|
|
SEC Webcasts
(Other Than Open Meetings)
The Commission conducts a variety of roundtables, forums, summits, and other public meetings. Some of these are available as webcasts. The dates and topics of these events are announced ahead of time on this site, usually in the SEC News Digest, and often as press releases as well. Live and archived webcasts of Commission Open Meetings are available on a separate page.
Webcast Links and Software
Viewing SEC live and archived webcasts requires free Adobe Flash Player or Windows Media Player software, which are usually already installed as browser plug-ins, requiring no additional installation. The players can be downloaded from the following links if needed:
Upcoming Events
To be announced
Archived Webcast Events
2012 Events
Technology and Trading Roundtable
Tuesday, October 2, 2012
Investor Advisory Committee
Friday, September 28, 2012
Investor Advisory Committee
June 12, 2012, 10 a.m.
Advisory Committee on Small and Emerging Companies
Friday, June 8, 2012
Advisory Committee on Small and Emerging Companies
Wednesday, February 1, 2012
Compliance Outreach Program National Seminar
Tuesday, January 31, 2012, 8:30 a.m. - 5:30 p.m.
Advisory Committee on Small and Emerging Companies
Friday, January 6, 2012, 1 p.m. (Audio)
2011 Events
SEC Enforcement News Conference
Friday, December 16, 2011, 11:45 a.m.
Government-Business Forum on Small Business Capital Formation
Thursday, November 17, 2011, 9:00 a.m. - 1 p.m.
Financial Reporting Series Roundtable
Tuesday, November 8, 2011
Advisory Committee on Small and Emerging Companies
Monday, October 31, 2011
Roundtable on Conflict Minerals
Tuesday, October 18, 2011
Roundtable on Microcap Securities
Monday, October 17, 2011
Field Hearing on the State of Municipal Securities Market, Birmingham, Alabama
Friday, July 29, 2011
Roundtable on International Financial Reporting Standards
Thursday, July 7, 2011
Roundtable Discussion on Money Market Funds and Systemic Risk
Tuesday, May 10, 2011
CCOutreach BD National Seminar
Tuesday, February 8, 2011
2010 Events
Second Field Hearing on State Of Municipal Securities Markets
Thursday, December 7, 2010
SEC Small Business Capital Formation Forum
Thursday, November 18, 2010
CCOutreach Program Interactive Broadcast Seminar on Valuation
Thursday, October 7, 2010
CFTC-SEC Public Roundtable Discussions
Wednesday, September 15, 2010
Joint CFTC–SEC Advisory Committee on Emerging Regulatory Issues
Wednesday, August 11, 2010
News Conference
Thursday, July 15, 2010
Mutual Fund XBRL Education Seminar
Friday, June 4, 2010
Market Structure Roundtable
Wednesday, June 2, 2010
Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues
Monday, May 24, 2010
Investor Advisory Committee Meeting
Monday, May 17, 2010
XBRL Public Education Seminar
Tuesday, March 23, 2010
SEC Investor Advisory Committee Open Meeting
Monday, February 22, 2010
Sunshine Act Notice
Spotlight on Investor Advisory Committee
Webcast Archives
CCOutreach National Seminar for Investment Adviser, Investment Company, and Broker-Dealer Chief Compliance Officers
Tuesday, January 26, 2010
CCOutreach National Seminar
Agenda
Webcast Archives
News Conference
Wednesday, January 13, 2010
Press Release 2010-5
Press Release 2010-6
Webcast Archives:
Windows Media (captioned version)
2009 Meetings
Government-Business Forum on Small Business Capital Formation
Thursday, November 19, 2009
Press Release
Agenda
Sunshine Act Notice
Webcast Archives:
Windows Media (captioned version)
SEC Investor Advisory Committee Open Meeting
Monday, October 5, 2009
Sunshine Act Notice
Webcast Archives:
AM: Windows Media (captioned version)
PM: Windows Media (captioned version)
Securities Lending and Short Sale Roundtable
Tuesday, September 29 and Wednesday, September 30, 2009
Sunshine Act Notice
Agenda
Day 1 Transcript
Day 2 Transcript
Spotlight on Short Sales
Webcast Archives:
9/29 AM: Windows Media (captioned version)
9/29 PM: Windows Media (captioned version)
9/30: Windows Media (captioned version)
Joint Open Meeting with the Commodity Futures Trading Commission
Thursday, September 3, 2009
Sunshine Act Notice
Agenda
Webcast Archives: Windows Media (captioned version)
Joint Open Meeting with the Commodity Futures Trading Commission
Wednesday, September 2, 2009
Sunshine Act Notice
Agenda
Webcast Archives
Investor Advisory Committee Open Meeting
