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SEC Congressional Statements and Testimony Archive: 2005
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
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Date |
Testimony |
Fourth Quarter |
Nov. 17, 2005 |
Lori A. Richards , Director, Office of Compliance Inspections and Examinations, Before the Senate Committee on Banking, Housing, and Urban Affairs, re: SEC Oversight of Sales of Securities to Military Personnel |
Third Quarter |
Sep. 8, 2005 |
Robert L.D. Colby, Deputy Director of the Division of Market Regulation, Before the United States Senate Committee on Banking, Housing, and Urban Affairs, re: The Commodity Exchange Reauthorization Act of 2005, S. 1566 |
Jul. 27, 2005 |
James M. McConnell , Executive Director, Before the U.S. Senate Subcommittee on Federal Financial Management, Government Information, and International Security Committee on Homeland Security and Governmental Affairs, re: Securities and Exchange Commission's Audited Financial Statements and Facilities Budgeting |
Second Quarter |
Jun. 7, 2005 |
Lori A. Richards , Director, Office of Compliance Inspections and Examinations, Before the U.S. House Subcommittee on Commercial and Administrative Law, re: SEC's Mutual Fund Oversight |
May 19, 2005 |
Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: Recent Developments in the Equity Markets |
May 10, 2005 |
Meyer Eisenberg , Acting Director, Division of Investment Management and Deputy General Counsel, Before the U.S. House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, re: Mutual Fund Rulemaking |
Apr. 21, 2005 |
Chairman William H. Donaldson, Before the House Committee on Financial Services, re: the Impact of the Sarbanes-Oxley Act |
Apr. 21, 2005 |
Alan L. Beller, Director, Division of Corporation Finance, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate, re: the Application of Federal Securities Law Disclosure and Reporting Requirements to Fannie Mae, Freddie Mac and the Federal Home Loan Banks |
Apr. 12, 2005 |
Annette L. Nazareth, Before the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, Committee on Financial Services, re: Credit Rating Agencies |
First Quarter |
Mar. 15, 2005 |
Chairman William H. Donaldson, Oral Testimony Before the U.S. House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, re: Proposed Regulation NMS |
Mar. 15, 2005 |
Chairman William H. Donaldson, Before the U.S. House Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, re: Proposed Regulation NMS |
Mar. 11, 2005 |
Chairman William H. Donaldson, Before the Subcommittee on Science, State, Justice and Commerce and Related Agencies Committee on Appropriations, re: Fiscal 2006 Appropriations Request for the U.S. Securities and Exchange Commission |
Mar. 9, 2005 |
Chairman William H. Donaldson, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs, re: State of the Securities Industry |
Feb. 9, 2005 |
Donald T. Nicolaisen, Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises: Committee on Financial Services, re: Accounting for Deferred Purchase Price Adjustments and for Derivatives and Hedging Activities |
http://www.sec.gov/news/testimony/testarchive/2005test.shtml
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