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End-user Exception
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The Commission has issued proposed rules to implement the Dodd-Frank Wall Street Reform and Consumer Protection Act, and is seeking input on these rules from the public.
A list of proposed rules for this topic, along with other related Federal Register notices, is provided below. Members of the public are encouraged to review proposed rules, and offer comment by clicking the associated "Comment File" link.
Additional information regarding Business Conduct Standards w/ Counterparties is provided below, including factsheets for each proposed rule, and details of meetings held between CFTC staff and outside parties.
Related Federal Register Releases
Proposed Rule: 77 FR 41940 // PDF Version
7/17/2012
17 CFR Part 39
Clearing Exemption for Certain Swaps Entered Into by Cooperatives
Comment File - Closing Date: 8/16/2012Final Rule: 77 FR 42559 // PDF Version
7/19/2012
17 CFR Part 39
End-User Exception to the Clearing Requirement for Swaps
Effective Date: September 17, 2012Proposed Rule: 75 FR 80747 // PDF Version
12/23/2010
17 CFR Part 39 End-User Exception to Mandatory Clearing of Swaps
Comment File - Extended Date: 6/3/2011Additional Information
Fact Sheet: Final Rule on End-User Exception to the Clearing Requirement for Swaps
Questions and Answers: End-User Exception to the Clearing Requirement for SwapsFact Sheet: Proposed Rule on the End-User Exception to Mandatory Clearing of Swaps
Q&A: End-User Exception to Mandatory Clearing of SwapsEvent: Open Meeting on Seventh Series of Proposed Rules under the Dodd-Frank Act
Date
MEETING WITH
REGARDING RULEMAKING
GE
Honeywell
IBM
Chatham Financial
U.S. Chamber of Commerce
National Association of Manufacturers
Gibson Dunn
Honeywell
IBM
Chatham Financial
U.S. Chamber of Commerce
National Association of Manufacturers
Gibson Dunn
XI. End-user Exception
General
General
GE
Honeywell
IBM
Gibson Dunn
Chatham Financial
US Chamber of Commerce
Honeywell
IBM
Gibson Dunn
Chatham Financial
US Chamber of Commerce
XI. End-user Exception
General
General
ISDA
Morgan Stanley
DE Shaw
Bank of America/Merrill Lynch
Barclay's
Morgan Stanley
DE Shaw
Bank of America/Merrill Lynch
Barclay's
VII. DCO Core Principles
IX. Governance & Possible Limits
XI. End-user Exception
XIII. SEF Registration
IX. Governance & Possible Limits
XI. End-user Exception
XIII. SEF Registration
Dominion Resources
GenOn Energy
Edison Electric Institute (EEI)
Cadwalader
Luminant
NextEra Energy
Southern Company
Balch & Bingham LLP
GenOn Energy
Edison Electric Institute (EEI)
Cadwalader
Luminant
NextEra Energy
Southern Company
Balch & Bingham LLP
XI. End-user Exception
John Deere Financial, CAT Financial, Honda Financial Services, Toyota Financial Services
XI. End-user Exception
U.S. Chamber of Commerce End-Users Group
VIII. Process for Review of Swaps
XI. End-user Exception
XI. End-user Exception
GE
Honeywell
CAT
John Deere
BP
Gibson Dunn
Peabody Energy
Financial Executives International
Prudential Financial
Principal Financial
Shell
Chatham Financial
National Association of Manufacturers
U.S. Chamber of Commerce
NAREIT
Honeywell
CAT
John Deere
BP
Gibson Dunn
Peabody Energy
Financial Executives International
Prudential Financial
Principal Financial
Shell
Chatham Financial
National Association of Manufacturers
U.S. Chamber of Commerce
NAREIT
XI. End-user Exception
Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
II. Definitions
V. Capital & Margin
XI. End-user Exception
V. Capital & Margin
XI. End-user Exception
Companies in the oil & gas industry and financial companies engaged in swaps with energy market participants.
