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2011-13976

  • Federal Register, Volume 76 Issue 109 (Tuesday, June 7, 2011)[Federal Register Volume 76, Number 109 (Tuesday, June 7, 2011)]

    [Proposed Rules]

    [Page 32880]

    From the Federal Register Online via the Government Printing Office [www.gpo.gov]

    [FR Doc No: 2011-13976]

    =======================================================================

    -----------------------------------------------------------------------

    COMMODITY FUTURES TRADING COMMISSION

    17 CFR Part 1

    RIN 3038-AD46

    SECURITIES AND EXCHANGE COMMISSION

    17 CFR Part 240

    [Release No. 33-9204A; 34-64372A; File No. S7-16-11]

    RIN 3235-AK65

    Further Definition of ``Swap,'' ``Security-Based Swap,'' and

    ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap

    Agreement Recordkeeping

    AGENCY: Commodity Futures Trading Commission; Securities and Exchange

    Commission.

    ACTION: Joint proposed rules; proposed interpretations; correction.

    -----------------------------------------------------------------------

    SUMMARY: The Commodity Futures Trading Commission and the Securities

    and Exchange Commission published a document in the Federal Register of

    May 23, 2011 that referenced an incorrect RIN and an incorrect cite in

    an authority citation. This correction is being published to correct

    both the RIN and the authority citation.

    FOR FURTHER INFORMATION CONTACT: CFTC: Julian E. Hammar, Assistant

    General Counsel, at 202-418-5118, jhammar@cftc.gov, Mark Fajfar,

    Assistant General Counsel, at 202-418- 6636, mfajfar@cftc.gov, or David

    E. Aron, Counsel, at 202-418-6621, daron@cftc.gov, Office of General

    Counsel, Commodity Futures Trading Commission, Three Lafayette Centre,

    1155 21st Street, NW., Washington, DC 20581; SEC: Matthew A. Daigler,

    Senior Special Counsel, at 202-551-5578, Cristie L. March, Attorney-

    Adviser, at 202-551-5574, or Leah M. Drennan, Attorney-Adviser, at 202-

    551-5507, Division of Trading and Markets, or Michael J. Reedich,

    Special Counsel, or Tamara Brightwell, Senior Special Counsel to the

    Director, at 202-551- 3500, Division of Corporation Finance, Securities

    and Exchange Commission, 100 F Street, NE., Washington, DC 20549-7010.

    Correction

    In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on

    page 29818, in the 10th line of the first column, the Security and

    Exchange Commission's RIN is corrected to read as noted above.

    In the Federal Register of May 23, 2011, in FR Doc. 2011-11008, on

    page 29888, the authority citation in the second column reads as

    follows:

    Authority: 7 U.S.C. 1a, 2, 5, 6, 6a, 6b, 6c, 6d, 6e, 6f, 6g,

    6h, 6i, 6j, 6k, 6l, 6m, 6n, 6o, 6p, 6r, 7, 7a, 7b, 8, 9, 10, 12,

    12a, 12c, 13a, 13a-1, 16, 16a, 21, 23, and 24.

    Commodity Futures Trading Commission.

    David A. Stawick,

    Secretary. Securities and Exchange Commission.

    Dated: June 1, 2011.

    Elizabeth M. Murphy,

    Secretary.

    [FR Doc. 2011-13976 Filed 6-6-11; 8:45 am]

    BILLING CODE 6351-01-P; 8011-01-P

    Last Updated: June 7, 2011



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