SEC NEWS DIGEST Issue 2006-112 June 12, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF FRANK MONROIG The Commission today issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions (Order) against Frank Monroig (the Respondent). The Order finds that the Respondent was a former registered representative of Sterling Foster & Company, Inc. (Sterling Foster) and that Sterling Foster was registered with the Commission as a broker-dealer pursuant to Section 15(b) of the Exchange Act. The Order further finds that on March 8, 2006, a final judgment in a civil action filed by the Commission was entered, by consent, against Monroig, permanently enjoining him from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. Frank Monroig consented to the issuance of the Order without admitting or denying any of the findings in the Order, except with respect to the jurisdiction of the Commission over him and the matters set forth in the order, and that the final judgment in the civil action filed by the Commission was entered against him. Based on the above, the Order bars the Respondent from association with any broker or dealer. (Rel. 34-53974; File No 3-12328) PRUDENTIAL SECURITIES FORMER BRANCH MANAGER PLEADS GUILTY TO AIDING AND ABETTING SECURITIES FRAUD The Commission announced today that on May 3, 2006, Robert E. Shannon, age 54, of Annapolis, Maryland, pled guilty to a one-count Information charging him with aiding and abetting others' violations of Section 10(b) of the Securities Exchange Act of 1934, in a case being prosecuted by the United States Attorney's Office in Boston, Massachusetts. On Nov. 4, 2003, the Commission sued Shannon and others, alleging that Shannon substantially assisted registered representatives in Prudential Securities' Boston, Massachusetts branch office in evading mutual funds' restrictions on the registered representatives' market timing of those mutual funds. Shannon's guilty plea stems from the same conduct that formed the basis of the Commission's civil enforcement action. In particular, the Information filed by the U.S. Attorney's Office charged that Shannon aided and abetted others' use of deceptive trading practices to trade in shares of a mutual fund on June 26, 2003. Based on Shannon's guilty plea to the criminal Information, the Commission yesterday issued an Order Instituting Administrative Proceedings and Notice of Hearing (Order) against Shannon to determine whether the allegations in the Order are true, provide Shannon with an opportunity to dispute the allegations, and determine what, if any, remedial action is appropriate and in the public interest. For further information, please see: Litigation Release Numbers 18784 (July 14, 2004) (amended complaint filed against Shannon and others) and 18444 (Nov. 4, 2003) (initial complaint filed against Shannon and others); and Administrative Proceeding File No. 3-12327 (June 8, 2006) (Order Instituting Administrative Proceedings against Shannon). [U S. v. Robert E. Shannon, USDC District of Massachusetts Criminal No. 06- CR-10083-RWZ; SEC v. Martin J. Druffner, et. al., USDC District of Massachusetts Civil Action No. 03-12154-NMG] (LR-19723) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Municipal Securities Rulemaking Board relating to Amendment to Rule A-11, on Indemnification of Members and Employees (SR-MSRB-2006-04) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 12. (Rel. 34-53947) A proposed rule change (SR-NASD-2006-065) and Amendment No. 1 thereto filed by the National Association of Securities Dealers relating to the establishment of an annual branch office system processing fee and the waiver of the annual branch office system processing fee