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SEC Congressional Testimony: 2008
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
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Date |
Testimony |
Speaker |
Fourth Quarter |
Nov. 20, 2008 |
Testimony Concerning Credit Default Swaps, Before the House Committee on Agriculture |
Erik Sirri, Director, Division of Trading and Markets |
Oct. 23, 2008 |
Testimony Concerning the Role of Federal Regulators: Lessons from the Credit Crisis for the Future of Regulation, Before the Committee on Oversight and Government Reform, United States House of Representatives |
Chairman
Christopher Cox |
Oct. 15, 2008 |
Testimony Concerning Credit Default Swaps, Before the House Committee on Agriculture |
Erik Sirri, Director, Division of Trading and Markets |
Third Quarter |
Sep. 23, 2008 |
Turmoil in U.S. Credit Markets: Recent Actions Regarding Government Sponsored Entities, Investment Banks and Other Financial Institutions, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate |
Chairman
Christopher Cox |
Sep. 18, 2008 |
Testimony Concerning Transparency in Accounting, Proposed Changes to Accounting for Off-Balance Sheet Entities, Before the Subcommittee on Securities, Insurance, and Investment, Committee on Banking, Housing, and Urban Affairs, United States Senate |
John W. White, Director, Division of Corporation Finance, and James L. Kroeker, Deputy Chief Accountant |
Sep. 18, 2008 |
The SEC’s Recent Actions With Respect to Auction Rate Securities, Before the Committee on Financial Services, U.S. House of Representatives |
Linda Chatman Thomsen, Director, Division of Enforcement |
Jul. 24, 2008 |
Testimony Concerning Reform of the Financial Regulatory System
, Before the Committee on Financial Services, U.S. House of Representatives |
Chairman
Christopher Cox |
Jul. 15, 2008 |
Testimony Concerning Recent Developments in U.S. Financial Markets and Regulatory Responses
, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs |
Chairman
Christopher Cox |
Jul. 9, 2008 |
Testimony Regarding Reducing Risks and Improving Oversight in the OTC Credit Derivatives Market, Before the Subcommittee on Securities, Insurance, and Investment of the Senate Committee on Banking, Housing, and Urban Affairs |
James A. Overdahl, Chief Economist |
Second Quarter |
Jun. 19, 2008 |
Testimony Concerning Oversight of Risk Management at Investment Banks, Before the Subcommittee on Securities, Insurance, and Investment Committee on Banking, Housing, and Urban Affairs, United States Senate |
Erik Sirri, Director, Division of Trading and Markets
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May 7, 2008 |
Fiscal Year 2009 Appropriations Request, Before the Subcommittee on Financial Services and General Government Committee on Appropriations, United States Senate |
Chairman
Christopher Cox |
May 7, 2008 |
Testimony Concerning Turmoil in the Credit Markets: Examining the Regulation of Investment Banks by the Securities and Exchange Commission |
Erik R. Sirri, Director, Division of Trading and Markets |
Apr. 24, 2008 |
The Regulatory Framework for Sovereign Investments, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate |
Ethiopis Tafara, Director, Office of International Affairs |
Apr. 22, 2008 |
Oversight of Nationally Recognized Statistical Rating Organizations, Before the Committee on Banking, Housing and Urban Affairs, United States Senate |
Chairman
Christopher Cox |
Apr. 16, 2008 |
Fiscal Year 2009 Appropriations Request, Before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives |
Chairman
Christopher Cox |
Apr. 3, 2008 |
Testimony Concerning Recent Events in the Credit Markets, Before the Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
First Quarter |
Mar. 12, 2008 |
Municipal Bond Turmoil: Impact on Cities, Towns, and States, Before the Committee on Financial Services, U.S. House of Representatives |
Erik R. Sirri, Director, Division of Trading and Markets |
Mar. 5, 2008 |
Foreign Government Investment in the U.S. Economy and Financial Sector, Before the Financial Services Subcommittee on Domestic and International Monetary Policy, Trade and Technology and the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises |
Ethiopis Tafara, Director, Office of International Affairs |
Feb. 26, 2008 |
Plain Language — The Benefits to Small Business, Before the Subcommittee on Contracting and Technology, Committee on Small Business, U.S. House of Representatives |
Chairman
Christopher Cox |
Feb. 14, 2008 |
The State of the Bond Insurance Industry, Before the Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises, Committee on Financial Services, U.S. House of Representatives |
Erik R. Sirri, Director, Division of Trading and Markets |
Feb. 14, 2008 |
The State of the United States Economy and Financial Markets, Before the US Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
Feb. 12, 2008 |
Testimony Concerning the SEC's Pay-for-Performance System, Before the Subcommittee on Federal Workforce, Postal Service, and the District of Columbia, Committee on Oversight and Government Reform, U.S. House of Representatives |
Diego Ruiz, Executive Director |
Feb. 7, 2008 |
Sovereign Wealth Funds and Public Disclosure, Before the U.S.-China Economic and Security Review Commission |
Linda Chatman Thomsen, Director, Division of Enforcement |
http://www.sec.gov/news/testimony/testarchive/2008test.shtml
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