II. Definitions
V. Capital & Margin
XI. End-user Exception
General
V. Capital & Margin
XI. End-user Exception
General
Inter-American Development Bank (IDB)
II. Definitions
XI. End-user Exception
XI. End-user Exception
Coalition for Derivatives End-Users
Honeywell
Gibson Dunn
GE Capital
Hewlett-Packard Company
National Association of Manufacturers
Business Roundtable
Chatham Financial
Commodity Markets Council
Principal Financial Group
Financial Executives International
Honeywell
Gibson Dunn
GE Capital
Hewlett-Packard Company
National Association of Manufacturers
Business Roundtable
Chatham Financial
Commodity Markets Council
Principal Financial Group
Financial Executives International
XI. End-user Exception
Greenberg Traurig, LLP
National Rural Utilities Cooperative Finance Corporation
National Rural Utilities Cooperative Finance Corporation
XI. End-user Exception
Gibson Dunn
Ameriprise Financial
GE
Prudential
Loews
Financial Executive Int'l
FEI
Nationwide Insurance
Chatham Financial
Peabody Energy
National Association of Manufacturers
Ameriprise Financial
GE
Prudential
Loews
Financial Executive Int'l
FEI
Nationwide Insurance
Chatham Financial
Peabody Energy
National Association of Manufacturers
XI. End-user Exception
Greenberg Traurig
National Rural Utilities Cooperative Finance Coroporation (NRUCFC)
National Rural Utilities Cooperative Finance Coroporation (NRUCFC)
XI. End-user Exception
BP
Chatham Financial
Forest City
GE
IBM
The JBG Companies
John Deere
NAREIT
Chatham Financial
Forest City
GE
IBM
The JBG Companies
John Deere
NAREIT
XI. End-user Exception
General
General
National Rural Utilities Cooperative Finance Corporation (NRU CFC)
Russell & Barron
Russell & Barron
II. Definitions
XI. End-user Exception
XXI. Joint Rules w/ SEC
XI. End-user Exception
XXI. Joint Rules w/ SEC
FTN Financial, a division of First Tennessee Bank, N.A.
II. Definitions
XI. End-user Exception
XI. End-user Exception
The Church Alliance
II. Definitions
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
The PrivateBank and Trust Company
Susquehanna Bank
Commerce Bank
Atlantic Capital Bank
Trustmark
Webster Bank
UMB Bank
Wintrust
Chatham Financial
Susquehanna Bank
Commerce Bank
Atlantic Capital Bank
Trustmark
Webster Bank
UMB Bank
Wintrust
Chatham Financial
XI. End-user Exception
Church Alliance
II. Definitions
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
National Council of Farmer Cooperatives
II. Definitions
XI. End-user Exception
XIX. Agricultural Swaps
XI. End-user Exception
XIX. Agricultural Swaps
National Rural Utilities Cooperative Finance Corporation (NRU CFC)
Russell Barron
Russell Barron
XI. End-user Exception
Chatham Financial (Chatham)
Susquehanna Bancshares, Inc. (Susquehanna)
Susquehanna Bancshares, Inc. (Susquehanna)
II. Definitions
XI. End-user Exception
XI. End-user Exception
Cooperative Finance Corporation (CFC)
Russell & Barron
Russell & Barron
XI. End-user Exception
The Prudential Insurance Company of America (Prudential)
Sullivan & Cromwell (S&C)
U.S. Securities and Exchange Commission (SEC)
Sullivan & Cromwell (S&C)
U.S. Securities and Exchange Commission (SEC)
II. Definitions
XI. End-user Exception
XI. End-user Exception
Riverside Risk Advisors
II. Definitions
V. Capital & Margin
XI. End-user Exception
V. Capital & Margin
XI. End-user Exception
Washington Analysis (WA)
Atlanta Capital Management (Atlanta)
Conatus Capital (Conatus)
JP Morgan
Millennium Partners (Millenium)
Pyramis Global Advisors (Pyramis)
Wellington Asset Management (Wellington)
U.S. Securities and Exchange Commission (SEC)
Atlanta Capital Management (Atlanta)
Conatus Capital (Conatus)
JP Morgan
Millennium Partners (Millenium)
Pyramis Global Advisors (Pyramis)
Wellington Asset Management (Wellington)
U.S. Securities and Exchange Commission (SEC)
XI. End-user Exception
Constellation Energy
BRT
Chamber of Commerce
