Division) alleges that Lammert, Soderberg and Newcomb violated certain provisions of the federal securities laws by allowing or facilitating improper undisclosed frequent trading arrangements at Janus Capital Management LLC (JCM), a registered investment adviser based in Denver, Colorado. The Division also alleges that the frequent trading arrangements were contrary to the prospectuses governing the funds in which frequent trading was permitted. The Division further alleges that Newcomb entered into an improper arrangement with at least one investor whereby the investor was allowed to frequently trade a JCM fund in return for making a long term investment in another JCM fund. Based on the foregoing, the Division alleges that: Lammert, Soderberg, and Newcomb willfully violated, or, in the alternative, willfully aided and abetted and caused violations of, Section 17(a) of the Securities Act and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, and willfully aided and abetted and caused violations of Sections 206(1) and 206(2) of the Advisers Act; Lammert and Soderberg willfully aided and abetted and caused violations of Section 34(b) of the Investment Company Act; and Newcomb willfully aided and abetted and caused violations of Section 17(d) of the Investment Company Act and Rule 17d-1 thereunder. The Division seeks a cease-and-desist order, remedial sanctions, and civil money penalties against Lammert, Soderberg, and Newcomb. (Rels. 33-8727; 34-54247; IA-2540; IC-27443; File No. 3-12386) FORMER RESEARCH ANALYST PAUL JOHNSON IS ENJOINED AND ORDERED TO PAY APPROXIMATELY $2.2 MILLION IN DISGORGEMENT AND CIVIL PENALTIES BY FEDERAL DISTRICT COURT The Commission announced today that on July 24 the U.S. District Judge John F. Keenan entered a final judgment against defendant Paul Johnson, a former securities analyst at the now-defunct Robertson Stephens, Inc. firm, that enjoined Johnson for five years from violations of Securities Act Section 17(a) and Exchange Act Section 10(b) and Rule 10b-5 thereunder, which are general antifraud provisions of the federal securities laws. In addition, the Court ordered Johnson to disgorge approximately $2.2 million in illicit gains and prejudgment interest and pay $125,000 in civil penalties. In determining that a five-year injunction against violation of the securities laws was necessary and appropriate, the Court noted the repeated nature of Johnson's violations that involved three different companies over a span of several years. The Court also took into account that Mr. Johnson's current occupation as a hedge fund manager made it likely that future violations may occur. The judgment against Johnson followed a jury trial in November 2005 where the jury found Johnson liable on four counts of securities fraud for issuing false and misleading research reports about three companies that he covered. In its complaint, the Commission had charged Johnson with failing to disclose in his research reports and statements to the media praising two impending mergers that he stood to realize substantial financial gains from the successful consummation of those mergers. The Commission also charged Johnson with having issued false and misleading "Buy" recommendations for another public company that were inconsistent with his privately-held belief. [SEC v. Paul Johnson, Civil Action No. 03-0177 (JFK) SDNY] (LR-19780) SEC SUES FORMER EXECUTIVE OFFICERS OF DAISYTEK INTERNATIONAL CORPORATION FOR FINANCIAL FRAUD On July 31, the Commission announced the filing of a civil action against five former executives of office product and computer supply distributor Daisytek International Corporation (Daisytek) of Allen, Texas. In its complaint, the Commission alleges that the defendants conducted a scheme to achieve earnings estimates by materially overstating Daisytek's earnings from 2000 through the first half of 2002. The defendants are James R. Powell (Daisytek's former CEO and president), Ralph Mitchell (Daisytek's former CFO), Mark J. Corjay (Daisytek's former controller), E. Suzanne Garrett (Daisytek's former executive vice president - merchandising division), and Michael D. Scannell (Daisytek's former executive vice president and former president of Daisytek's U.S. Operations). The Commission also announced that defendants Powell, Corjay, and Garrett, without admitting or denying the Commission's allegations, have agreed to settlements of the Commission's action. Powell has consented to a permanent injunction and a ten-year officer and director bar, and has agreed to pay disgorgement of $829,759, plus prejudgment interest of $148,595, provided that the Commission waive that total amount and forego seeking against him a civil penalty, based on his sworn financial statement. Corjay has consented to a permanent injunction and a five-year officer and director bar, and has agreed to pay disgorgement of $311,175, plus prejudgment interest of $51,822, provided that the Commission waive all but $100,000 of that total amount and forego seeking against him a civil penalty, based on his sworn financial statement. Corjay, a licensed CPA, has also agreed to a Commission order suspending him from practicing or appearing before the Commission as an accountant, with the right to apply for reinstatement after five years. Garrett has consented to a permanent injunction and a five-year