Monday, July 27, 2009
Sunshine Act Notice
Spotlight on Investor Advisory Committee
Webcast Archives:
AM: Windows Media (captioned version)
PM: Windows Media (captioned version)
Joint SEC/Department of Labor Hearing on Target Date Funds
Thursday, June 18, 2009
Press Release
Panelists and Agenda
Comments received by the SEC
Comments received by the DOL
Hearing Transcript
Webcast Archives
Public Seminar on New Interactive Data Reporting Requirements
Wednesday, June 10, 2009
Press Release
Panel 1 Slides
Panel 2 Slides
Webcast Archives: Windows Media (captioned version)
Press Conference: SEC Files Fraud Charges Against
Former Countrywide CEO Angelo Mozilo, Two Others
Thursday, June 4, 2009
Webcast Archives: Windows Media (captioned version)
Roundtable to Examine Short Sale Price Test and Circuit Breaker Restrictions
Tuesday, May 5, 2009
Press Release
Agenda
Roundtable to Examine Short Sale Price Test and Circuit Breaker Restrictions
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Credit Rating Agencies Roundtable
Wednesday, April 15, 2009
(also Open Meeting)
Sunshine Act Meeting Notice
Agenda
Roundtable to Examine Oversight of Credit Rating Agencies
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
CCOutreach BD National Seminar Roundtable
Tuesday, March 10, 2009
Broker-Dealer CCOutreach Program
Agenda
Webcast Archives:
AM: Windows Media (captioned version)
PM: Windows Media (captioned version)
2008 Events
Mark-to-Market Accounting Roundtable
Friday, November 21, 2008
Spotlight on Fair Value Accounting Standards
Agenda and Biographies of Participants
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Government-Business Forum on Small Business Capital Formation
Thursday, November 20, 2008
Government-Business Forum on Small Business Capital Formation
Agenda
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
CCOutreach National Seminar for Investment Adviser and Investment Company Chief Compliance Officers
Thursday, November 13, 2008
CCOutreach Program for Fund and Adviser Chief Compliance Officers
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Part 4: Windows Media (captioned version)
Roundtable on Mark-to-Market Accounting
Wednesday, October 29, 2008
(also Open Meeting)
Sunshine Act Notice
Spotlight on Fair Value Accounting Standards
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media
Roundtable on Modernizing the Securities and Exchange Commission's Disclosure System
Wednesday, October 8, 2008
(also Open Meeting)
Sunshine Act Notice
21st Century Disclosure Initiative Roundtable
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Seniors Summit
Monday, September 22, 2008
Third Annual Seniors Summit
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Part 4: Windows Media (captioned version)
Part 5: Windows Media (captioned version)
CCOutreach Program Interactive Broadcast Seminar for Smaller Advisers
Tuesday, September 16, 2008
Agenda
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
SEC Chairman Christopher Cox to Hold News Conference With Australian Officials
Monday, August 25, 2008
Webcast Archives:
Windows Media (captioned version)
News Conference: SEC Chairman Cox to Unveil Futuristic Information Disclosure System for Investors and Markets
Tuesday, August 19, 2008
Webcast Archives:
Windows Media (captioned version)
News Conference: SEC To Announce Major Enforcement Action Involving Auction Rate Securities
Thursday, August 7, 2008
Webcast Archives:
Windows Media (captioned version)
Roundtable on International Financial Reporting Standards
Monday, August 4, 2008
(also Open Meeting)
Notice of Meeting
Sunshine Act Notice
Agenda
Spotlight On: International Financial Reporting Standards "Roadmap"
Webcast Archives:
Windows Media (captioned version)
News Conference: Chairman Cox to Receive Final Report from
SEC Advisory Committee on Improvements to Financial Reporting
Friday, August 1, 2008
Webcast Archives:
Windows Media (captioned version)
Public Meeting: Advisory Committee on Improvements to Financial Reporting
Thursday, July 31, 2008
Notice of Meeting
Agenda
Spotlight on Advisory Committee on Improvements to Financial Reporting
Public Meeting: Advisory Committee on Improvements to Financial Reporting
Friday, July 11, 2008
Agenda
Notice of Meeting
Spotlight on Advisory Committee on Improvements to Financial Reporting