National Association of Manufacturers
NAREIT
Financial Executives International
IBM
Caterpillar
John Deere
GE
Forest City
Inland
MillerCoors
Ford
Energy Future Holdings
Chatham Financial
Gibson Dunn
BRT
Chamber of Commerce
National Association of Manufacturers
NAREIT
Financial Executives International
IBM
Caterpillar
John Deere
GE
Forest City
Inland
MillerCoors
Ford
Energy Future Holdings
Chatham Financial
Gibson Dunn
II. Definitions
XI. End-user Exception
XI. End-user Exception
Property Casualty Insurers Assoc, The Raben Group
II. Definitions
XI. End-user Exception
XI. End-user Exception
European Parliament
II. Definitions
VII. DCO Core Principles
XI. End-user Exception
XVIII. Real Time Reporting
VII. DCO Core Principles
XI. End-user Exception
XVIII. Real Time Reporting
European Commission
II. Definitions
VII. DCO Core Principles
XI. End-user Exception
XVI. Swap Data Repositories Registration
VII. DCO Core Principles
XI. End-user Exception
XVI. Swap Data Repositories Registration
Better Markets, Inc. (Better Markets)
U.S. Securities and Exchange Commission (SEC)
U.S. Securities and Exchange Commission (SEC)
XI. End-user Exception
Kraft Foods
Russell & Barron
Sutherland Asbill & Brennan LLP
Russell & Barron
Sutherland Asbill & Brennan LLP
II. Definitions
XI. End-user Exception
XI. End-user Exception
Representatives from energy firms, electric utilitiy industry, las firm of Morgan, Lewis & Bockius
II. Definitions
XI. End-user Exception
XXV. Whistleblowers
General
XI. End-user Exception
XXV. Whistleblowers
General
Independent Petroleum Association of America (IPAA)
II. Definitions
V. Capital & Margin
XI. End-user Exception
V. Capital & Margin
XI. End-user Exception
Natural Gas Supply Association and National Corn Growers Association
II. Definitions
V. Capital & Margin
XI. End-user Exception
V. Capital & Margin
XI. End-user Exception
National Rural Electric Cooperative Association
American Public Power Association
American Public Gas Association
Large Public Power Council
ACES Power Marketing
Schiff Hardin LLP
Wilmer Cutler Pickering Hale and Dorr LLP
American Public Power Association
American Public Gas Association
Large Public Power Council
ACES Power Marketing
Schiff Hardin LLP
Wilmer Cutler Pickering Hale and Dorr LLP
XI. End-user Exception
National Council of Farmer Cooperatives
XI. End-user Exception
XVI. Swap Data Repositories Registration
XVI. Swap Data Repositories Registration
Commodity Markets Oversight Coalition
II. Definitions
XI. End-user Exception
XXVI. Position Limits
XI. End-user Exception
XXVI. Position Limits
National Rural Utilities Cooperative Finance Corporation (NRUCFC)
Russell Barron
Hogan Lovells
Russell Barron
Hogan Lovells
II. Definitions
XI. End-user Exception
XI. End-user Exception
Farm Credit Council
Co Bank
Agri Bank
Co Bank
Agri Bank
II. Definitions
XI. End-user Exception
XI. End-user Exception
Farm Credit Council
II. Definitions
VI. Segregation and Bankruptcy
XI. End-user Exception
VI. Segregation and Bankruptcy
XI. End-user Exception
NextEra Energy Resources, LLC
II. Definitions
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XVIII. Real Time Reporting
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XVIII. Real Time Reporting
Deere Credit
Caterpillar Financial Services
Volkswagen
Deere & Company
Caterpillar
Ford Motor Company
Arnold & Porter on behalf of Toyota Finance
Caterpillar Financial Services
Volkswagen
Deere & Company
Caterpillar
Ford Motor Company
Arnold & Porter on behalf of Toyota Finance
XI. End-user Exception
Deere Credit, Caterpillar Financial Services, Volkswagen, US Chamber of Commerce, Chatham Financial, Deere & Company, Caterpillar, Ford Motor Company, and Arnold & Porter on behalf of Toyota Finance.
XI. End-user Exception
National Ass'n of REITs (NAREIT); Chatham Financial; National Ass'n of Manufacturers (NAM); Gibson Dunn law firm; and GE Capital (GE).