officer and director bar, and has agreed to pay disgorgement of $107,500 plus prejudgment interest, and a $40,000 civil penalty. In its complaint, filed in the district court for the Eastern District of Texas, Fort Worth division, the Commission alleges that, from 2000 through the first half of 2002, the defendants engaged in a fraudulent earnings enhancement scheme to make it appear that Daisytek was meeting or exceeding analysts' earnings estimates. The scheme involved improperly recording as revenue various rebates associated with inventory ordered for the sole purpose of meeting Daisytek's earnings targets, and recording fraudulent receivables. In the process, Daisytek failed to comply with Generally Accepted Accounting Principles. In its civil action, the Commission alleges that Mitchell and Scannell violated the antifraud provisions of the Securities Act and the Exchange Act, aided and abetted violations of the Exchange Act's reporting, record keeping and internal controls provisions, and circumvented accounting controls. In addition, the Commission alleges that Mitchell lied to Daisytek's auditors, and signed false Sarbanes- Oxley certifications. In its action, the Commission seeks from Mitchell and Scannell permanent injunctions, disgorgement of ill- gotten gains plus prejudgment interest, officer and director bars, and civil penalties. In the agreed final judgment of permanent injunction (Judgment), Powell, Corjay, and Garrett are enjoined from violating the antifraud provisions of the Securities Act and the Exchange Act, aiding and abetting violations of the Exchange Act's reporting, record keeping and internal controls provisions, and circumventing accounting controls. In addition, in the Judgment, Powell and Corjay are enjoined from lying to auditors, and from signing false Sarbanes-Oxley certifications. [SEC v. James R. Powell, Ralph Mitchell, Mark J. Corjay, E. Suzanne Garrett, and Michael D. Scannell, Civil Action No. 4:06 - CV- 311, U.S.D.C./Eastern District of Texas (Sherman Division)] (LR-19781) INVESTMENT COMPANY ACT RELEASES ORDERS OF DEREGISTRATION UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: Credit Suisse Target Return Fund [File No. 811-21617] [Rel No. IC- 27429] July 26, 2006 Gold Bank Funds [File No. 811-10465] [Rel No. IC- 27430] July 26, 2006 The Galaxy Fund [File No. 811-4636] [Rel No. IC- 27431] July 26, 2006 The BlackRock Advantage Term Trust Inc. [File No. 811-5757] [Rel No. IC-27432] July 26, 2006 Income Trust [File No. 811- 7307] [Rel No. IC-27433] July 26, 2006 Growth and Income Trust [File No. 811-7393] [Rel No. IC-27434] July 26, 2006 Growth Trust [File No. 811-7395] [Rel No. IC-27435] July 26, 2006 Allmerica Securities Trust [File No. 811-2338] [Rel No. IC-27436] July 26, 2006 Scudder New Asia Fund, Inc. [File No. 811-4789] [Rel No. IC-27437] July 26, 2006 AIM Millennium Alternative Strategies Fund [File No. 811-10299] [Rel No. IC-27438] July 26, 2006 Runkel Funds, Inc. [File No. 811-21070] [Rel No. IC-27439] July 26, 2006 Legg Mason Cash Reserve Trust [File No. 811-2853] [Rel No. IC-27440] July 26, 2006 Legg Mason Tax-Exempt Trust, Inc. [File No. 811-3526] [Rel No. IC-27441] July 26, 2006 SELF-REGULATORY ORGANIZATIONS IMMEDATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2006-65) and Amendment No. 1 thereto filed by the American Stock Exchange relating to the suspension of transaction charges for specialist orders in the Nasdaq-100 Tracking StockŪ (QQQQ) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 31. (Rel. 54227) A proposed rule change (SR-Phlx-2006-39) filed by the Philadelphia Stock Exchange relating to conforming changes to its By-Laws has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54237) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change submitted by the Boston Stock Exchange (SR-BSE-2006-26) to extend the Linkage Fee Pilot Program. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54225) The Commission granted accelerated approval to a proposed rule change (SR-Phlx-2006-44) submitted by the Philadelphia Stock Exchange to extend the Linkage Fee Pilot Program. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54233) PROPOSED RULE CHANGES The Commission issued notice of filing of a proposed rule change and Amendment No. 1 thereto submitted by the Chicago Stock Exchange (SR- CHX-2006-23) regarding amendments to the Exchange's bylaws. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54226) The International Securities Exchange filed a proposed rule change (SR-ISE-2006-14) and Amendment No. 1 thereto relating to ISE Rule 720. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54228) APPROVAL OF PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-CBOE- 2005-90) and granted accelerated approval to Amendments No. 1, 2, and 3 thereto submitted by the Chicago Board Options Exchange to adopt a simple auction liaison system to auction qualifying marketable orders for potential price improvement. Publication is expected in the Federal Register during the week of July 31. (Rel. 34-54229) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 WYNDHAM WORLDWIDE CORP, 7 SYLVAN WAY, PARSIPPANY, NJ, 07054, 973-428-9700 - 0 ($1,480,562,500.00) Other, (File 333-136090 - Jul. 28) (BR. 08C) F-3 QIAO XING UNIVERSAL TELEPHONE INC, QIAO XING BUILDING WU SHI INDUSTRIAL ZON, 011-86-752-2808188, HUIZHOU CITY GUANG D, F4, 80111, 0 ($59,252,285.00) Equity, (File 333-136091 - Jul. 28) (BR. 11C) S-4 Israel Technology Acquisition Corp., 23 KARLIBACH STREET, TEL AVIV, L3, 67132, 972545582452 - 0 ($7,551,723.00) Equity, (File 333-136092 - Jul. 28) (BR. 09) S-3 NUMEREX CORP /PA/, 1600 PARKWOOD CIRCLE, SUITE 200, ATLANTA, GA, 30339, 770-693-5950 - 0 ($6,717,138.10) Equity, (File 333-136093 - Jul. 28) (BR. 11A) S-1 Atlas Energy Resources, LLC, 311 ROUSER ROAD, MOON TOWNSHIP, PA, 15108, 412-262-2830 - 0 ($138,862,500.00) Equity, (File 333-136094 - Jul. 28) (BR. 04) S-8 E DIGITAL CORP, 13114 EVENING CREEK DR S, SAN DIEGO, CA, 92128, 6196791504 - 10,000,000 ($1,290,000.00) Equity, (File 333-136095 - Jul. 28) (BR. 10B) S-1 E DIGITAL CORP, 13114 EVENING CREEK DR S, SAN DIEGO, CA, 92128, 6196791504 - 39,965,576 ($5,155,559.00) Equity, (File 333-136096 - Jul. 28) (BR. 10B) S-1 Taliera CORP, 250 EAST 96TH STREET, SUITE 415, INDIANAPOLIS, IN, 46240, 317-496-6660 - 0 ($136,350,100.00) Other, (File 333-136097 - Jul. 28) (BR. 11) SB-2 PROTALEX INC, 145 UNION SQUARE DRIVE, NEW HOPE, PA, 18938, 215-862-9720 - 8,119,980 ($23,710,342.00) Equity, (File 333-136098 - Jul. 28) (BR. 01B) S-8 COMMUNITY WEST BANCSHARES /, 445 PINE AVE, GOLETA, CA, 93117, 8056921862 - 500,000 ($7,650,000.00) Equity, (File 333-136099 - Jul. 28) (BR. 07C) S-8 ITRONICS INC, 6490 SO. MCCARRAN BLVD., BLDG C STE 23, RENO, NV, 89509, 7756897696 - 20,000,000 ($480,000.00) Equity, (File 333-136100 - Jul. 28) (BR. 04A) S-8 MARKETAXESS HOLDINGS INC, 140 BROADWAY 42ND FLOOR, NEW YORK, NY, 10005, 212-831-6000 - 0 ($63,631,800.00) Equity, (File 333-136101 - Jul. 28) (BR. 07A) S-8 GREENS WORLDWIDE INC, 346 WOODLAND CHURCH RD, HERTFORD, NC, 27944, 252-264-2064 - 5,000,000 ($3,350,000.00) Equity, (File 333-136102 - Jul. 28) (BR. 05B) S-8 CALIFORNIA COASTAL COMMUNITIES INC, 6 EXECUTIVE CIRCLE, SUITE 250, IRVIN, CA, 92614, 9492507700 - 0 ($7,022,500.00) Equity, (File 333-136105 - Jul. 28) (BR. 06B) S-3 FARMERS NATIONAL BANC CORP /OH/, 20 S BROAD STREET, P O BOX 555, CANFIELD, OH, 44406, 3305333341 - 750,000 ($8,010,000.00) Equity, (File 333-136106 - Jul. 28) (BR. 07B) S-3 UNITED MORTGAGE TRUST, 5740 PROSPECT, SUITE 1000, DALLAS, TX, 75206, 2142379305 - 1,000,000 ($20,000,000.00) Equity, (File 333-136107 - Jul. 28) (BR. 08C) S-3ASR PEABODY ENERGY CORP, 701 MARKET ST, ST LOUIS, MO, 63101-1826, 3143423400 - 0 ($0.00) Other, (File 333-136108 - Jul. 28) (BR. 04A) S-8 FORRESTER RESEARCH INC, 400 TECHNOLOGY SQUARE, CAMBRIDGE, MA, 02139, 6174977090 - 0 ($122,856,000.00) Equity, (File 333-136109 - Jul. 28) (BR. 06A) S-11 GTJ REIT, Inc., 444 MERRICK ROAD, LYNBROOK, NY, 11563, (516) 881-3535 - 0 ($173,388,018.00) Equity, (File 333-136110 - Jul. 28) (BR. ) S-3 YARDVILLE NATIONAL BANCORP, 2465 KUSER RD, HAMILTON, NJ, 08690, 6096316218 - 235,401 ($8,533,286.25) Equity, (File 333-136111 - Jul. 28) (BR. 07B) S-8 ROMA FINANCIAL CORP, 2300 ROUTE 33, ROBBINSVILLE, NJ, 08691, (800) 223-8300 - 73,342 ($1,094,996.00) Equity, (File 333-136112 - Jul. 28) (BR. 07) S-8 MTS SYSTEMS CORP, 14000 TECHNOLOGY DR, EDEN PRAIRIE, MN, 55344-2290, 6129374000 - 2,500,000 ($83,300,000.00) Equity, (File 333-136113 - Jul. 28) (BR. 10B) S-8 Tube Media Corp., 11077 BISCAYNE BLVD, SUITE 100, MIAMI, FL, 33161, 305-899-6100 - 2,000,000 ($3,084,375.00) Equity, (File 333-136114 - Jul. 28) (BR. 11A) S-3 IDERA PHARMACEUTICALS, INC., 345 VASSAR STREET, CAMBRIDGE, MA, 02139, 6176795500 - 683,593 ($1,968,747.84) Equity, (File 333-136115 - Jul. 28) (BR. 01A) S-3 ADEPT TECHNOLOGY INC, 3011 TRIAD DRIVE, LIVERMORE, CA, 94551, 9252453400 - 731,251 ($10,851,764.84) Equity, (File 333-136116 - Jul. 28) (BR. 10A) S-3 CADIZ INC, 777 SOUTH FIGUEROA STREET, SUITE 4250, LOS ANGELES, CA, 90017, 213-271-1600 - 2,221,909 ($42,438,461.90) Equity, (File 333-136117 - Jul. 28) (BR. 02C) S-8 EBAY INC, 2145 HAMILTON AVENUE, SAN JOSE, CA, 95125, 408-376-7400 - 0 ($727,200,000.00) Equity, (File 333-136118 - Jul. 28) (BR. 08B) S-3 O2DIESEL CORP, 1601 FIFTH AVENUE, SUITE 2100, SEATTLE, WA, 98101, 4,457,609 ($3,922,695.92) Equity, (File 333-136119 - Jul. 28) (BR. 02B) S-3ASR EBAY INC, 2145 HAMILTON AVENUE, SAN JOSE, CA, 95125, 408-376-7400 - 2,086,808 ($50,584,225.92) Equity, (File 333-136120 - Jul. 28) (BR. 08B) S-8 O2DIESEL CORP, 1601 FIFTH AVENUE, SUITE 2100, SEATTLE, WA, 98101, 0 ($8,580,000.00) Equity, (File 333-136121 - Jul. 28) (BR. 02B) S-3 BA Credit Card Funding, LLC, 214 NORTH TRYON STREET, CHARLOTTE, NC, 28255, 704-683-4915 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-136122 - Jul. 28) (BR. ) S-8 CORE MOLDING TECHNOLOGIES INC, 800 MANOR PARK DRIVE, P O BOX 28183, COLUMBUS, OH, 43228, 8006666960 - 3,100,000 ($16,972,500.00) Equity, (File 333-136123 - Jul. 28) (BR. 06B) S-1 AFFYMAX INC, 4001 MIRANDA AVE, PALO ALTO, CA, 94304, 0 ($115,000,000.00) Equity, (File 333-136125 - Jul. 28) (BR. ) S-8 INOVIO BIOMEDICAL CORP, 11494 SORRENTO VALLEY ROAD, SAN DIEGO, CA, 92121-1318, 858 597-6006 - 0 ($2,060,394.00) Equity, (File 333-136126 - Jul. 28) (BR. 10B) S-8 IMMUNE RESPONSE CORP, 5931 DARWIN COURT, CARLSBAD, CA, 92008, 7604317080 - 12,000,000 ($264,000.00) Equity, (File 333-136127 - Jul. 28) (BR. 01A) S-3 AMS HEALTH SCIENCES INC, 711 NE 39TH STREET, OKLAHOMA CITY, OK, 73105, 4058420131 - 1,133,557 ($646,127.49) Equity, (File 333-136128 - Jul. 28) (BR. 02A) SB-2 BULLION RIVER GOLD CORP, 3500 LAKESIDE COURT, SUITE 