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
International Roundtable on Fair Value Accounting Standards
Wednesday, July 9, 2008
(also Open Meeting)
Sunshine Act Notice
Agenda
Spotlight on Roundtable on Fair Value Accounting Standards
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
News Conference: Chairman Cox to Announce Findings in SEC
Examinations of Credit Rating Agencies
Tuesday, July 8, 2008
Webcast Archives:
Windows Media (captioned version)
International Roundtable on Interactive Data for Public Financial Reporting
Tuesday, June 10, 2008
(also Open Meeting)
Sunshine Act Notice
Agenda
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Past Chairmen Roundtable
Wednesday, June 4, 2008
Press Release
Transcript
Webcast Archives:
Windows Media (captioned version)
News Conference
Tuesday, June 3, 2008
Webcast Archives:
Windows Media (captioned version)
Public Meeting: Advisory Committee on Improvements to Financial Reporting
Friday, May 2, 2008
Notice of Room Change
Notice of Meeting
Public Meeting: Advisory Committee on Improvements to Financial Reporting
Thursday, March 13 and Friday, March 14, 2008
Notice of Meeting
Agenda
Webcast Archives:
Windows Media (captioned version)
Press Conference to discuss SEC-CFTC matters
Tuesday, March 11, 2008
Webcast Archives:
Windows Media (captioned version)
Broker-Dealer CCOutreach Program
Friday, March 7, 2008
Broker-Dealer CCOutreach Program
Agenda
Advisory Committee on Improvements to Financial Reporting — Public Telephone Conference Meeting
Monday, February 11, 2008
See Notice of Meeting for access instructions and Advisory Committee on Improvements to Financial Reporting for more information
Webcast Archives:
Windows Media (captioned version)
Advisory Committee Meeting on Improvements to Financial Reporting
Friday, January 11, 2008
Advisory Committee on Improvements to Financial Reporting
Agenda
Draft Decision Memo
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
2007 Events
SEC Roundtable on Practical Issues Surrounding the Use of IFRS in the U.S. in Recent Years, and Its Potential Expanded Use in Future Years
Monday, December 17, 2007
Press Release No. 2007-261
Agenda
List of Participants
Spotlight on IFRS "Roadmap"
SEC Roundtable on IFRS in the U.S. Markets
Thursday, December 13, 2007
Press Release No. 2007-261
Agenda
List of Participants
Spotlight on IFRS "Roadmap"
CCOutreach National Seminar
Wednesday, November 14, 2007
CCOutreach Program
Agenda
Advisory Committee Meeting on Improvements to Financial Reporting
Friday, November 2, 2007
Advisory Committee on Improvements to Financial Reporting
Agenda
News Conference on Major Announcement About Interactive Data in Financial Reporting
Tuesday, September 25, 2007
Media Advisory
Government-Business Forum on Small Business Capital Formation
Monday, September 24, 2007
Press Release No. 2007-189
Government-Business Forum on Small Business Capital Formation
Seniors Summit
Monday, September 10, 2007
(also Open Meeting)
Press Release No. 2007-160
Sunshine Act Notice
Webcast Archives: Windows Media (captioned version)
Advisory Committee on Improvements to Financial Reporting
Thursday, August 2, 2007
Press Release No. 2007-154
Agenda
Record of Proceedings
News conference to announce new advisory committee to increase usefulness of U.S. financial reporting system for investors
Wednesday, June 27, 2007
Roundtable Discussion Regarding Rule 12b-1
Tuesday, June 19, 2007
Press Release No. 2007-106
Unofficial Transcript
Spotlight on Rule 12b-1 Roundtable
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Part 4: Windows Media (captioned version)
Roundtable Discussions Regarding Mutual Recognition
Tuesday, June 12, 2007
Press Release No. 2007-105
Unofficial Transcript
Spotlight On: Roundtable Discussion Regarding Mutual Recognition
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Roundtable on Proposals of Shareholders
Friday, May 25, 2007
(also Open Meeting)
Spotlight On: Roundtable Discussions Regarding the Proxy Process
Unofficial Transcript
Webcast Archives: Windows Media (captioned version)
Roundtable on Proxy Voting Mechanics
Thursday, May 24, 2007
(also Open Meeting)
Spotlight On: Roundtable Discussions Regarding the Proxy Process
Unofficial Transcript
Webcast Archives: Windows Media (captioned version)
Former Chairmen Roundtable
Wednesday, May 23, 2007
Press Release No. 2007-98