V. Capital & Margin
XI. End-user Exception
XI. End-user Exception
General Motors (GM)
NISA Investment Advisors (NISA)
Association for Financial Professionals (AFP)
American Benefits Council (ABC)
Skadden (S)
Winston & Strawn (WS)
NISA Investment Advisors (NISA)
Association for Financial Professionals (AFP)
American Benefits Council (ABC)
Skadden (S)
Winston & Strawn (WS)
II. Definitions
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
Delta Stretgy
Chesapeake Energy
Chesapeake Energy
XI. End-user Exception
XXVI. Position Limits
XXVI. Position Limits
Apache Corporation (Apache)
Bracewell and Giuliani (Bracewell)
Competitive Power Ventures, Inc (Competitive Power)
El Paso Corporation (El Paso)
Iberdrola Renewables, Inc. (Iberdorola)
Markwest Energy Partners, L.P. (Markwest)
Noble Energy, Inc. (Noble)
Shell Energy North America (Shell)
Bracewell and Giuliani (Bracewell)
Competitive Power Ventures, Inc (Competitive Power)
El Paso Corporation (El Paso)
Iberdrola Renewables, Inc. (Iberdorola)
Markwest Energy Partners, L.P. (Markwest)
Noble Energy, Inc. (Noble)
Shell Energy North America (Shell)
V. Capital & Margin
XI. End-user Exception
XI. End-user Exception
Cargill Risk Management
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
XXVI. Position Limits
XI. End-user Exception
XIX. Agricultural Swaps
XXVI. Position Limits
Cargill Risk Management
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
XXVI. Position Limits
XI. End-user Exception
XIX. Agricultural Swaps
XXVI. Position Limits
Vitol, Hunton & Williams, Constellation, ConocoPhillips
II. Definitions
XI. End-user Exception
XXVI. Position Limits
XI. End-user Exception
XXVI. Position Limits
Cargill Risk Management
V. Capital & Margin
XI. End-user Exception
XXVI. Position Limits
XI. End-user Exception
XXVI. Position Limits
Cargill Risk Management
V. Capital & Margin
XI. End-user Exception
XXVI. Position Limits
XI. End-user Exception
XXVI. Position Limits
Independent Community Bankers of America (ICBA).
XI. End-user Exception
Winston & Strawn
CME Group
Chesapeake Energy
Citadel
Caterpillar, Inc.
Delta Strategies
U.S. Chamber of Commerce
The Boeing Company
TruMarx Data Partners Inc.
GTCR Golder Rauner
The PrivateBank & Trust Co.
McGuire Woods
Chatham
Deere & Company
IMC Financial Markets
Inland
CME Group
Chesapeake Energy
Citadel
Caterpillar, Inc.
Delta Strategies
U.S. Chamber of Commerce
The Boeing Company
TruMarx Data Partners Inc.
GTCR Golder Rauner
The PrivateBank & Trust Co.
McGuire Woods
Chatham
Deere & Company
IMC Financial Markets
Inland
II. Definitions
V. Capital & Margin
XI. End-user Exception
XVIII. Real Time Reporting
XXVI. Position Limits
V. Capital & Margin
XI. End-user Exception
XVIII. Real Time Reporting
XXVI. Position Limits
Old Dominion Power (ODP); American Public Gas Association (APGA); American Public Power Association (APPA); National Rural Electric Cooperative Association (NRECA); Schiff Hardin law firm; New York Power Authority (NYPA); Aces Power Marketing (APM); and Alston & Bird law firm (Alston & Bird).
II. Definitions
XI. End-user Exception
XI. End-user Exception
Air Transport Association (ATA)
XI. End-user Exception
XXVI. Position Limits
XXVI. Position Limits
Delta Strategy Group
Hess Energy
Hess Energy
XI. End-user Exception
XXVI. Position Limits
XXVI. Position Limits
Edison Electric Institute (EEI)
American Electric Power (AEP)
Exelon
Florida Power and Light Company (FPL)
NextEra Energy (NextEra)
American Electric Power (AEP)
Exelon
Florida Power and Light Company (FPL)
NextEra Energy (NextEra)
V. Capital & Margin
XI. End-user Exception
XI. End-user Exception
Hess Energy (H)
Delta Strategy Group (DSG)
Delta Strategy Group (DSG)
XI. End-user Exception
XXVI. Position Limits
XXVI. Position Limits
NextEra Energy
Delta Strategy Group
Parsons Strategies
Delta Strategy Group
Parsons Strategies
XI. End-user Exception
XXII. Portfolio Margining Procedures
XXVI. Position Limits
XXII. Portfolio Margining Procedures
XXVI. Position Limits
NextEra Energy Resources
Delta Strategy Group
Delta Strategy Group
II. Definitions
XI. End-user Exception
XI. End-user Exception
Members of MFA.