200, RENO, NV, 89509, 775-324-4881 - 49,307,904 ($31,624,088.00) Equity, (File 333-136129 - Jul. 28) (BR. 04B) SB-2 UNIVERSAL GUARDIAN HOLDINGS INC, 4695 MACARTHUR COURT, SUITE 300, NEWPORT BEACH, CA, 92660, 949-861-8295 - 9,075,781 ($8,026,932.59) Equity, (File 333-136130 - Jul. 28) (BR. 08C) S-4 XM SATELLITE RADIO INC, 2029887100 - 0 ($800,000,000.00) Non-Convertible Debt, (File 333-136131 - Jul. 28) (BR. 11B) S-8 NATIONAL TECHNICAL SYSTEMS INC /CA/, 24007 VENTURA BLVD, CALABASAS, CA, 91302, 8185910776 - 300,000 ($1,935,000.00) Equity, (File 333-136132 - Jul. 28) (BR. 09B) SB-2 Pure Play Media Holdings, Inc., 19800 NORDHOFF PLACE, CHATSWORTH, CA, 91311, 905-726-9980 - 4,661,348 ($9,322,696.00) Equity, (File 333-136133 - Jul. 28) (BR. ) SB-2 Eastern Exploration CO, #40-6588 BARHARD DRIVE, RICHMOND, A1, V7C5R8, 778-889-3091 - 4,175,000 ($104,375.00) Equity, (File 333-136134 - Jul. 28) (BR. ) S-8 US MICROBICS INC, 6451 EL CAMINO REAL #C, CARLSBAD, CA, 92009, 7609181860 - 50,000,000 ($725,000.00) Equity, (File 333-136135 - Jul. 28) (BR. 06A) SB-2 NEOGENOMICS INC, 1726 MEDICAL BOULEVARD, SUITE 201, SUITE 201, NAPLES, FL, 34108, 9419231949 - 1,800,000 ($1,188,000.00) Equity, (File 333-136136 - Jul. 28) (BR. 09B) S-3 STREICHER MOBILE FUELING INC, 200 WEST CYPRESS CREEK ROAD, SUITE 400, FT LAUDERDALE, FL, 33309, 954 308 4200 - 0 ($5,783,339.00) Equity, (File 333-136137 - Jul. 28) (BR. 04B) SB-2 FASHION HOUSE HOLDINGS INC, 6310 SAN VICENTE BLVD, SUITE 330, LOS ANGELES, CA, 90048-5499, (323) 939-3031 - 33,059,398 ($22,315,093.66) Equity, (File 333-136138 - Jul. 28) (BR. 02A) SB-2 COLOMBIA GOLDFIELDS LTD, 816 FEACE PORTAL DR., PNB 55, BLAINE, WA, 98230, 604-601-2040 - 24,959,455 ($33,098,360.00) Other, (File 333-136140 - Jul. 28) (BR. 08A) S-1 LAS VEGAS GAMING INC, 4000 WEST ALI BABA LANE, SUITE D, LAS VEGAS, NV, 89118, 702-871-7111 - 7,771,842 ($23,315,526.00) Equity, (File 333-136141 - Jul. 28) (BR. 05B) S-3 QUANTUM FUEL SYSTEMS TECHNOLOGIES WORLDWIDE INC, 0 ($17,011,363.00) Equity, 0 ($2,835,223.00) Other, (File 333-136142 - Jul. 28) (BR. 05B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- Abington Community Bancorp, Inc. PA 2.02,9.01 07/28/06 ACE Securities Corp. Home Equity Loan DE 1.01,9.01 03/27/06 ACROSS AMERICA REAL ESTATE CORP CO 4.02,9.01 07/28/06 ACTIVISION INC /NY DE 8.01 07/28/06 ADESA INC 2.02,9.01 07/28/06 ADVANCED ENERGY INDUSTRIES INC DE 1.01,9.01 07/24/06 ADVANCED MATERIALS GROUP INC NV 2.02,7.01,9.01 07/24/06 AEGIS COMMUNICATIONS GROUP INC DE 5.02 07/25/06 AETRIUM INC MN 2.02,9.01 07/19/06 AIRNET SYSTEMS INC OH 1.01,8.01,9.01 07/26/06 AIRTRAN HOLDINGS INC NV 2.02,7.01,9.01 07/27/06 AKORN INC LA 2.02,9.01 07/26/06 ALDILA INC DE 7.01,9.01 07/26/06 ALEXANDER & BALDWIN INC HI 2.02,9.01 07/28/06 ALLEGHENY ENERGY, INC MD 2.02,9.01 07/27/06 Alternative Loan Trust 2006-OA12 9.01 07/28/06 ALTIRIS INC DE 1.01,9.01 07/28/06 AMDL INC DE 1.01,7.01,9.01 07/27/06 AMEND AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02 07/28/06 AMERICAN CAPITAL STRATEGIES LTD 1.01,2.03 07/28/06 American Home Mortgage Assets Trust 2 DE 9.01 07/28/06 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 1.01 07/26/06 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 07/28/06 AMERICANWEST BANCORPORATION WA 2.02,7.01,9.01 07/25/06 ANADARKO PETROLEUM CORP DE 2.02,7.01,9.01 07/27/06 ANALYSTS INTERNATIONAL CORP 7.01,9.01 07/28/06 ANALYTICAL SURVEYS INC CO 3.01 07/28/06 ANDERSONS INC OH 2.02 07/28/06 ANIXTER INTERNATIONAL INC DE 2.02,9.01 07/25/06 APPALACHIAN BANCSHARES INC GA 2.02,7.01,9.01 07/28/06 APRIA HEALTHCARE GROUP INC DE 2.02,5.02,5.03,9.01 07/26/06 AQUANTIVE INC WA 7.01 07/27/06 ARCH COAL INC DE 5.02,7.01,9.01 07/27/06 ARES CAPITAL CORP MD 7.01,9.01 07/28/06 ARQULE INC DE 2.02,9.01 07/27/06 ASHLAND INC. KY 2.02,9.01 07/26/06 ASV INC /MN/ MN 2.02,9.01 07/28/06 Atlantic Southern Financial Group, In 1.01,9.01 07/26/06 ATLAS AIR WORLDWIDE HOLDINGS INC DE 1.02 07/24/06 ATMOSPHERIC GLOW TECHNOLOGIES INC DE 1.01,2.03 07/24/06 ATWOOD OCEANICS INC TX 2.02,7.01,9.01 07/28/06 AVAYA INC DE 1.01,9.01 07/24/06 B FAST CORP LA 2.01 07/27/06 BAKER HUGHES INC DE 2.02,7.01 07/28/06 BANCINSURANCE CORP OH 2.02,9.01 07/27/06 BAR HARBOR BANKSHARES ME 2.02,9.01 06/30/06 Bear Stearns Mortgage Funding Trust 2 DE 9.01 07/28/06 BECTON DICKINSON & CO NJ 2.02,9.01 07/28/06 BELO CORP DE 2.02,9.01 07/28/06 BENCHMARK ELECTRONICS INC TX 2.02,9.01 07/20/06 Benjamin Franklin Bancorp, Inc. MA 2.02,8.01,9.01 07/27/06 BESTNET COMMUNICATIONS CORP NV 1.01,2.01,3.02,9.01 07/28/06 BIO KEY INTERNATIONAL INC MN 4.01,9.01 07/24/06 BIODELIVERY SCIENCES INTERNATIONAL IN DE 8.01 07/27/06 BIOLIFE SOLUTIONS INC DE 1.01,5.02 07/26/06 BIOSPECIFICS TECHNOLOGIES CORP DE 1.02 07/28/06 BJs RESTAURANTS INC CA 2.02,9.01 07/27/06 BLONDER TONGUE LABORATORIES INC DE 5.02 07/21/06 BLUE RIVER BANCSHARES INC IN 1.01,2.02,7.01,9.01 07/25/06 BLUEGREEN CORP MA 2.03 07/28/06 Boardwalk Pipeline Partners, LP DE 1.01,9.01 07/24/06 BOE FINANCIAL SERVICES OF VIRGINIA IN VA 2.02 07/28/06 BofI Holding, Inc. DE 1.01 07/24/06 BOMBAY COMPANY INC DE 8.01 07/28/06 BOSTON COMMUNICATIONS GROUP INC MA 2.02,9.01 07/28/06 BOYKIN LODGING CO OH 8.01,9.01 07/28/06 BRALORNE MINING CO NV 5.02 07/27/06 BRANDYWINE OPERATING PARTNERSHIP LP / DE 2.02,9.01 07/27/06 BRANDYWINE REALTY TRUST MD 2.02,9.01 07/27/06 BROADCOM CORP CA 8.01 07/24/06 BROOKE CORP KS 2.02,8.01,9.01 07/26/06 