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Comments on Rulemaking Petition:
Request for rulemaking, regulation or order pursuant to Section 36(a)(1) of the Exchange Act to provide exemptive relief from the application of Section 15(c)(3) of the Exchange Act and Rule 15c3-3 thereunder
[File No. 4-641]
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Jun. 13, 2012 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
May 31, 2012 | Paul Swann, President & Chief Operating Officer, ICE Clear Europe Limited |
Apr. 9, 2012 | Dorothy Donohue, Deputy General Counsel, Investment Company Institute |
Dec. 22, 2011 | Christopher S. Edmonds, President, ICE Clear Credit LLC |
Dec. 22, 2011 | Steven Chittenden, Chairman, Market Practices Committee, Association of Institutional Investors |
http://www.sec.gov/comments/4-641/4-641.shtml
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