and the annual branch office registration fee for one branch office per member per year have become effective under Section 19(b)(3)(A) of the Act. Publication of the proposal is expected in the Federal Register during the week of June 12. (Rel. 34-53955) A proposed rule change (SR-Amex-2006-55) filed by the American Stock Exchange relating to odd-lots in Nasdaq securities, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of June 12. (Rel. 34-53956) PROPOSED RULE CHANGES The Chicago Stock Exchange filed a proposed rule change (SR-CHX-2006- 04) and Amendment Nos. 1 and 2 thereto relating to the transfer of securities among co-specialists within a specialist firm. Publication of the proposal is expected in the Federal Register during the week of June 12. (Rel. 34-53949) The NASDAQ Stock Market LLC has filed a proposed rule change (SR- NASDAQ-2006-005) and Amendment Nos. 1 and 2 thereto to modify Nasdaq's delisting procedures to conform to recent amendments to Commission rules regarding removal from listing and withdrawal from registration. Publication of the proposal is expected in the Federal Register during the week of June 12. (Rel. 34-53964) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NYSE-2006-34) submitted by the New York Stock Exchange to delete an obsolete provision in its minor rule violation plan. Publication of the order is expected in the Federal Register during the week of June 12. (Rel. 34-53958) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-MSRB-2006-03) filed by the Municipal Securities Rulemaking Board consisting of interpretive guidance on customer protection obligations of brokers, dealers and municipal securities dealers relating to the marketing of 529 college savings plans. Publication of the order is expected in the Federal Register during the week of June 12. (Rel. 34-53959) The Commission approved a proposed rule change (SR-MSRB-2006-01) and Amendment No. 1 thereto filed by the Municipal Securities Rulemaking Board relating to the withdrawal of obsolete question-and-answer interpretive guidance under former Rule G-38, on consultants, and certain question-and-answer interpretive guidance relating to the definition of "solicitation" under Rule G-37, on political contributions and prohibitions on municipal securities business. Publication of the order is expected in the Federal Register during the week of June 12. (Rel. 34-53960) The Commission approved a proposed rule change (SR-MSRB-2005-11) and Amendment Nos. 1 and 2 thereto filed by the Municipal Securities Rulemaking Board relating to the definition of solicitation under MSRB Rules G-37 and G-38. Publication of the order is expected in the Federal Register during the week of June 12. (Rel. 34-53961) The Commission approved a proposed rule change (SR-NSX-2006-03) and Amendment Nos. 1 and 2 thereto submitted by the National Stock ExchangeSM relating to the demutualization of the National Stock Exchange. Publication of the order is expected in the Federal Register during the week of June 12. (Rel. 34-53963) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 DOT HILL SYSTEMS CORP, 6305 EL CAMINO REAL, CARLSBAD, CA, 92009, 2129894455 - 0 ($6,048,000.00) Equity, (File 333-134874 - Jun. 9) (BR. 03B) S-4 RathGibson Inc, 2505 FOSTER AVENUE, JANESVILLE, WI, 53547, 800-367-7284 - 0 ($200,000,000.00) Non-Convertible Debt, (File 333-134875 - Jun. 9) (BR. 06) S-8 USN CORP, 5215 NORTH O'CONNOR, STE. 200, IRVING, TX, 76039, 310-709-8517 - 0 ($5,000,000.00) Equity, (File 333-134876 - Jun. 9) (BR. 02C) S-8 QLOGIC CORP, 26650 LAGUNA HILLS DR, ALLISO VIEJO, CA, 92656, 7144382200 - 0 ($304,300,506.00) Equity, (File 333-134877 - Jun. 9) (BR. 10C) S-8 QUESTCOR PHARMACEUTICALS