As a result of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the CFTC will write rules to regulate the swaps marketplace. The CFTC has identified 38 areas where rules will be necessary. The public is encouraged to provide input on the rule-writing process. Information regarding each rule-writing area will be published as it becomes available.
Comprehensive Regulation of Swap Dealers & Major Swap Participants: |
Segregation & Bankruptcy for both Cleared and Uncleared Swaps |
Clearing: |
Systemically Important DCO Rules Authorized Under Title VIII |
Data: |
Particular Products: |
Joint Rules with SEC, such as “Swap” and “Security-Based Swap” |
Enforcement: |
Position Limits: |
Position Limits, including Bona Fide Hedging Definition & Aggregate Limits |
Other Titles: |
Fair Credit Reporting Act and Disclosure of Nonpublic Personal Information |