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SEC Congressional Testimony: 2007
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
Additional Archives
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Date |
Testimony |
Speaker |
Fourth Quarter |
Dec. 12, 2007 |
Sarbanes-Oxley Section 404: New Evidence on the Cost for Small Companies, Before the U.S. House of Representatives Committee on Small Business |
Chairman
Christopher Cox |
Nov. 14, 2007 |
Statement Concerning Bylaw Proposals to Establish Director Nomination Procedures, Before the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
Oct. 30, 2007 |
Testimony Concerning Improving Disclosure for Workers Investing for Retirement, Before the Ways and Means Committee, U.S. House of Representatives |
Andrew J. Donohue, Director, Division of Investment Management |
Oct. 24, 2007 |
Globally Accepted Accounting Standards, Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Conrad W. Hewitt, Chief Accountant, and John W. White, Director, Division of Corporation Finance |
Oct. 4, 2007 |
Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, Before the Committee on Banking, Housing, and Urban Affairs, United States Senate |
Erik Sirri, Director, Division of Market Regulation |
Third Quarter |
Sep. 26, 2007 |
The Role and Impact of Credit Rating Agencies on the Subprime Credit Markets, Before the United States Senate Committee on Banking, Housing, and Urban Affairs |
Chairman
Christopher Cox |
Sep. 5, 2007 |
Protecting Senior Citizens from Investment Fraud, Before the United States Senate Special Committee on Aging |
Chairman
Christopher Cox |
Sep. 5, 2007 |
Concerning Recent Events in the Credit and Mortgage Markets
and Possible Implications for U.S. Consumers and the Global Economy, Before the Financial Services Committee, U.S. House of Representatives |
Erik R. Sirri, Director, Division of Market Regulation |
Jul. 31, 2007 |
Statement of Chairman Christopher Cox, Before the Banking, Housing, and Urban Affairs Committee, United States Senate |
Chairman
Christopher Cox |
Jul. 12, 2007 |
Written Statement of the Commission; "A Global View: Examining Cross-Border Exchange Mergers", Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
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Jul. 11, 2007 |
Concerning Initial Public Offerings of Investment Managers of Hedge and Private Equity Funds, Before the Domestic Policy Subcommittee of the Oversight and Government Reform Committee, U.S. House of Representatives |
Andrew J. Donohue, Director, Division of Investment Management |
Jul. 11, 2007 |
Concerning Initial Public Offerings of Investment Managers of Hedge and Private Equity Funds, Before the Committee on Finance, United States Senate |
Andrew J. Donohue, Director, Division of Investment Management |
Jul. 11, 2007 |
Concerning Recent Initiatives Taken by the Commission, Before the Financial Services Committee, U.S. House of Representatives |
Erik R. Sirri, Director, Division of Market Regulation |
Second Quarter |
Jun. 26, 2007 |
A Review of Investor Protection and Market Oversight with the Five Commissioners of the Securities and Exchange Commission, Before the House Committee on Financial Services |
Chairman
and Commissioners |
Jun. 5, 2007 |
Section 404 of the Sarbanes-Oxley Act and Small Business, Before the Committee on Small Business, U.S. House of Representatives |
Chairman
Christopher Cox |
Jun. 5, 2007 |
Tax and Accounting Issues Related to Employee Stock Option Compensation |
John W. White, Director, Division of Corporation Finance |
May 17, 2007 |
Consolidation of NASD with the Member Firm Regulatory Functions of the NYSE: Working Towards Improved Regulation, Before the Subcommittee on Securities, Insurance, and Investment of the U.S. Senate Committee on Banking, Housing, and Urban Affairs |
Erik R. Sirri, Director, Division of Market Regulation |
May 16, 2007 |
Fiscal 2008 Appropriations Request, Before the Subcommittee on Financial Services and General Government Committee on Appropriations, United States Senate |
Chairman
Christopher Cox |
Apr. 25, 2007 |
Consolidated Supervision of U.S. Securities Firms and Affiliated Industrial Loan Corporations, Financial Services Committee, U.S. House of Representatives |
Robert Colby, Division of Market Regulation
Deputy Director, |
Apr. 18, 2007 |
Reporting on the Internal Controls of Small Businesses Under Section 404 of the Sarbanes-Oxley Act of 2002, Before the Committee on Small Business & Entrepreneurship, United States Senate |
Chairman
Christopher Cox |
First Quarter |
Mar. 27, 2007 |
Fiscal 2008 Appropriations Request, Before the Subcommittee on Financial Services and General Government, Committee on Appropriations, U.S. House of Representatives |
Chairman
Christopher Cox |
http://www.sec.gov/news/testimony/testarchive/2007test.shtml
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