INC, 5104000700 - 7,750,000 ($13,795,000.00) Equity, (File 333-134878 - Jun. 9) (BR. 01B) S-3 QUESTCOR PHARMACEUTICALS INC, 5104000700 - 0 ($25,000,000.00) Other, (File 333-134879 - Jun. 9) (BR. 01B) S-1 HAMPTON ROADS BANKSHARES INC, 201 VOLVO PARKWAY, CHESAPEAKE, VA, 23320, 7574361000 - 0 ($16,796,900.00) Equity, (File 333-134880 - Jun. 9) (BR. 07C) S-1 HAMPTON ROADS BANKSHARES INC, 201 VOLVO PARKWAY, CHESAPEAKE, VA, 23320, 7574361000 - 670,000 ($7,303,000.00) Equity, (File 333-134881 - Jun. 9) (BR. 07C) SB-2 Studio Zone Inc, 20313 93RD AVENUE, LANGLEY, A1, V1M 2M7, 6043098957 - 1,600,000 ($80,000.00) Debt, (File 333-134882 - Jun. 9) (BR. 09) SB-2 Mortlock Ventures Inc., 102-7281 CAMBIE STREET, VANCOUVER, A1, V6P 3H4, 604-324-1955 - 1,200,000 ($60,000.00) Equity, (File 333-134883 - Jun. 9) (BR. 09) S-8 TRIAD GUARANTY INC, 101 SOUTH STRATFORD ROAD, WINSTON-SALEM, NC, 27104, 3367231282 - 1,091,400 ($58,051,566.00) Equity, (File 333-134884 - Jun. 9) (BR. 01C) S-8 INVESTORS CAPITAL HOLDINGS LTD, 230 BROADWAY EAST, LYNNFIELD, MA, 01940, 7815938565 - 1,000,000 ($3.63) Other, (File 333-134885 - Jun. 9) (BR. 07B) S-8 CHENIERE ENERGY INC, 717 TEXAS AVENUE, SUITE 3100, HOUSTON, TX, 77002, 7136591361 - 3,000,000 ($116,820,000.00) Other, (File 333-134886 - Jun. 9) (BR. 04A) S-8 HUMANA INC, 500 W MAIN ST, LOUISVILLE, KY, 40202, 5025801000 - 11,000,000 ($549,780,000.00) Equity, (File 333-134887 - Jun. 9) (BR. 01B) S-3 SILVERLEAF RESORTS INC, 1221 RIVERBEND DR, SUITE 120, DALLAS, TX, 75247, 2146311166 - 8,000,000 ($33,880,000.00) Equity, (File 333-134888 - Jun. 9) (BR. 08C) S-8 TAITRON COMPONENTS INC, 28040 WEST HARRISON PARKWAY, VALENCIA, CA, 91355, (661) 257-6060 - 1,000,000 ($2,160,000.00) Equity, (File 333-134889 - Jun. 9) (BR. 10C) S-8 COUSINS PROPERTIES INC, 2500 WINDY RIDGE PKWY STE 1600, ATLANTA, GA, 30339-5683, 7709552200 - 870,000 ($26,073,900.00) Equity, (File 333-134890 - Jun. 9) (BR. 08A) S-8 AMERICASBANK CORP, 500 YORK RD, TOWSON, MD, 21204, 4108255580 - 479,220 ($3,402,462.00) Equity, (File 333-134892 - Jun. 9) (BR. 07B) S-1 Warner Chilcott Holdings Co Ltd, 22 VICTORIA ST, CANONS COURT, HAMILTON HM 12 BERMUDA, D0, 00000, 441-295-2244 - 0 ($1,000,000,000.00) Equity, (File 333-134893 - Jun. 9) (BR. ) S-1 HOLMES FUNDING LTD, ABBEY HOUSE BAKER STREET, 011-44-20-7612-4000, LONDON NW1 6XL UNITE, X0, 00000, 100,000,000 ($100,000,000.00) Asset-Backed Securities, (File 333-134894 - Jun. 9) (BR. 05D) S-8 UNITY HOLDINGS INC, 950 JOE FRANK HARRIS PKWY., CARTERSVILLE, GA, 30121, 7706060555 - 150,000 ($3,900,000.00) Equity, (File 333-134895 - Jun. 9) (BR. 07C) S-8 NITROMED INC, 12 OAK PARK DR, BEDFORD, MA, 01730, 7816859700 - 0 ($5,249,924.00) Equity, (File 333-134896 - Jun. 9) (BR. 01B) S-8 WILLIAMS SONOMA INC, 3250 VAN NESS AVENUE, SAN FRANCISCO, CA, 94109, 415-421-7900 - 7,459,903 ($271,801,565.80) Equity, (File 333-134897 - Jun. 9) (BR. 02C) S-8 DEL MONTE FOODS CO, ONE MARKET @ THE LANDMARK, C/O DEL MONTE CORP, SAN FRANCISCO, CA, 94105, 415-247-3000 - 0 ($100,616,288.80) Equity, (File 333-134898 - Jun. 9) (BR. 04A) S-8 SYNOPSYS INC, 700 E MIDDLEFIELD RD, MOUNTAIN VIEW, CA, 94043-4033, 6509625000 - 0 ($947,437,620.50) Equity, (File 333-134899 - Jun. 9) (BR. 03A) S-3 Onstream Media CORP, 1291 SW 29 AVE, STE 3A, POMPANO BEACH, FL, 33069, 9549176655 - 0 ($11,963,992.00) Equity, (File 333-134900 - Jun. 9) (BR. 03A) S-8 MAKEMUSIC INC, 7615 GOLDEN TRIANGLE DRIVE, SUITE M, EDEN PRAIRIE, MN, 55344, 9529379611 - 0 ($984,000.00) Equity, (File 333-134901 - Jun. 9) (BR. 03A) S-8 iCURIE, INC., ESPIRITO SANTO PLAZA, 1395 BRICKELL AVE. SUITE 800, MIAMI, FL, 33131, 3055296290 - 9,803,380 ($5,384,773.00) Equity, (File 333-134902 - Jun. 9) (BR. 10B) S-8 STARTEK INC, 100 