Brooklyn Federal Bancorp, Inc. X1 2.02,9.01 07/27/06 Builders FirstSource, Inc. DE 1.01,2.02,9.01 07/27/06 BUILDING MATERIALS CORP OF AMERICA DE 1.01,2.02,9.01 07/28/06 CA, INC. DE 5.04,9.01 07/28/06 CALTON INC NJ 1.01 07/28/06 CAMBREX CORP DE 2.02,9.01 07/27/06 CAMCO FINANCIAL CORP DE 1.01,5.02,9.01 07/25/06 CapitalSouth Bancorp DE 2.02,9.01 07/28/06 CARRIER ACCESS CORP DE 1.01,9.01 07/25/06 CARRIZO OIL & GAS INC TX 1.01,9.01 07/28/06 CATALINA MARKETING CORP/DE DE 2.02,9.01 07/27/06 Celtic Cross Ltd. NV 5.03,8.01 07/06/06 Celtic Cross Ltd. NV 5.02 07/06/06 AMEND CENTERPOINT ENERGY INC 1.01 07/27/06 CENTRAL HUDSON GAS & ELECTRIC CORP NY 8.01 07/24/06 CF Industries Holdings, Inc. DE 2.02,9.01 07/27/06 CFS BANCORP INC IN 2.02,9.01 07/28/06 CH ENERGY GROUP INC NY 8.01 07/24/06 CHAMPION INDUSTRIES INC WV 1.01,2.03 07/03/06 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 07/25/06 CHESAPEAKE ENERGY CORP OK 2.02,9.01 07/27/06 CHEVRON CORP DE 2.02 07/28/06 CHINA DIGITAL COMMUNICATION GROUP NV 2.01,3.02,3.03,5.03,8.01,9.01 06/29/06 CHINA NORTH EAST PETROLEUM HOLDINGS L NV 1.01,9.01 07/26/06 CHL Mortgage Pass-Through Trust 2006- 9.01 07/28/06 CINTAS CORP WA 1.01 07/24/06 CITIZENS COMMUNICATIONS CO DE 8.01,9.01 07/28/06 CLARKSTON FINANCIAL CORP 2.02,9.01 07/27/06 COBRA ELECTRONICS CORP DE 2.02,9.01 07/28/06 COLE KENNETH PRODUCTIONS INC NY 2.02 07/28/06 COLLECTIBLE CONCEPTS GROUP INC DE 4.01,9.01 07/26/06 Colonial Bankshares Inc X1 2.02,9.01 07/28/06 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 07/27/06 Complete Production Services, Inc. DE 2.02,9.01 07/27/06 COMPUTER TASK GROUP INC NY 7.01,9.01 07/28/06 CONSTELLATION ENERGY GROUP INC MD 2.02,9.01 07/27/06 CONVERA CORP DE 1.01,1.02,5.02 07/24/06 CORONADO INDUSTRIES INC NY 1.01,3.02 07/27/06 CORVU CORP MN 2.02,9.01 07/27/06 COVANSYS CORP MI 2.02 07/27/06 COVENTRY HEALTH CARE INC DE 2.02,9.01 07/28/06 CREDIT ACCEPTANCE CORPORATION MI 7.01,9.01 07/28/06 CREDIT SUISSE (USA) INC DE 9.01 07/28/06 CRESTED CORP CO 8.01 07/21/06 CROSSTEX ENERGY INC DE 1.01,2.03,7.01,9.01 07/25/06 CROSSTEX ENERGY LP DE 1.01,2.03,7.01,9.01 07/25/06 CSS INDUSTRIES INC DE 2.02,9.01 07/27/06 CT COMMUNICATIONS INC /NC NC 2.02,8.01,9.01 07/27/06 CURIS INC DE 2.02,9.01 07/27/06 CURTISS WRIGHT CORP DE 2.02,9.01 07/27/06 CWABS Asset-Backed Certificates Trust 8.01,9.01 07/27/06 CWABS Asset-Backed Certificates Trust 9.01 07/28/06 CWALT INC DE 9.01 07/28/06 CWALT INC DE 9.01 07/28/06 CWALT INC DE 9.01 07/28/06 CWALT INC DE 9.01 07/28/06 CWMBS INC DE 9.01 07/28/06 CWMBS INC DE 9.01 07/28/06 CYGNUS OIL & GAS CORP DE 5.02,9.01 07/14/06 CYTYC CORP DE 1.01,9.01 07/26/06 DAHUA INC DE 4.02 07/28/06 DARLING INTERNATIONAL INC DE 9.01 05/15/06 AMEND DATA SYSTEMS & SOFTWARE INC DE 1.01 07/21/06 DAWSON GEOPHYSICAL CO TX 7.01,9.01 07/28/06 DAYTON POWER & LIGHT CO OH 7.01,8.01,9.01 07/26/06 DB Commodity Index Tracking Fund 7.01,9.01 07/27/06 DEBT RESOLVE INC DE 8.01,9.01 07/24/06 DEER VALLEY CORP 1.01,5.02,7.01,8.01,9.01 07/24/06 DELCATH SYSTEMS INC DE 8.01,9.01 07/28/06 DEPOMED INC CA 1.01 07/24/06 DESIGN WITHIN REACH INC DE 5.02,9.01 07/24/06 DIAGNOSTIC PRODUCTS CORP CA 8.01,9.01 07/27/06 DIAMETRICS MEDICAL INC MN 1.01,2.01,9.01 07/28/06 Digital Realty Trust, Inc. MD 1.01,2.01,8.01,9.01 07/24/06 DNB FINANCIAL CORP /PA/ PA 1.01,9.01 07/26/06 DOMINOS PIZZA INC 8.01 07/28/06 DONALDSON CO INC DE 8.01,9.01 07/28/06 Douglas Lake Minerals Inc. 5.02 07/21/06 DPL INC OH 7.01,8.01,9.01 07/26/06 Dresser-Rand Group Inc. DE 1.01,5.02,9.01 07/24/06 DTE ENERGY CO MI 2.02,9.01 07/27/06 DTE ENERGY CO MI 7.01,9.01 07/28/06 DUKE REALTY CORP IN 1.01,9.01 07/24/06 DUKE REALTY LIMITED PARTNERSHIP/ IN 1.01,9.01 07/24/06 DYNAVAX TECHNOLOGIES CORP DE 2.02,9.01 07/27/06 EAGLE BROADBAND INC TX 2.03,3.02 07/24/06 EASTERN VIRGINIA BANKSHARES INC VA 2.02,9.01 07/21/06 EATON VANCE CORP MD 7.01 07/28/06 EMULEX CORP /DE/ DE 1.01,9.01 07/24/06 Energy Infrastructure Acquisition Cor DE 8.01,9.01 07/21/06 ENESCO GROUP INC IL 2.02,9.01 07/28/06 EPICOR SOFTWARE CORP DE 2.02,9.01 07/26/06 EPIX Pharmaceuticals, Inc. 8.01,9.01 07/28/06 ERHC Energy Inc CO 5.02,9.01 07/24/06 ERHC Energy Inc CO 5.02 03/30/06 AMEND ESCALA GROUP INC NY 1.01,5.02,9.01 07/25/06 ETRIALS WORLDWIDE INC. 2.02,9.01 07/27/06 ev3 Inc. DE 2.02,9.01 07/28/06 EVERGREENBANCORP INC WA 2.02,8.01,9.01 07/24/06 FARMERS & MERCHANTS BANCORP DE 2.02,9.01 07/27/06 FARO TECHNOLOGIES INC FL 1.01,5.02,9.01 07/24/06 FAUQUIER BANKSHARES INC VA 2.02,9.01 07/24/06 FBO AIR, INC. NV 3.02 05/30/06 FEATHERLITE INC MN 9.01 07/28/06 Federal Home Loan Bank of Boston X1 2.02,9.01 07/28/06 FEDERAL TRUST CORP FL 8.01,9.01 07/26/06 FEDERATED INVESTORS INC /PA/ PA 2.02,9.01 07/27/06 FIELDSTONE INVESTMENT CORP 1.01,9.01 07/26/06 FINANCIAL INSTITUTIONS INC NY 1.01,9.01 07/26/06 FIRST BANCORP /NC/ NC 2.02,9.01 07/27/06 FIRST FINANCIAL BANCORP /OH/ OH 2.02,7.01,9.01 07/28/06 FIRST FINANCIAL CORP /IN/ IN 2.02,9.01 07/27/06 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 07/28/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 07/28/06 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 07/27/06 FIRST KEYSTONE CORP PA 2.02 07/28/06 FIRST KEYSTONE FINANCIAL INC 2.02,9.01 07/27/06 FIRST MUTUAL BANCSHARES INC WA 1.01 07/19/06 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,2.01,9.01 07/26/06 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 8.01,9.01 07/27/06 