I. Registration
II. Definitions
XI. End-user Exception
XIII. SEF Registration
XXI. Joint Rules w/ SEC
XXVI. Position Limits
General
II. Definitions
XI. End-user Exception
XIII. SEF Registration
XXI. Joint Rules w/ SEC
XXVI. Position Limits
General
Allstate Insurance Company
American International Group, Inc.
Bank of America
BNY Mellon
Citi
Deutsche Bank AG
Edward Jones
Fidelity Investments
Financial Services Forum
GE Capital
The Goldman Sachs Group, Inc.
JPMorgan Chase & Co.
MetLife, Inc.
Prudential Financial
State Street Corporation
UBS AG
US Bancorp
Wells Fargo & Company
American International Group, Inc.
Bank of America
BNY Mellon
Citi
Deutsche Bank AG
Edward Jones
Fidelity Investments
Financial Services Forum
GE Capital
The Goldman Sachs Group, Inc.
JPMorgan Chase & Co.
MetLife, Inc.
Prudential Financial
State Street Corporation
UBS AG
US Bancorp
Wells Fargo & Company
IX. Governance & Possible Limits
XI. End-user Exception
XXI. Joint Rules w/ SEC
XI. End-user Exception
XXI. Joint Rules w/ SEC
J.P. Morgan Chase & Co.
I. Registration
II. Definitions
V. Capital & Margin
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
X. Systemically Important DCO Rules
XI. End-user Exception
II. Definitions
V. Capital & Margin
VI. Segregation and Bankruptcy
VII. DCO Core Principles
VIII. Process for Review of Swaps
IX. Governance & Possible Limits
X. Systemically Important DCO Rules
XI. End-user Exception
the National Rural Electric Cooperative Association, the American Public Power Association, The Edison Electric Institute, The American Public Gas Association and the Electric Power Supply Association.
XI. End-user Exception
Natural Gas Supply Association
I. Registration
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
VI. Segregation and Bankruptcy
VIII. Process for Review of Swaps
XI. End-user Exception
XXVI. Position Limits
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
VI. Segregation and Bankruptcy
VIII. Process for Review of Swaps
XI. End-user Exception
XXVI. Position Limits
NRECA, APPA
II. Definitions
XI. End-user Exception
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
XI. End-user Exception
XXIII. Anti-Manipulation
XXIV. Disruptive Trading Practices
Chamber of Commerce
K&L Gates
Caterpillar, Inc.
Constellation Energy
Chatham Financial
Boeing
The Walt Disney Company
Wholesale Markets Brokers Association, Americas
IBM
Thomson Reuters
CME Clearing
FMC Corporation
NASDAQ OMX
Trustmark Corporation
K&L Gates
Caterpillar, Inc.
Constellation Energy
Chatham Financial
Boeing
The Walt Disney Company
Wholesale Markets Brokers Association, Americas
IBM
Thomson Reuters
CME Clearing
FMC Corporation
NASDAQ OMX
Trustmark Corporation
II. Definitions
V. Capital & Margin
XI. End-user Exception
V. Capital & Margin
XI. End-user Exception
American Benefits Council
General Dynamics
GM Asset Management
NISA Investment Advisors LLC
CIEBA
Davis & Harman LLP
Skadden
General Dynamics
GM Asset Management
NISA Investment Advisors LLC
CIEBA
Davis & Harman LLP
Skadden
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
IX. Governance & Possible Limits
XI. End-user Exception
XVI. Swap Data Repositories Registration
XVII. Data Recordkeeping
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
IX. Governance & Possible Limits
XI. End-user Exception
XVI. Swap Data Repositories Registration
XVII. Data Recordkeeping
Industrial Energy Consumers of America (IECA)
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XXI. Joint Rules w/ SEC
XXIII. Anti-Manipulation
XXVI. Position Limits
General
XI. End-user Exception
XVII. Data Recordkeeping
XXI. Joint Rules w/ SEC
XXIII. Anti-Manipulation
XXVI. Position Limits
General
Shiff Hardin
The Energy Authority
National Rural Electric Cooperative Association (NRECA)
American Public Power Association (APPA)
ACES Power Marketing
American Public Gas Association (APGA)
The Energy Authority
National Rural Electric Cooperative Association (NRECA)
American Public Power Association (APPA)
ACES Power Marketing
American Public Gas Association (APGA)
II. Definitions
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXVI. Position Limits
V. Capital & Margin
XI. End-user Exception
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXVI. Position Limits
National Council of Farmer Cooperatives (NCFC)
Land O'Lakes
Growmark
Dairy Farmers of America (DFA)
CHS, Inc. (CHS)
Land O'Lakes
Growmark
Dairy Farmers of America (DFA)
CHS, Inc. (CHS)
II. Definitions
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
CHS, Inc.,
Dairy Farmers of America (DFA),
Growmark/ Agrivisor,
LandO'Lakes,
National Council of Farmer Cooperatives (NCFC)
Dairy Farmers of America (DFA),
Growmark/ Agrivisor,
LandO'Lakes,
National Council of Farmer Cooperatives (NCFC)
II. Definitions
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
National Council of Farmer Cooperatives
Land O'Lakes
Growmark
Dairy Farmers of America
CHS, Inc.