GARFIELD STREET, DENVER, CO, 80206, 303-399-2400 - 0 ($1,735,350.00) Equity, (File 333-134903 - Jun. 9) (BR. 08C) S-8 CONTINENTAL AIRLINES INC /DE/, 1600 SMITH STREET 3303D, DEPT HQSEO, HOUSTON, TX, 77002, 7133245000 - 1,500,000 ($35,250,000.00) Equity, (File 333-134904 - Jun. 9) (BR. 05B) S-8 ADVOCAT INC, 277 MALLORY STATION RD, STE 130, FRANKLIN, TN, 37067, 6157717575 - 0 ($9,992,500.00) Equity, (File 333-134905 - Jun. 9) (BR. 11B) S-8 SEQUENOM INC, 3595 JOHN HOPKINS CT, SAN DIEGO, CA, 92121, 8582029000 - 0 ($13,275,092.00) Equity, (File 333-134906 - Jun. 9) (BR. 01C) S-8 TERABEAM, INC., 881 NORTH KING STREET, SUITE 100, NORTHAMPTON, MA, 01060, 4135841425 - 2,000,000 ($5,662,925.00) Other, (File 333-134907 - Jun. 9) (BR. 11A) S-3 WEINGARTEN REALTY INVESTORS /TX/, 2600 CITADEL PLAZA DR, SUITE 300, HOUSTON, TX, 77292, 7138666000 - 133,014 ($5,303,269.00) Equity, (File 333-134908 - Jun. 9) (BR. 08C) S-1 Builder Acquisition Corp, 4902 ALAMEDA BOULEVARD, NE, ALBUQUERQUE, NM, 87113, (505) 998-1800 - 0 ($211,437,600.00) Other, (File 333-134909 - Jun. 9) (BR. ) S-8 PUBLICIS GROUPE SA, 133 AVENUE DES CHAMPS ELYSEES, PARIS FRANCE, I0, 75008, 01133144437300 - 5,500,000 ($172,645,000.00) Equity, (File 333-134910 - Jun. 9) (BR. 11A) S-3 GMX RESOURCES INC, ONE BENHAM PLACE, SUITE 600, OKLAHOMA CITY, OK, 73114, 4056000711 - 0 ($200,000,000.00) Other, (File 333-134911 - Jun. 9) (BR. 04C) S-3 APEX SILVER MINES LTD, CALEDONIAN HOUSE MARY STREET, GEORGETOWN BWI, GRAND CAYMAN ISLAND, 3038395060 - 0 ($5,169,500.00) Other, (File 333-134912 - Jun. 9) (BR. 04C) S-8 ADVANCIS PHARMACEUTICAL CORP, 20425 SENECA MEADOWS PARKWAY, GERMANTOWN, MD, 20878, (301) 944-6600 - 0 ($4,545,000.00) Equity, (File 333-134913 - Jun. 9) (BR. 01C) S-3ASR NATIONAL FINANCIAL PARTNERS CORP, 787 7TH AVE, NEW YORK, NY, 10019, 212-301-4000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-134915 - Jun. 9) (BR. 01B) S-4 New BlackRock, Inc., 40 EAST 52ND STREET, NEW YORK, NY, 10022, 212-810-5300 - 0 ($2,928,146,727.88) Equity, (File 333-134916 - Jun. 9) (BR. ) F-3 VOCALTEC COMMUNICATIONS LTD, 2 MASKIT ST, HERZLIYA 46733, L3, 01197299707845 - 1,359,050 ($7,080,651.00) Equity, (File 333-134917 - Jun. 9) (BR. 11A) S-3ASR AON CORP, 200 EAST RANDOLPH STREET, CHICAGO, IL, 60601, 3123811000 - 0 ($0.00) Other, (File 333-134918 - Jun. 9) (BR. 01A) S-8 HARTMARX CORP/DE, 101 N WACKER DR, CHICAGO, IL, 60606, 3123726300 - 4,695,046 ($33,428,727.00) Equity, (File 333-134919 - Jun. 9) (BR. 02C) S-3 AXCELIS TECHNOLOGIES INC, 108 CHERRY HILL DRIVE, BEVERLY, MA, 01915, 978 232 4001 - 0 ($75,000,000.00) Debt Convertible into Equity, (File 333-134920 - Jun. 9) (BR. 10A) S-3 Cambridge Display Technology, Inc., 2020 CAMBOURNE BUSINESS PARK, CAMBOURNE, CAMBRIDGE, X0, CB3 6DW, 011 44 1954 713600 - 0 ($52,195,000.00) Equity, (File 333-134921 - Jun. 9) (BR. 10A) S-8 RECKSON ASSOCIATES REALTY CORP, 225 BROADHOLLOW RD, MELVILLE, NY, 11747, 6316946900 - 2,000,000 ($79,700,000.00) Other, (File 333-134922 - Jun. 9) (BR. 08C) S-8 CARDINAL FINANCIAL CORP, 8270 GREENSBORO DRIVE, SUITE 500, MCLEAN, VA, 22102, 7035843400 - 0 ($5,206,500.00) Equity, (File 333-134923 - Jun. 9) (BR. 07B) S-8 MONTPELIER RE HOLDINGS LTD, MINTFLOWER PLACE, 8 PAR-LA-VILLE ROAD, HAMILTON HM 08, D0, 00000, 441 296 5550 - 4,000,000 ($62,829,625.00) Equity, (File 333-134924 - Jun. 9) (BR. 01B) S-8 NAPSTER INC, 9044 MELROSE AVENUE, LOS ANGELES, CA, 90069, 3102815000 - 2,100,000 ($6,531,000.00) Equity, (File 333-134925 - Jun. 9) (BR. 03B) S-3 ASPYRA INC, 26115 A MUREAU RD, CALABASAS, CA, 91302, 8188806700 - 0 ($12,690,000.00) Equity, (File 333-134926 - Jun. 9) (BR. 03A) SB-2 INTRAOP MEDICAL CORP, 3170 DE LA CRUZ BLVD., SUITE 108, SANTA CLARA, CA, 95054, 4089866020 - 24,085,000 ($13,487,600.00) Other, (File 333-134927 - Jun. 9) (BR. 10B) S-4 VeriFone Holdings, Inc., 2099 GATEWAY PLACE, SUITE 600, SAN JOSE, CA, 95110, (408) 232-7800 - 0 ($379,550,098.00) Equity, (File 333-134928 - Jun. 9) (BR. 03B) S-1 ACCESS NATIONAL CORP, 14006 LEE JACKSON MEMORIAL HWY, CHANTILY, VA, 20151, 7038712100 - 0 ($24,012,345.00) Equity, (File 333-134929 - Jun. 9) (BR. 07B) S-8 INTERNATIONAL FOOD PRODUCTS GROUP INC, 180 NEWPORT CENTER DRIVE, SUITE 180, NEWPORT BEACH, CA, 92660, 9497208470 - 10,000,000 ($540,000.00) Equity, (File 333-134930 - Jun. 9) (BR. 02B) S-3 HYUNDAI ABS FUNDING CORP, 10550 TALBERT AVENUE, FOUNTAIN VALLEY, CA, 92708, 7145941579 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-134931 - Jun. 9) (BR. 05D) S-8 BOSTON SCIENTIFIC CORP, ONE BOSTON SCIENTIFIC PL, NATICK, MA, 01760-1537, 5086508000 - 20,000,000 ($399,900,000.00) Equity, (File 333-134932 - Jun. 9) (BR. 10A) SB-2 MultiCell Technologies, Inc., 701 GEORGE WASHINGTON HIGHWAY, LINCOLN, RI, 02865, (401)333-0610 - 0 ($9,920,991.00) Equity, (File 333-134933 - Jun. 9) (BR. 10B) S-8 CARDINAL FINANCIAL CORP, 8270 GREENSBORO DRIVE, SUITE 500, MCLEAN, VA, 22102, 7035843400 - 0 ($4,049,500.00) Equity, (File 333-134934 - Jun. 9) (BR. 07B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- @ROAD, INC DE 1.01,7.01 06/06/06 360 GLOBAL WINE CO NV 4.02 05/24/06 3D SYSTEMS CORP DE 3.02,5.03,9.01 06/08/06 A CONSULTING TEAM INC NY 1.01,5.02,8.01,9.01 06/05/06 ACCENTURE LTD 3.01 06/05/06 ACCESS INTEGRATED TECHNOLOGIES INC DE 8.01,9.01 06/09/06 ACE CASH EXPRESS INC/TX TX 1.01,1.02,9.01 06/06/06 ACTUATE CORP DE 1.01,9.01 06/08/06 ADVANCED DIGITAL INFORMATION CORP WA 1.01 06/09/06 ADVANCED MEDICAL OPTICS INC DE 8.01,9.01 06/07/06 ADVANCED PHOTONIX INC DE 1.01,1.02,5.02,9.01 06/06/06 AEROTELESIS INC DE 4.01,9.01 06/05/06 AETNA INC /PA/ PA 1.01,7.01,8.01,9.01 06/06/06 Affinity Media International Corp., DE 8.01,9.01 06/09/06 ALANCO TECHNOLOGIES INC AZ 1.01,3.02 06/09/06 ALEXANDRIA REAL ESTATE EQUITIES INC MD 8.01,9.01 03/31/06 ALLIANCE DATA SYSTEMS CORP DE 1.01,8.01,9.01 06/05/06 AMERICAN BUSINESS CORP CO 4.01,9.01 12/20/05 AMERICAN ITALIAN PASTA CO DE 4.02,8.01,9.01 06/09/06 AMERICAN LAND LEASE INC DE 3.01 06/05/06 AMERICAN NATIONAL BANKSHARES INC VA 9.01 04/04/06 AMEND ANALOGIC CORP MA 5.05,9.01 06/05/06 APAC CUSTOMER SERVICE INC IL 1.01,9.01 06/06/06 AQUA DYNE INC 8.01 06/08/06 ASPEN TECHNOLOGY INC /DE/ DE 8.01,9.01 06/09/06 ATLANTIC LIBERTY FINANCIAL CORP DE 8.01,9.01 06/06/06 ATS MEDICAL INC MN 5.02 06/05/06 AUTONATION INC /FL DE 3.01 06/08/06 AXCESS INTERNATIONAL INC/TX DE 3.02,8.01,9.01 06/07/06 B2Digital, Inc. DE 3.02 01/13/06 Banc of America Alternative Loan Trus DE 8.01,9.01 05/25/06 BFC FINANCIAL CORP FL 7.01 06/09/06 BigString CORP DE 8.01,9.01 06/07/06 BLUEGREEN CORP MA 2.03 06/01/06 BlueLinx Holdings Inc. DE 1.01,9.01 06/05/06 BOSTON SCIENTIFIC CORP DE 1.01,8.01,9.01 06/09/06 BROOKMOUNT EXPLORATIONS INC NV 2.01 06/07/06 CAGLES INC GA 2.02,9.01 04/01/06 CALLAWAY GOLF CO /CA DE 1.01,8.01,9.01 06/06/06 CAMERON INTERNATIONAL CORP DE 5.02,9.01 06/06/06 CANEUM INC NV 8.01 06/08/06 CAPTARIS INC WA 1.01,9.01 06/08/06 CENDANT CORP DE 7.01,9.01 06/08/06 CERUS CORP DE 1.01,9.01 06/05/06 Chaparral Steel CO DE 7.01,9.01 06/08/06 CHENIERE ENERGY INC DE 1.01,9.01 06/05/06 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,9.01 06/07/06 CHL Mortgage Pass-Through Trust 2006- 8.01,9.01 05/30/06 CITIGROUP INC DE 9.01 06/09/06 CITIZENS INC CO 5.02,9.01 06/06/06 CLEAR CHOICE FINANCIAL, INC. NV 1.01,5.02,7.01,9.01 06/08/06 CLEVELAND CLIFFS INC OH 5.03,9.01 06/07/06 CLYVIA INC NV 4.01,9.01 06/05/06 COLONIAL COMMERCIAL CORP NY 1.01,9.01 06/07/06 Community Partners Bancorp NJ 