FLIGHT SAFETY TECHNOLOGIES INC NV 8.01,9.01 07/28/06 FLOW INTERNATIONAL CORP WA 7.01 07/26/06 FNB United Corp. NC 7.01,9.01 07/28/06 FORSTER DRILLING CORP 4.01,9.01 07/25/06 FORWARD INDUSTRIES INC NY 2.02,5.02,9.01 07/27/06 FOSTER L B CO PA 2.02,9.01 06/28/06 FPL GROUP INC FL 2.02,9.01 07/28/06 FRANKLIN ELECTRONIC PUBLISHERS INC PA 1.01,9.01 07/25/06 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 07/27/06 Frontier Airlines Holdings, Inc. DE 2.02,9.01 07/27/06 GANDER MOUNTAIN CO MN 5.02 07/27/06 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 07/27/06 GENITOPE CORP DE 8.01,9.01 07/27/06 GIBRALTAR INDUSTRIES, INC. DE 7.01,9.01 07/28/06 GLACIER BANCORP INC DE 2.02,9.01 04/27/06 Global Employment Holdings, Inc. 1.01,2.03,9.01 07/25/06 GLOBAL PAYMENTS INC GA 2.02,9.01 07/28/06 GLOBIX CORP DE 5.02 07/26/06 GRAHAM CORP DE 1.01,9.01 07/27/06 GREENS WORLDWIDE INC AZ 8.01,9.01 07/28/06 GSAA Home Equity Trust 2006-12 DE 9.01 07/28/06 GSI GROUP INC A3 1.01,5.02,9.01 06/06/06 GSR Mortgage Loan Trust 2006-7F DE 8.01 07/28/06 GULF ISLAND FABRICATION INC LA 8.01,9.01 07/28/06 GULFMARK OFFSHORE INC DE 2.02,9.01 07/28/06 HARTFORD FINANCIAL SERVICES GROUP INC DE 2.02,9.01 07/27/06 HASBRO INC RI 1.01,7.01,9.01 07/27/06 HEALTH NET INC DE 1.01,3.03,5.03,9.01 07/27/06 HEALTHTRONICS, INC. GA 1.01,1.02,5.02,9.01 07/27/06 HENNESSY ADVISORS INC 2.02,9.01 07/28/06 HEPALIFE TECHNOLOGIES INC FL 7.01,9.01 07/24/06 HERSHEY CO DE 1.01,7.01,9.01 07/26/06 HISTORIC PRESERVATION PROPERTIES 1989 DE 2.05 07/27/06 Home Equity Loan Trust 2006-HSA4 8.01,9.01 07/28/06 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 06/19/06 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 06/19/06 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 06/19/06 HONDA AUTO RECEIVABLES 2003-1 OWNER T 8.01,9.01 06/19/06 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 06/19/06 Honda Auto Receivables 2004-2 Owner T 8.01,9.01 06/19/06 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-2 Owner T 8.01,9.01 06/19/06 Honda Auto Receivables 2005-3 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-5 Owner T CA 8.01,9.01 06/19/06 Honda Auto Receivables 2005-6 Owner T CA 8.01,9.01 06/19/06 HONDA RECEIVABLES CORP AUTO REC 2003 DE 8.01,9.01 06/19/06 HOUSEHOLD AFFINITY CREDIT CARD MASTER DE 9.01 07/17/06 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE 9.01 07/17/06 HUGO INTERNATIONAL TELECOM INC DE 5.03,9.01 07/26/06 HUMAN BIOSYSTEMS INC CA 8.01,9.01 07/28/06 IBERIABANK CORP LA 7.01 07/27/06 IDEXX LABORATORIES INC /DE DE 2.02,9.01 07/28/06 IMS HEALTH INC DE 5.02,9.01 07/24/06 IndyMac INDX Mortgage Loan Trust 2006 9.01 07/28/06 IndyMac INDX Mortgage Loan Trust 2006 9.01 07/28/06 IndyMac INDX Mortgage Loan Trust 2006 9.01 07/28/06 INGERSOLL RAND CO LTD 2.02,9.01 07/28/06 INNOVATIVE MICRO TECHNOLOGY INC DE 8.01 07/24/06 INNOVEX INC MN 5.02,9.01 07/27/06 INSIGNIA SOLUTIONS PLC 5.02 07/21/06 INSPIRE PHARMACEUTICALS INC DE 8.01,9.01 07/27/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.01,9.01 05/12/06 AMEND INTERFACE INC GA 1.01,9.01 07/26/06 International Coal Group, Inc. DE 2.02,7.01,9.01 07/27/06 International Gold Resources, Inc. 8.01 07/24/06 INTERNATIONAL SHIPHOLDING CORP DE 2.02,2.06,9.01 07/26/06 INTERNATIONAL SMART SOURCING INC DE 8.01 07/28/06 INVESTOOLS INC DE 2.02,7.01,9.01 07/27/06 Investors Bancorp Inc DE 2.02,9.01 07/27/06 IROBOT CORP DE 7.01,9.01 07/27/06 IRON MOUNTAIN INC DE 8.01,9.01 07/28/06 ITT CORP IN 2.02,7.01,9.01 07/28/06 iWorld Projects & Systems, Inc. NV 8.01 07/28/06 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 07/28/06 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 07/28/06 JACUZZI BRANDS INC DE 2.01,8.01,9.01 03/23/06 JEFFERSON BANCSHARES INC TN 2.02,9.01 07/28/06 K2 DIGITAL INC DE 1.01 07/28/06 KAYDON CORP DE 2.02,9.01 07/28/06 KENNAMETAL INC PA 1.01 07/25/06 KEY TRONIC CORP WA 1.01 07/27/06 KID CASTLE EDUCATIONAL CORP FL 4.01,9.01 08/03/05 AMEND KIMCO REALTY CORP MD 8.01 07/28/06 KNAPE & VOGT MANUFACTURING CO MI 5.01,7.01 07/28/06 KNOVA SOFTWARE, INC. DE 4.01,9.01 07/24/06 KRAFT FOODS INC VA 8.01,9.01 07/27/06 KREISLER MANUFACTURING CORP DE 1.01,2.03,9.01 07/24/06 KREISLER MANUFACTURING CORP DE 1.01,2.03,9.01 07/24/06 AMEND LACLEDE GROUP INC MO 5.02 07/28/06 LACLEDE GROUP INC MO 2.02,7.01,9.01 07/28/06 LANCE INC NC 2.02,9.01 07/28/06 LANDAUER INC DE 7.01,8.01,9.01 06/02/06 LAS VEGAS GAMING INC NV 5.02,8.01,9.01 07/27/06 LAWSON SOFTWARE AMERICAS, INC DE 1.01,2.02,5.02,9.01 07/24/06 LAWSON SOFTWARE AMERICAS, INC DE 1.01,5.02,9.01 07/27/06 LEAP WIRELESS INTERNATIONAL INC DE 1.01 07/14/06 LEAR CORP DE 2.02,7.01,9.01 07/28/06 LESCO INC/OH OH 2.02,9.01 07/28/06 LEVITT CORP FL 2.02,5.02,9.01 07/24/06 LIBBEY INC DE 2.02,9.01 07/28/06 LIBBEY INC DE 1.01 07/24/06 Liberty Global, Inc. DE 2.02,7.01 07/28/06 LIBERTY MEDIA CORP 1.01,7.01 05/05/06 LIBERTY MEDIA LLC 1.01,7.01 05/05/06 LITTLEFIELD CORP DE 2.02,9.01 07/27/06 LITTLEFIELD CORP DE 1.01,9.01 07/28/06 LL&E ROYALTY TRUST TX 7.01,9.01 07/28/06 LoopNet, Inc. CA 5.02 07/27/06 LSB CORP MA 2.02,9.01 07/27/06 LUBRIZOL CORP OH 1.01 07/26/06 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 07/28/06 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 07/28/06 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 07/26/06 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 07/26/06 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 