Final Rules
17 CFR Chapter 1 Amendment to July 14, 2011 Order for Swap Regulation.
17 CFR Part 48 Registration of Foreign Boards of Trade
17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
PDF Version
17 CFR Parts 1 and 30 Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Parts 1, 150 and 151 Position Limits for Futures and Swaps
PDF Version
17 CFR Parts 1, 150 and 151 Position Limits for Derivatives
Related Documents:
Illustrative Tables for Position Limits Notice of Proposed Rulemaking: Excel Version // PDF Version
Explanatory Notes on Setting Non-spot-Month Position Limits: PDF Version
Commodity Futures Trading Commission 17 CFR Part 4 Securities and Exchange Commission 17 CFR Parts 275 and 279 Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
PDF Version
Commodity Futures Trading Commission 17 CFR Part 4 Securities and Exchange Commission 17 CFR Parts 275 and 279 Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
*Note – This Proposed Rule contains forms which are not displayed in the HTML version. To see the complete proposal, download the PDF version.
17 CFR Parts 1, 21, 39, and 140 Derivatives Clearing Organization General Provisions and Core Principles
PDF Version
17 CFR Parts 1 and 39 General Regulations and Derivatives Clearing Organizations
PDF Version
17 CFR Parts 1, 21, and 39 Information Management Requirements for Derivatives Clearing Organizations
PDF Version
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations
PDF Version
17 CFR Parts 23, 37, 38, and 39 Requirements for Processing, Clearing, and Transfer of Customer Positions
PDF Version
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations
PDF Version
17 CFR Part 39 Risk Management Requirements for Derivatives Clearing Organizations; Correction
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 12 Authority of Judgment Officers to Hear Cases
17 CFR Part 30 Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures
PDF Version
17 CFR Part 30 Foreign Futures and Options Contracts on a Non-Narrow-Based Security Index; Commission Certification Procedures
17 CFR Part 5 Retail Foreign Exchange Transactions; Conforming Changes to Existing Regulations in Response to the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 49 Swap Data Repositories: Registration Standards, Duties and Core Principles
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 165 Whistleblower Incentives and Protection
PDF Version
17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
PDF Version
17 CFR Part 165 Implementing the Whistleblower Provisions of Section 23 of the Commodity Exchange Act
17 CFR Part 35 Agricultural Swaps
PDF Version
17 CFR Parts 3, 32, 33, and 35 Commodity Options and Agricultural Swaps
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 40 Provisions Common to Registered Entities; Correction
17 CFR Part 40 Provisions Common to Registered Entities
PDF Version
17 CFR Part 40 Provisions Common to Registered Entities; Correction
17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing
PDF Version
17 CFR Parts 39 and 140 Process for Review of Swaps for Mandatory Clearing
17 CFR Parts 1 and 4 Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings
PDF Version
17 CFR Parts 1 and 4 Removing Any Reference to or Reliance on Credit Ratings in Commission Regulations; Proposing Alternatives to the Use of Credit Ratings
17 CFR Parts 15 and 20 Large Trader Reporting for Physical Commodity Swaps
PDF Version
17 CFR Parts 15 and 20 Position Reports for Physical Commodity Swaps
17 CFR Part 160 Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act
PDF Version
17 CFR Part 160 Privacy of Consumer Financial Information; Conforming Amendments Under Dodd-Frank Act
17 CFR Part 162 Business Affiliate Marketing and Disposal of Consumer Information Rules
PDF Version
17 CFR Part 162 Business Affiliate Marketing and Disposal of Consumer Information Rules
17 CFR Chapter 1 Effective Date for Swap Regulation
*Note – This contains charts which are not displayed in the HTML version. To see the complete correction, download the PDF version.
17 CFR Part 180 Prohibition on the Employment, or Attempted Employment, of Manipulative and Deceptive Devices and Prohibition on Price Manipulation
17 CFR Part 1 Agricultural Commodity Definition
PDF Version
17 CFR Chapter I Reopening and Extension of Comment Periods for Rulemakings Implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act
17 CFR Part 4 Commodity Pool Operators: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools
PDF Version
17 CFR Part 4 Commodity Pool Operations: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools; Correction
PDF Version
17 CFR Part 4 Commodity Pool Operators: Relief From Compliance With Certain Disclosure, Reporting and Recordkeeping Requirements for Registered CPOs of Commodity Pools Listed for Trading on a National Securities Exchange; CPO Registration Exemption for Certain Independent Directors or Trustees of These Commodity Pools
17 CFR Chapter I Antidisruptive Practices Authority
PDF Version
17 CFR Chapter I Antidisruptive Practices Authority Contained in the Dodd-Frank Wall Street Reform and Consumer Protection Act