9.01 04/01/06 AMEND COMPETITIVE TECHNOLOGIES INC DE 2.02,9.01 06/09/06 CONSTELLATION BRANDS, INC. DE 1.01,1.02,2.03,7.01,8.01,9.01 06/05/06 CPAC INC NY 8.01 06/09/06 CPI INTERNATIONAL, INC. DE 1.01,9.01 06/08/06 CREATIVE ENTERPRISES INTERNATIONAL IN NV 1.01,3.02,9.01 06/05/06 CREDIT SUISSE (USA) INC DE 9.01 06/06/06 CRIMSON EXPLORATION INC. TX 1.02,9.01 06/09/06 CRM Holdings, Ltd. 7.01,9.01 06/08/06 CUBIST PHARMACEUTICALS INC DE 1.01,2.04,9.01 06/06/06 Cyberkinetics Neurotechnology Systems DE 1.01,9.01 06/07/06 CYBERONICS INC DE 8.01,9.01 06/08/06 Cyclacel Pharmaceuticals, Inc. DE 9.01 05/27/06 AMEND DAKTRONICS INC /SD/ SD 8.01 06/09/06 Davison Arts Management, Inc. NV 4.01,9.01 06/07/06 AMEND DAYSTAR TECHNOLOGIES INC DE 3.01,9.01 06/06/06 DEFENSE INDUSTRIES INTERNATIONAL INC NV 4.01,9.01 06/09/06 AMEND Devine Entertainment CORP A6 8.01,9.01 06/01/06 DEVRY INC DE 8.01 06/07/06 DHB INDUSTRIES INC DE 3.01,9.01 06/07/06 DIGENE CORP DE 1.01,5.02,9.01 06/08/06 DIGITAL IMAGING RESOURCES INC. DE 1.01,7.01,9.01 06/05/06 Dolby Laboratories, Inc. DE 1.01 06/06/06 DOLLAR GENERAL CORP TN 7.01,9.01 06/09/06 DTS, INC. DE 5.02 06/09/06 DURA AUTOMOTIVE SYSTEMS INC DE 8.01 06/08/06 DVL INC /DE/ DE 1.01 06/05/06 DYNAMIC LEISURE CORP MN 5.02,9.01 06/05/06 EASY GARDENER PRODUCTS LTD 3.01,9.01 06/06/06 EDIETS COM INC DE 9.01 05/18/06 AMEND EMPIRE PETROLEUM CORP DE 1.01,5.03,9.01 06/05/06 ENCORE CAPITAL GROUP INC DE 1.01,9.01 06/05/06 ENCORE MEDICAL CORP DE 7.01,9.01 06/08/06 ENER1 INC FL 8.01 06/07/06 ENTERGY CORP /DE/ DE 8.01,9.01 06/07/06 ENZO BIOCHEM INC NY 2.02,9.01 06/09/06 EVERGREEN SOLAR INC DE 1.01,7.01,9.01 06/05/06 EVOLVE ONE INC DE 5.03,9.01 06/07/06 EXACT SCIENCES CORP DE 7.01,9.01 06/09/06 Exobox Technologies Corp. NV 3.02 06/08/06 FACTORY CARD & PARTY OUTLET CORP DE 8.01 06/07/06 FACTORY CARD & PARTY OUTLET CORP DE 2.02,9.01 06/09/06 FEDERATED DEPARTMENT STORES INC /DE/ DE 8.01 06/09/06 FINANCIAL INDUSTRIES CORP TX 8.01 06/09/06 FINANCIAL INDUSTRIES CORP TX 8.01,9.01 05/31/06 FINLAY ENTERPRISES INC /DE DE 8.01,9.01 06/09/06 FINLAY FINE JEWELRY CORP DE 8.01,9.01 06/09/06 FIRST BANCORP /NC/ NC 1.01 06/06/06 FIRST NATIONAL BANCSHARES INC /SC/ SC 1.01 06/05/06 FLOTEK INDUSTRIES INC/CN/ DE 8.01,9.01 06/07/06 FORD MOTOR CO DE 8.01,9.01 05/25/06 FORD MOTOR CREDIT CO DE 8.01,9.01 05/25/06 FPL GROUP INC FL 2.03 06/06/06 FTI CONSULTING INC MD 1.01,9.01 06/06/06 FUELCELL ENERGY INC DE 2.01,9.01 06/07/06 FURNITURE BRANDS INTERNATIONAL INC DE 8.01,9.01 06/08/06 FUSA CAPITAL CORP 4.01,9.01 04/28/06 AMEND Gaming Partners International CORP NV 5.02 06/07/06 GE-WMC Asset-Backed Pass Through Cert 9.01 05/25/06 GE-WMC Asset-Backed Pass-Through Cert 9.01 04/25/06 GENERAL MOTORS CORP DE 1.01 06/06/06 Georgetown Bancorp, Inc. X1 5.02,9.01 06/08/06 GEORGIA GULF CORP /DE/ DE 1.01,7.01,8.01,9.01 06/09/06 GEORGIA GULF CORP /DE/ DE 7.01,9.01 06/09/06 GIBRALTAR INDUSTRIES, INC. DE 2.02,9.01 06/08/06 GLOBAL INNOVATIVE SYSTEMS INC NV 5.02 06/05/06 GMX RESOURCES INC OK 1.01,2.03,9.01 06/07/06 GOLDEN QUEEN MINING CO LTD 5.02,8.01 05/31/06 GREAT WEST LIFE & ANNUITY INSURANCE C CO 8.01 06/09/06 GREATER BAY BANCORP CA 1.01 05/30/06 AMEND GRIFFIN LAND & NURSERIES INC DE 7.01,9.01 06/09/06 GSAA Home Equity Trust 2006-8 DE 8.01,9.01 04/28/06 AMEND GSAMP Trust 2006-S4 DE 9.01 06/09/06 GSI GROUP INC A3 1.01,5.02,9.01 06/06/06 GSR 2006-5F DE 8.01 05/26/06 GULFMARK OFFSHORE INC DE 1.01,7.01,9.01 06/09/06 H&E Equipment Services, Inc. DE 7.01,9.01 06/07/06 HAMPTON ROADS BANKSHARES INC VA 8.01,9.01 06/09/06 HANCOCK FABRICS INC DE 8.01 06/08/06 HARTMAN COMMERCIAL PROPERTIES REIT TX 5.02 06/05/06 HEALTHSOUTH CORP DE 8.01,9.01 06/09/06 HEARTLAND EXPRESS INC NV 8.01,9.01 06/09/06 HERLEY INDUSTRIES