07/26/06 MAGNA ENTERTAINMENT CORP DE 7.01,9.01 07/26/06 MANOR CARE INC DE 2.02,9.01 07/28/06 MARINE PRODUCTS CORP DE 1.01 07/25/06 MARKWEST ENERGY PARTNERS L P 8.01,9.01 07/26/06 MARKWEST HYDROCARBON INC DE 8.01,9.01 07/27/06 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 07/26/06 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 07/28/06 MATHSTAR INC MN 7.01 07/28/06 MCCLATCHY CO DE 1.01 07/24/06 MCG CAPITAL CORP DE 8.01 07/27/06 MDU RESOURCES GROUP INC DE 2.02,7.01,9.01 07/28/06 MENS WEARHOUSE INC TX 8.01,9.01 07/28/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 07/28/06 MESA AIR GROUP INC NV 2.02,9.01 07/26/06 METASUN ENTERPRISES INC NV 1.01,9.01 06/26/06 METROCORP BANCSHARES INC 2.02,9.01 07/27/06 MFC DEVELOPMENT CORP DE 5.02 07/24/06 MICROMED CARDIOVASCULAR INC DE 1.01,5.02,9.01 07/28/06 MICROSTRATEGY INC DE 2.02,8.01,9.01 07/27/06 MID PENN BANCORP INC PA 2.02,9.01 07/27/06 MIDLAND CAPITAL HOLDINGS CORP 2.02,9.01 07/28/06 MINERALS TECHNOLOGIES INC DE 2.02,8.01,9.01 07/26/06 MIPS TECHNOLOGIES INC DE 5.03,9.01 07/27/06 MOBILITY ELECTRONICS INC DE 1.01,9.01 07/27/06 MOHAWK INDUSTRIES INC DE 2.02,9.01 07/27/06 MOHAWK INDUSTRIES INC DE 8.01,9.01 07/27/06 Molecular Pharmacology (USA) LTD NV 8.01,9.01 07/28/06 MONOLITHIC POWER SYSTEMS INC CA 1.01,9.01 07/27/06 MONROE BANCORP IN 1.01,2.03,9.01 07/24/06 MONTPELIER RE HOLDINGS LTD D0 2.02,5.02,7.01,8.01,9.01 07/27/06 MOOG INC NY 2.02,9.01 07/27/06 Morgan Stanley Mortgage Loan Trust 20 DE 8.01 07/28/06 MRV COMMUNICATIONS INC DE 2.02,8.01,9.01 07/26/06 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 07/25/06 MTC TECHNOLOGIES INC DE 8.01,9.01 07/28/06 MultiCell Technologies, Inc. DE 1.01,1.02,3.02,5.02,8.01,9.01 07/25/06 NATIONAL CITY AUTO RECEIVABLES TRUST DE 8.01,9.01 07/17/06 NATIONAL CITY AUTO RECEIVABLES TRUST 8.01,9.01 07/17/06 NATIONAL CITY CREDIT CARD MASTER TRUS 8.01,9.01 07/17/06 NATIONAL HEALTH REALTY INC MD 2.02 07/26/06 NATIONAL WINE & SPIRITS INC IN 8.01,9.01 07/28/06 NaturalNano , Inc. NV 1.01,9.01 07/24/06 NAVARRE CORP /MN/ MN 8.01 07/27/06 NELNET INC NE 2.02 07/28/06 NEUSTAR INC 1.01,5.02,9.01 07/26/06 NEW MEXICO SOFTWARE, INC NV 3.02 07/28/06 NGP Capital Resources CO MD 7.01,9.01 07/28/06 NMS COMMUNICATIONS CORP DE 2.02,7.01,8.01,9.01 07/27/06 Nomura Asset Acceptance Corporation, DE 9.01 07/28/06 NORTH BAY BANCORP/CA CA 2.02,9.01 07/27/06 NORTH CENTRAL BANCSHARES INC IA 2.02,9.01 07/28/06 NORTHFIELD LABORATORIES INC /DE/ DE 5.02,9.01 07/28/06 NORTHSTAR ELECTRONICS INC DE 3.02 07/21/06 NORTHWAY FINANCIAL INC NH 2.02 06/30/06 NORTHWEST NATURAL GAS CO OR 1.01,5.05,8.01,9.01 07/26/06 O2DIESEL CORP 1.01,9.01 09/29/05 AMEND OCCAM NETWORKS INC/DE DE 7.01,9.01 07/26/06 OCWEN FINANCIAL CORP FL 2.02,9.01 07/27/06 OFFICE DEPOT INC DE 2.02,9.01 07/28/06 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,9.01 07/27/06 OLIN CORP VA 2.02,9.01 07/27/06 OLIN CORP VA 1.01,2.03,9.01 07/28/06 OMTOOL LTD DE 5.02 07/24/06 ONEIDA LTD NY 2.05,8.01,9.01 07/26/06 OPTICAL COMMUNICATION PRODUCTS INC DE 5.02 07/26/06 AMEND OREGON STEEL MILLS INC DE 2.02,9.01 07/27/06 ORRSTOWN FINANCIAL SERVICES INC PA 2.02,9.01 07/27/06 OVERLAND STORAGE INC CA 1.01,1.02,9.01 07/24/06 OVERSTOCK.COM, INC UT 2.02,9.01 07/28/06 P F CHANGS CHINA BISTRO INC 2.02,8.01,9.01 07/26/06 P&F INDUSTRIES INC DE 1.02,9.01 07/24/06 PAM TRANSPORTATION SERVICES INC DE 1.01,9.01 07/26/06 PENN NATIONAL GAMING INC PA 2.02,9.01 07/27/06 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 07/28/06 PETROHAWK ENERGY CORP DE 1.01,2.03,9.01 07/24/06 PHELPS DODGE CORP NY 8.01,9.01 07/28/06 PHILADELPHIA CONSOLIDATED HOLDING COR PA 2.02,5.02,9.01 07/27/06 PIPER JAFFRAY COMPANIES 3.01 07/24/06 PITNEY BOWES INC /DE/ DE 2.02,9.01 07/28/06 PITNEY BOWES INC /DE/ DE 2.02,9.01 07/28/06 PivX Solutions, Inc. NV 5.02,5.03,9.01 07/23/06 POLARIS INDUSTRIES INC/MN MN 7.01 07/28/06 POMEROY IT SOLUTIONS INC DE 4.01,8.01,9.01 07/24/06 POWER TECHNOLOGY INC/CN NV 9.01 05/16/06 AMEND PR SPECIALISTS INC DE 3.02,8.01 07/28/06 PREMIERWEST BANCORP OR 7.01,9.01 07/27/06 PRESSTEK INC /DE/ DE 1.01 07/27/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 3.01,5.03,9.01 07/27/06 PRINCETON NATIONAL BANCORP INC DE 2.02,9.01 07/24/06 PROGRAMMERS PARADISE INC DE 2.02,9.01 07/27/06 Proguard Acquisition CORP FL 8.01,9.01 07/05/06 PRUDENTIAL BANCORP INC OF PENNSYLVANI 2.02,9.01 07/27/06 PUBLICARD INC PA 2.02,9.01 07/28/06 PYR ENERGY CORP DE 5.02,7.01,9.01 07/25/06 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 2.02,9.01 07/28/06 QUOVADX INC DE 2.02,9.01 07/27/06 R&G FINANCIAL CORP PR 7.01,9.01 07/28/06 RADISYS CORP OR 1.01,7.01,9.01 07/25/06 RADNOR HOLDINGS CORP DE 1.01,4.02 07/27/06 RALI Series 2006-QA6 Trust DE 8.01,9.01 07/28/06 RAMBUS INC DE 8.01,9.01 07/27/06 RAMBUS INC DE 7.01,9.01 07/27/06 RAPID BIO TESTS CORP NV 1.02,5.02,9.01 04/24/06 RAYMOND JAMES FINANCIAL INC FL 2.02 07/28/06 AMEND Regency Energy Partners LP DE 8.01,9.01 07/27/06 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 07/28/06 REVLON CONSUMER PRODUCTS CORP DE 1.01,8.01,9.01 07/28/06 REVLON INC /DE/ DE 1.01,8.01,9.01 07/28/06 RIVIERA HOLDINGS CORP NV 2.02,9.01 07/28/06 ROCHESTER MEDICAL CORPORATION MN 2.02,9.01 07/27/06 ROLLINS INC DE 1.01 07/25/06 ROPER INDUSTRIES INC /DE/ DE 2.02,9.01 06/30/06 RPC INC DE 1.01 07/25/06 SAFEGUARD SCIENTIFICS INC PA 5.02 07/26/06 SAKS CREDIT CARD MASTER TRUST NV 