Unofficial Transcript
Webcast Archives: Windows Media (captioned version)
Senior Investor Protection Symposium
Friday, May 18, 2007
Webcast Archives: Windows Media (captioned version part 1, captioned version part 2)
Roundtable Discussions Regarding the Proxy Process
Monday, May 7, 2007
(also Open Meeting)
Press Release No. 2007-71
Spotlight on Roundtable Discussions Regarding the Proxy Process
Agenda
Briefing Paper
List of Participants
Webcast Archives:
Part 1: Windows Media (captioned version)
Part 2: Windows Media (captioned version)
Part 3: Windows Media (captioned version)
Part 4: Windows Media (captioned version)
Interactive Data Roundtable: Creating Interactive Data to Serve Investors
Monday, March 19, 2007
Press Release No. 2007-37
Agenda
List of Participants
List of Participants
Webcast Archives: Windows Media (captioned version)
News Conference to Announce Enforcement Actions with Chairman Christopher Cox and
Enforcement Director Linda C. Thomsen
Thursday, March 8, 2007
Webcast Archives (audio)
International Financial Reporting Standards "Roadmap" Roundtable
Tuesday, March 6, 2007
Press Release No. 2007-19
Agenda
List of Participants
Webcast Archives: Part 1, Windows Media
Part 2, Windows Media
2006 Events
News Conference: Announcement on Consolidated Self-Regulation
Tuesday, November 28, 2006
Media Advisory
Webcast Archives (audio)
CCOutreach National Seminar
Tuesday, November 14, 2006
CCOutreach Program
Press Release 2006-170
Agenda
Webcast Archives: am (audio) | pm (audio)
Interactive Data Roundtable
Tuesday, October 3, 2006
Spotlight on Interactive Data and XBRL Initiatives
Press Release 2006-160
Press Release 2006-158
Webcast Archives: Windows Media
Government-Business Forum on Small Business Capital Formation
Friday, September 29, 2006
Forum Information
Agenda
Video of the Chairman's Speech
Windows Media Player (18 MB)
QuickTime (19MB)
Webcast Archives: Windows Media
News Conference to Announce Modernization of Corporate Disclosure
Monday, September 25, 2006
Press Release 2006-158
Webcast Archives (audio)
Roundtable on the Regulation SHO Pilot
Friday, September 15, 2006
Roundtable Agenda
Transcript
Press Release No. 2006-94
Spotlight on Short Sales
Webcast Archives: am (audio) | pm (audio)
Press Conference
Thursday, July 20, 2006
Webcast Archives: Windows Media
Seniors Summit
Monday, July 17, 2006
Spotlight on Seniors Summit
Webcast Archives: Windows Media
Former Enforcement Directors' Roundtable
Wednesday, June 14, 2006
Notice for this event
Webcast Archives: Windows Media
Interactive Data Roundtable
Monday, June 12, 2006
Spotlight on Interactive Data and XBRL
Agenda
SEC Women Commissioners Panel
Wednesday, May 31, 2006
Webcast Archives (audio)
Roundtable on Internal Control Reporting Requirements
Wednesday, May 10, 2006
See Announcement, Press Release No. 2006-22
Agenda
Transcript
Spotlight On: Internal Control Reporting Provisions
Webcast Archives: Part 1, Windows Media |
Part 2, Windows Media
US SEC/Chinese Securities Regulatory Commission Ceremony to Announce Terms of Reference for Enhanced Dialogue
Tuesday, May 2, 2006
Webcast Archives (audio)
Chairman's Remarks at Closing of 2006 International Institute for Securities Market Development
Thursday, April 27, 2006
Webcast Archives (audio)
Advisory Committee Meeting on Smaller Public Companies, Washington, DC
Thursday, April 20, 2006
Advisory Committee on Smaller Public Companies
Webcast Archives (audio)
Press Briefing on Subpoena Guidelines
Wednesday, April 12, 2006
Webcast Archives (audio)
Advisory Committee Meeting on Smaller Public Companies, Washington, DC
Wednesday, April 12, 2006
Advisory Committee on Smaller Public Companies
Webcast Archives (audio)
US SEC/UK FSA Memorandum of Understanding Signing Ceremony
Tuesday, March 14, 2006
Advisory Committee Meeting on Smaller Public Companies, Washington, DC
Tuesday, February 21, 2006
Advisory Committee on Smaller Public Companies
Webcast Archives (audio)
SEC News Conference to Announce Enforcement Actions and Commission Statement on Financial Penalties
Wednesday, January 4, 2006
2005 Events
Past Chairmen Roundtable, Washington, DC
Tuesday, December 20, 2005
Notice for this event
Webcast Archives (audio)
Advisory Committee Meeting on Smaller Public Companies, Washington, DC
Wednesday, December 14, 2005
Advisory Committee on Smaller Public Companies