INC /NEW DE 2.02,9.01 06/05/06 HINES REAL ESTATE INVESTMENT TRUST IN 1.01 06/05/06 Home Equity Loan Trust 2006-HSA3 DE 8.01,9.01 06/09/06 Home Loan Trust 2006-HI2 DE 8.01,9.01 06/09/06 Horizon Lines, Inc. 7.01,8.01,9.01 06/05/06 HORIZON OFFSHORE INC DE 8.01,9.01 06/09/06 HOVNANIAN ENTERPRISES INC DE 8.01,9.01 06/05/06 HUDSON CITY BANCORP INC DE 7.01,9.01 06/08/06 HYPERTENSION DIAGNOSTICS INC /MN MN 1.01 06/05/06 ICON International Holdings Inc 1.01,3.02,5.01,9.01 06/02/06 IMMEDIATEK INC NV 1.01,3.02,3.03,4.02, 06/05/06 5.01,5.03,8.01 IMMERSION CORP DE 1.01 06/05/06 IMMUNE RESPONSE CORP DE 1.01,3.02 06/05/06 IMMUNICON CORP 1.01,9.01 06/07/06 INFOCUS CORP OR 1.01,8.01,9.01 06/05/06 INGERSOLL RAND CO LTD 1.01 06/07/06 INTERNATIONAL ABSORBENTS INC A1 2.02,7.01,9.01 06/09/06 International Coal Group, Inc. DE 7.01,9.01 06/09/06 International Coal Group, Inc. DE 7.01,9.01 06/09/06 INTERNET COMMERCE CORP DE 2.02,9.01 06/09/06 IPARTY CORP DE 1.01,9.01 06/08/06 IRON MOUNTAIN INC DE 8.01 06/07/06 Island Residences Club, Inc. 1.01,5.02,9.01 06/03/06 ISOLAGEN INC DE 1.01,3.02,5.02,8.01,9.01 06/05/06 JONES SODA CO WA 7.01,9.01 06/09/06 KEYNOTE SYSTEMS INC DE 1.01 06/09/06 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA 2.02,9.01 06/08/06 KMG CHEMICALS INC TX 2.02 06/09/06 KMG CHEMICALS INC TX 4.01,9.01 06/09/06 L 3 COMMUNICATIONS HOLDINGS INC DE 5.02,8.01,9.01 06/06/06 LA-Z-BOY INC MI 1.01,5.02 06/06/06 LACLEDE GAS CO MO 8.01,9.01 06/06/06 LEE ENTERPRISES, INC DE 1.02 06/06/06 LIFETIME BRANDS, INC DE 1.01,9.01 06/08/06 Lightstone Value Plus Real Estate Inv MD 2.01,9.01 03/31/06 AMEND LISKA BIOMETRY INC FL 1.01,2.03,3.02,7.01,9.01 06/09/06 LTC PROPERTIES INC MD 1.01,9.01 06/09/06 MARINER ENERGY INC DE 1.01,9.01 06/08/06 MARSHALL EDWARDS INC DE 1.01,9.01 06/07/06 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,9.01 06/06/06 MAXIM INTEGRATED PRODUCTS INC DE 1.01,9.01 06/05/06 MAYS J W INC NY 2.02 06/08/06 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 06/09/06 McAfee, Inc. DE 8.01 06/07/06 MCCORMICK & CO INC MD 8.01,9.01 06/08/06 MCDERMOTT INTERNATIONAL INC R1 1.01,9.01 06/06/06 MEDICAL STAFFING SOLUTIONS INC NV 2.01,9.01 06/16/05 AMEND MEDICINOVA INC DE 8.01,9.01 06/04/06 Mercantile Bancorp, Inc. DE 8.01,9.01 06/08/06 MERCER INSURANCE GROUP INC PA 7.01,9.01 06/08/06 MERCURY INTERACTIVE CORP DE 8.01 06/07/06 MERRILL LYNCH & CO INC DE 8.01,9.01 06/08/06 MERRILL LYNCH & CO INC DE 1.01 06/09/06 MESTEK INC PA 7.01,9.01 06/07/06 MICHAELS STORES INC DE 8.01,9.01 06/08/06 MICROISLET INC NV 5.02,9.01 06/09/06 MILLIPORE CORP /MA MA 1.01,9.01 06/06/06 MOBILEPRO CORP DE 8.01,9.01 06/06/06 Molecular Pharmacology (USA) LTD NV 5.02,9.01 05/30/06 MOLLER INTERNATIONAL INC CA 1.01 06/08/06 MORGANS FOODS INC OH 4.02 06/09/06 MSAC Trust 2006-HE3 DE 8.01,9.01 05/25/06 MSC SOFTWARE CORP DE 5.02 06/05/06 NATIONAL RURAL UTILITIES COOPERATIVE DC 8.01 06/07/06 NEOPHARM INC DE 8.01,9.01 06/08/06 NEW CENTURY FINANCIAL CORP MD 1.02,5.02,7.01,9.01 06/05/06 NEWELL RUBBERMAID INC DE 1.01,9.01 05/09/06 NORPAC TECHNOLOGIES, INC. NV 5.02,7.01,9.01 06/07/06 NORTH BAY BANCORP/CA CA 8.01,9.01 06/09/06 NORTHEAST UTILITIES MA 2.02 06/07/06 OMEGA PROTEIN CORP NV 1.01,8.01,9.01 06/07/06 OREGON STEEL MILLS INC DE 1.01,2.03 06/06/06 PACKAGING DYNAMICS CORP DE 2.01,3.03,5.01,5.03,8.01,9.01 06/09/06 PALADIN REALTY INCOME PROPERTIES INC MD 1.01,2.01,2.03,9.01 06/05/06 Patient Safety Technologies, Inc DE 1.01,2.03,3.02,9.01 06/06/06 PC TEL INC DE 1.01,1.02,9.01 06/05/06 PEMCO AVIATION GROUP INC DE 8.01,9.01 06/06/06 PERRY ELLIS INTERNATIONAL INC FL 5.02 06/06/06 PETROQUEST ENERGY INC DE 8.01,9.01 06/08/06 PINNACLE AIRLINES CORP DE 8.01,9.01 06/06/06 POZEN INC /NC 8.01,9.01 06/09/06 PRINCIPAL