9.01 07/17/06 SANDERS MORRIS HARRIS GROUP INC TX 8.01,9.01 07/28/06 SBM CERTIFICATE CO MN 5.02 07/28/06 SCANA CORP SC 2.02,9.01 07/28/06 SCHNITZER STEEL INDUSTRIES INC OR 1.01,9.01 07/26/06 SCIENTIFIC ENERGY INC UT 3.03,5.03,9.01 07/28/06 SECURITY BANK CORP GA 2.02,9.01 07/26/06 SECURITY FEDERAL CORP SC 2.02,9.01 07/28/06 SENECA FOODS CORP /NY/ NY 5.02 07/24/06 Shire plc 2.02,9.01 07/28/06 Shire plc 5.02,9.01 07/27/06 Shire plc 8.01,9.01 07/28/06 SIERRA PACIFIC RESOURCES /NV/ NV 2.02,9.01 07/28/06 SIGMATEL INC DE 1.01,5.02,9.01 07/25/06 SILGAN HOLDINGS INC DE 2.02,9.01 07/27/06 SIMPSON MANUFACTURING CO INC /CA/ DE 2.02,9.01 07/27/06 SIMTEK CORP CO 2.02,9.01 07/28/06 SOLAR ENERTECH CORP NV 8.01,9.01 07/19/06 SOUTHWEST BANCORP INC OK 5.02 07/27/06 SPSS INC DE 8.01,9.01 07/27/06 ST JOSEPH CAPITAL CORP 8.01 06/30/06 STANDARD PACIFIC CORP /DE/ DE 2.02,9.01 07/27/06 STAR ENERGY CORP NV 5.02 07/19/06 STARWOOD HOTEL & RESORTS WORLDWIDE IN MD 7.01,9.01 07/28/06 State Auto Financial CORP OH 2.02,9.01 07/27/06 STATE STREET CORP MA 3.01 07/24/06 STATER BROS HOLDINGS INC DE 8.01 07/24/06 STERIS CORP OH 1.01,8.01,9.01 07/26/06 STERLING BANCORP NY 7.01,9.01 07/27/06 STERLING FINANCIAL CORP /PA/ PA 7.01,9.01 07/26/06 STONERIDGE INC OH 2.02 07/28/06 SUBURBAN PROPANE PARTNERS LP DE 1.01,3.02,7.01,9.01 07/27/06 SUN HYDRAULICS CORP FL 4.01 07/25/06 SUPERCONDUCTOR TECHNOLOGIES INC 1.02,9.01 07/24/06 SUPERIOR ENERGY SERVICES INC DE 2.02,7.01,9.01 07/27/06 SUPERIOR ESSEX INC DE 2.02,7.01,9.01 07/27/06 SYMYX TECHNOLOGIES INC DE 3.01,5.02,9.01 07/25/06 SYNALLOY CORP DE 2.02,9.01 07/28/06 Synovics Pharmaceuticals NV 9.01 05/23/06 AMEND SYSVIEW TECHNOLOGY, INC. 4.02 07/26/06 Tabatha V, Inc. CO 5.02 07/28/06 TAC Acquisition Corp. DE 1.01,2.03,9.01 06/23/06 TALBOTS INC DE 1.01,2.03,9.01 07/24/06 TD BANKNORTH INC. DE 7.01,9.01 07/28/06 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 07/28/06 TECO ENERGY INC FL 2.02,5.02,9.01 07/25/06 TELEDYNE TECHNOLOGIES INC DE 1.01,2.02,5.02,9.01 07/25/06 TELEFLEX INC DE 2.02,9.01 07/27/06 TELEFLEX INC DE 7.01,9.01 07/28/06 TELEPHONE & DATA SYSTEMS INC /DE/ DE 2.02,8.01,9.01 07/28/06 TELLABS INC DE 1.01,2.02 07/27/06 THAXTON GROUP INC SC 8.01,9.01 07/24/06 THERMA WAVE INC DE 1.01,9.01 07/27/06 THESTREET COM DE 2.02,9.01 07/27/06 TIME WARNER TELECOM INC DE 1.01,8.01,9.01 07/27/06 TITAN INTERNATIONAL INC IL 2.02,9.01 07/28/06 TITANIUM METALS CORP DE 1.01 05/23/06 TOR MINERALS INTERNATIONAL INC DE 8.01,9.01 07/28/06 TOUCHSTONE APPLIED SCIENCE ASSOCIATES DE 4.01 07/28/06 TOYS R US INC DE 1.02,8.01 07/28/06 TRAC FINANCIAL GROUP INC DE 7.01,9.01 07/27/06 TRANSCOMMUNITY FINANCIAL CORP VA 8.01 07/26/06 TRW AUTOMOTIVE HOLDINGS CORP DE 1.01 07/26/06 TUT SYSTEMS INC DE 2.02,9.01 07/27/06 TWEETER HOME ENTERTAINMENT GROUP INC DE 2.02,5.02,9.01 07/26/06 TWIN DISC INC WI 2.01,9.01 05/12/06 AMEND U-Store-It Trust MD 1.02,5.02 07/24/06 UCBH HOLDINGS INC DE 2.02,9.01 07/27/06 UNIFY CORP DE 2.02,8.01,9.01 07/28/06 UNIGENE LABORATORIES INC DE 8.01,9.01 07/24/06 UNION BANKSHARES INC VT 2.02,9.01 07/27/06 UNION NATIONAL FINANCIAL CORP / PA PA 1.01 07/28/06 UNIONBANCAL CORP DE 1.01,5.02 07/26/06 UNIONBANCORP INC DE 9.01 07/28/06 United Community Bancorp X1 8.01,9.01 07/27/06 UNITED SECURITY BANCSHARES INC DE 2.02,9.01 07/28/06 UNITED STATES CELLULAR CORP DE 2.02,8.01,9.01 07/28/06 UNITED STATES LIME & MINERALS INC TX 2.02,9.01 07/27/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 2.02,9.01 07/27/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 1.01,8.01,9.01 07/27/06 UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 07/27/06 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 07/28/06 US ENERGY CORP WY 8.01 07/21/06 UTAH MEDICAL PRODUCTS INC UT 3.01 07/25/06 VALLEY FINANCIAL CORP /VA/ VA 2.02 07/28/06 VASO ACTIVE PHARMACEUTICALS INC DE 8.01,9.01 07/26/06 VENTANA MEDICAL SYSTEMS INC DE 9.01 07/28/06 VENTAS INC DE 2.02,9.01 07/27/06 Vestin Realty Mortgage I, Inc. 2.02,9.01 07/28/06 Vestin Realty Mortgage II, Inc 2.02,9.01 07/28/06 VIAD CORP DE 2.02,9.01 07/28/06 VIGNETTE CORP DE 8.01 07/28/06 VIRAGEN INC DE 1.01,9.01 07/17/06 VIRAGEN INTERNATIONAL INC DE 1.01,2.03,3.02,5.03,9.01 07/17/06 VISEON INC NV 1.01,9.01 07/24/06 VITALSTREAM HOLDINGS INC NV 2.02,9.01 07/27/06 WALT DISNEY CO/ DE 5.02 07/27/06 WALTER INDUSTRIES INC /NEW/ DE 7.01,9.01 07/28/06 WARWICK VALLEY TELEPHONE CO NY 5.02,9.01 07/28/06 WASTE MANAGEMENT INC DE 2.02,9.01 07/28/06 WASTE MANAGEMENT INC DE 8.01,9.01 07/28/06 WAYNE SAVINGS BANCSHARES INC /DE/ DE 2.02,9.01 07/27/06 WEBSITE PROS INC DE 8.01,9.01 07/28/06 Wells Fargo Mortgage Backed Securitie DE 9.01 07/28/06 Wells Fargo Mortgage Backed Securitie DE 9.01 07/28/06 Wells Fargo Mortgage Backed Securitie DE 9.01 07/28/06 WENDYS INTERNATIONAL INC OH 2.02,2.06,9.01 07/26/06 WESTWOOD HOLDINGS GROUP INC 2.02,7.01,9.01 07/27/06 WESTWOOD HOLDINGS GROUP INC 1.01,9.01 07/27/06 WEYCO GROUP INC WI 2.02,9.01 07/27/06 WHITE MOUNTAINS INSURANCE GROUP LTD D0 2.02,9.01 07/28/06 WILSHIRE BANCORP INC CA 2.02,9.01 07/27/06 WYNN RESORTS LTD 1.01,5.02,9.01 07/27/06 XACT AID INC NV 1.01,2.01,9.01 05/04/06 AMEND YADKIN VALLEY FINANCIAL CORP NC 2.02,9.01 07/27/06 YARDVILLE NATIONAL BANCORP NJ 2.02,9.01 06/30/06 YOUBET COM INC DE 1.01,1.02,2.03,9.01 07/27/06 YRC WORLDWIDE INC DE 2.02,9.01 07/27/06 ZOLTEK COMPANIES INC DE 5.02,9.01 07/27/06 ZOOM TECHNOLOGIES INC DE 2.02,9.01 07/28/06