Webcast Archives:
Part 1: Windows Media
Part 2: Windows Media
General Counsel Roundtable
Thursday, November 17, 2005
Announcement
Webcast Archives (audio)
CCOutreach National Seminar
Tuesday, November 8, 2005
CCOutreach Program
Advisory Committee Meeting on Smaller Public Companies, Washington, DC
Monday, October 24 and Tuesday, October 25, 2005
Advisory Committee on Smaller Public Companies
Webcast Archives:
October 24 Part 1: Windows Media
October 24 Part 2: Windows Media
October 25 Part 1: Windows Media
October 25 Part 2: Windows Media
Advisory Committee Meeting on Smaller Public Companies, New York
Friday, October 14, 2005
Advisory Committee on Smaller Public Companies
Webcast Archives:
Part 1: Windows Media
Part 2: Windows Media
Advisory Committee Meeting on Smaller Public Companies, San Francisco
Monday, September 19 and Tuesday, September 20, 2005
Advisory Committee on Smaller Public Companies
Webcast Archives:
September 19 Part 1: Windows Media
September 19 Part 2: Windows Media
Advisory Committee Meeting on Smaller Public Companies, Chicago
Tuesday, August 9 and Wednesday, August 10, 2005
Advisory Committee on Smaller Public Companies
Webcast Archives:
August 9 Part 1: Windows Media
August 9 Part 2: Windows Media
August 10 Part 1: Windows Media
August 10 Part 2: Windows Media
Statement to SEC Staff by Chairman Christopher Cox
Thursday, August 4, 2005
Meeting of SEC Advisory Committee on Smaller Public Companies
Thursday, June 16 and Friday, June 17, 2005
Advisory Committee on Smaller Public Companies
Webcast Archives:
June 16: Windows Media
June 17 Part 1: Windows Media
June 17 Part 2: Windows Media
Press Conference with Chairman William H. Donaldson
Wednesday, June 1, 2005
Press Release No. 2005-82
Roundtable on Implementation of Sarbanes-Oxley Internal Control Provisions
Wednesday, April 13, 2005
Press Release 2005-13
Press Release 2005-20
Additional Materials
Webcast Archives:
Part 1: Windows Media
Part 2: Windows Media
First Meeting of SEC Advisory Committee on Smaller Public Companies
Tuesday, April 12, 2005
Advisory Committee on Smaller Public Companies
Webcast Archives:
Part 1: Windows Media
Part 2: Windows Media
2004 Events
News Conference on SEC Advisory Committee on Smaller Public Companies
Thursday, December 16, 2004
Announcements (in Press Rel. No. 2004-174)
Webcast Archives: Windows Media
Government-Business Forum on Small Business Capital Formation
Monday, September 20, 2004
Forum Agenda
Press Release
Discussion Materials
Transcript
Webcast Archives:
Part 1: Windows Media
Part 2: Windows Media
Part 3: Windows Media
Hearing on Regulation NMS
Wednesday, April 21, 2004
Agenda (in Press Rel. No. 2004-52)
Additional Materials
Roundtable Discussion Re: Proposed Rules Relating to Security Holder Director Nominations
Wednesday, March 10, 2004
Announcement
Agenda
Additional Materials
2003 Events
News Conference To Announce Enforcement Action Against Morgan Stanley DW Inc.
Monday, November 17, 2003
News Conference on the SEC Hedge Fund Report
Monday, September 29, 2003
News Conference Announcing Appointment of Donald T. Nicolaisen as the Commission's Chief Accountant
Thursday, August 14, 2003
News Conference Celebrating Sarbanes-Oxley Act Anniversary
Wednesday, July 30, 2003
Roundtable on Hedge Funds
Wednesday, May 14 and Thursday, May 15, 2003
Initial Announcement
Agenda
Additional Materials
News Conference on Global Settlement
Monday, April 28, 2003
Press Briefing to Announce Selection of the Chairman
of the Public Company Accounting Oversight Board
Tuesday, April 15, 2003
2002 Events
Roundtables on the International Impact of Proposed Rules
on Auditor Independence and Attorney Conduct
Tuesday, December 17, 2002
Announcement
Transcript
SEC-SIA Anti-Money Laundering Webcast
Monday, November 25, 2002
Announcement & Procedure for Submitting Questions
Credit Rating Agency Hearings
Friday, November 15 and Thursday, November 21, 2002
Announcement
Schedule
Participants and Comments
Market Structure Hearings
Tuesday, October 29 and Tuesday, November 12, 2002
Initial Announcement
Schedule
Topics for Discussion
Participants
Investor Summit
Friday, May 10, 2002
Background Information
Financial Disclosure and Auditor Oversight Roundtables
Monday, March 4, Wednesday, March 6 and Thursday, April 4, 2002
Agendas and Speakers
http://www.sec.gov/news/otherwebcasts.shtml
|