LIFE INSURANCE CO IA 9.01 06/09/06 PROVIDENTIAL HOLDINGS INC NV 1.01,9.01 06/02/06 QUALITY SYSTEMS INC CA 2.02,9.01 06/08/06 QUANTA CAPITAL HOLDINGS LTD 2.04,7.01,9.01 06/05/06 RAAC Series 2006-SP2 Trust DE 8.01,9.01 05/09/06 RAIT INVESTMENT TRUST MD 8.01,9.01 06/08/06 RANGE RESOURCES CORP DE 8.01,9.01 06/08/06 RAPTOR PHARMACEUTICALS CORP. NV 5.02,9.01 06/09/06 RASC Series 2006-EMX4 Trust DE 8.01,9.01 06/09/06 RAYTHEON CO/ DE 8.01,9.01 06/09/06 RCN CORP /DE/ DE 8.01 06/06/06 REGENERON PHARMACEUTICALS INC NY 8.01,9.01 06/09/06 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 9.01 06/05/06 RESPIRONICS INC DE 1.01,3.03 06/07/06 RETAIL VENTURES INC OH 7.01,9.01 06/07/06 REX STORES CORP DE 8.01 06/02/06 REYNOLDS & REYNOLDS CO OH 8.01,9.01 06/08/06 RS GROUP OF COMPANIES INC FL 5.02,9.01 06/01/06 RSA SECURITY INC/DE/ DE 8.01 06/01/06 SAKS INC TN 1.01,9.01 06/08/06 SALON MEDIA GROUP INC DE 1.01,5.02,9.01 06/05/06 SATELLITE SECURITY CORP NV 5.02,9.01 06/05/06 SAXON CAPITAL INC MD 2.03,8.01,9.01 06/09/06 SCHNITZER STEEL INDUSTRIES INC OR 5.03,9.01 06/07/06 SE FINANCIAL CORP 8.01,9.01 06/08/06 SECURED DIVERSIFIED INVESTMENT LTD NV 5.02,5.03,9.01 06/02/06 SEMPRA ENERGY CA 5.02,9.01 06/06/06 SHUFFLE MASTER INC MN 2.02,9.01 06/08/06 SKY PETROLEUM, INC. NV 7.01,9.01 06/09/06 SM&A CA 8.01,9.01 06/06/06 SOLAR ENERGY LTD DE 2.01,9.01 08/10/05 AMEND SOUTHERN COPPER CORP/ DE 8.01 06/09/06 STANDARD REGISTER CO OH 1.01,2.01,7.01,9.01 06/05/06 STAPLES INC DE 5.02,5.03,8.01,9.01 06/06/06 State Auto Financial CORP OH 5.02,8.01,9.01 06/05/06 STERLING CONSTRUCTION CO INC DE 1.01,7.01,9.01 06/08/06 STEWART ENTERPRISES INC LA 1.01,1.02,5.02,9.01 06/06/06 STONE ENERGY CORP DE 7.01,9.01 06/09/06 STRUCTURED PRODUCTS CORP CORTS TRUST DE 7.01 05/30/06 Sun American Bancorp DE 1.01,9.01 06/05/06 T REIT INC VA 1.01 06/07/06 TALX CORP MO 7.01 06/09/06 Tarpon Industries, Inc. MI 1.01,5.02,9.01 06/07/06 TC PIPELINES LP DE 8.01,9.01 06/08/06 TECHTEAM GLOBAL INC DE 5.02,9.01 06/05/06 THEGLOBE COM INC DE 8.01 06/06/06 THERMODYNETICS INC DE 8.01,9.01 06/09/06 Thrifty Printing Inc. NV 5.03,7.01,9.01 06/09/06 TIER TECHNOLOGIES INC DE 2.02,9.01 06/08/06 TIMKEN CO OH 1.01,1.02,9.01 06/05/06 TJX COMPANIES INC /DE/ DE 1.01 06/06/06 TRANSMERIDIAN EXPLORATION INC DE 5.02,9.01 06/05/06 TREND MINING CO DE 7.01,9.01 06/08/06 TREY RESOURCES INC DE 1.01,2.01,3.02,8.01,9.01 06/02/06 TRIAD INDUSTRIES INC NV 3.02,5.01,9.01 06/09/06 TURINCO INC NV 5.03,9.01 06/06/06 ULTRALIFE BATTERIES INC DE 5.02,9.01 06/09/06 UMB FINANCIAL CORP MO 1.01,9.01 06/08/06 UNITED ENERGY CORP /NV/ NV 8.01,9.01 06/07/06 UNITED TECHNOLOGIES CORP /DE/ DE 1.01 06/05/06 Uphonia,Inc. DE 8.01,9.01 06/09/06 URSTADT BIDDLE PROPERTIES INC MD 2.02,9.01 06/08/06 USA Mobility, Inc DE 7.01,8.01,9.01 06/07/06 USA VIDEO INTERACTIVE CORP WY 8.01,9.01 06/08/06 VCAMPUS CORP DE 3.01,5.02 06/05/06 VERTICAL HEALTH SOLUTIONS INC 1.01,1.02,3.02,9.01 05/26/06 VITACUBE SYSTEMS HOLDINGS INC NV 8.01,9.01 06/07/06 Wachovia Mortgage Loan Trust, Series DE 8.01,9.01 05/25/06 WaMu Mortgage Pass-Through Certificat DE 9.01 05/25/06 Washington Mutual Asset-Backed Certif DE 9.01 05/25/06 WELLCARE HEALTH PLANS, INC. DE 7.01 06/09/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 05/30/06 WEST CORP DE 2.01,9.01 04/04/06 AMEND WHEELING ISLAND GAMING INC DE 1.01,5.02 06/06/06 WINWIN GAMING INC DE 5.02,9.01 06/05/06 WIRELESS AGE COMMUNICATIONS INC NV 8.01,9.01 06/06/06 WORLD FUEL SERVICES CORP FL 7.01,9.01 06/09/06 WPCS INTERNATIONAL INC DE 1.01,2.01,9.01 06/07/06 XERIUM TECHNOLOGIES INC DE 8.01 06/08/06 XL CAPITAL LTD 1.01,5.02,9.01 06/08/06 YTXP CORP NV 1.01,2.03,3.02,9.01 06/05/06 Z AXIS CORP CO 1.01,2.03,7.01,8.01,9.01 06/09/06 Zann Corp NV 4.02 01/20/05