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Cooperative Arrangements with Foreign Regulators
1. Enforcement Cooperation:
- Argentina (December 9, 1991)
- Australia (October 20, 1993)
- Brazil (July 1, 1988)
- Canada (January 7, 1988)
- Chile (June 3, 1993)
- France (December 14, 1989)
- Germany (November 22, 1993; March 24, 1994; October 17, 1997)
- Hong Kong (October 5, 1995)
- IOSCO (May, 2002)
- Israel (February 13, 1996)
- Italy (May 3 & 5, 1993)
- Japan (May 23, 1986; May 17, 2002; January 12 & 16, 2006)
- Jersey (May 22, 2002)
- Mexico (October 18, 1990)
- Netherlands (December 11, 1989; July 1, 1992)
- Norway (September 24, 1991)
- Portugal (October 10, 1997)
- Singapore (May 16, 2000)
- Spain (July 8, 1992)
- Switzerland (August 31, 1982; November 10, 1987; November 3, 1993)
- United Kingdom (September 23, 1986, September 25, 1991)
- Communiqués/Joint Statements
2. Regulatory Cooperation:
- Market Participants and Markets
- Issuers and Financial Reporting
3. Technical Assistance:
4. Terms of Reference for Bilateral Dialogues:
- China Securities Regulatory Commission (May 2, 2006)
- Committee of European Securities Regulators (June 4, 2004)
- Securities and Exchange Board of India (January 8, 2008)
- Japan Financial Services Agency (January 30, 2006)
- Korea Financial Supervisory Commission (June 27, 2006)
- Capital Markets Board of Turkey (July 21, 2011)
5. Mutual Recognition:
- Australia (August 25, 2008)
http://www.sec.gov/about/offices/oia/oia_cooparrangements.shtml
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