Land O'Lakes
Growmark
Dairy Farmers of America
CHS, Inc.
II. Definitions
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
III. Business Conduct Standards w/ Counterparties
IV. Business Conduct Standards - Internal
V. Capital & Margin
XI. End-user Exception
XIX. Agricultural Swaps
State Regulators
NAIC
CSBS
NASAA
NAIC
CSBS
NASAA
II. Definitions
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
Americans for Financial Reform
II. Definitions
III. Business Conduct Standards w/ Counterparties
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
XII. DCM Core Principles
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXVI. Position Limits
III. Business Conduct Standards w/ Counterparties
V. Capital & Margin
VII. DCO Core Principles
VIII. Process for Review of Swaps
X. Systemically Important DCO Rules
XI. End-user Exception
XII. DCM Core Principles
XIII. SEF Registration
XVII. Data Recordkeeping
XVIII. Real Time Reporting
XXVI. Position Limits
Southwest Airlines
III. Business Conduct Standards w/ Counterparties
XI. End-user Exception
XI. End-user Exception
Date
SUBMISSION
05/02/2012
May 2 Chamber Group_1680 
From External Meeting on 5/2/2012
From External Meeting on 5/2/2012
10/05/2011
NRU CFC Comments_1084
From External Meeting on 10/5/2011
From External Meeting on 10/5/2011
10/04/2011
Church Alliance Cover Letter
Church Alliance, From External Meeting on 10/4/2011
Church Alliance, From External Meeting on 10/4/2011
10/04/2011
The Church Alliance Follow Up to Meeting on September 9 at CFTC
Church Alliance, From External Meeting on 10/4/2011
Church Alliance, From External Meeting on 10/4/2011
10/04/2011
Special Entity Definition – Opt-In for Church Plans
Church Group, From External Meeting on 10/4/2011
Church Group, From External Meeting on 10/4/2011
10/04/2011
Church Plans – Definitions and Legislative History
Church Alliance, From External Meeting on 10/4/2011
Church Alliance, From External Meeting on 10/4/2011
09/09/2011
Proposed Agenda for CFTC Meeting
Church Alliance, From External Meeting on 9/9/2011
Church Alliance, From External Meeting on 9/9/2011
07/22/2011
Implementation of Dodd-Frank Act 2011
National Rural Utilities Cooperative Finance Corporation (CFC), From External Meeting on 7/22/2011
National Rural Utilities Cooperative Finance Corporation (CFC), From External Meeting on 7/22/2011
05/20/2011
Re: Rulemaking under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act
Susquehanna Bank, From External Meeting on 5/20/2011
Susquehanna Bank, From External Meeting on 5/20/2011
05/04/2011
Re: CFTC Legal Authority over Interaffiliate Transactions
Prudential, From External Meeting on 5/4/2011
Prudential, From External Meeting on 5/4/2011
05/04/2011
Comment Letter with respect to the ANPRM re Definitions
Prudential, From External Meeting on 5/4/2011
Prudential, From External Meeting on 5/4/2011
05/04/2011
Re: Definitions contained in Title VII of Dodd-Frank Wall Street Reform and Consumer Protection Act, 75 Fed. Reg. 80173 (Dec. 21, 2010)
Prudential, From External Meeting on 5/4/2011
Prudential, From External Meeting on 5/4/2011
04/22/2011
OTC Swap Market Rulemaking
Riverside Risk Advisors, From External Meeting on 4/22/2011
Riverside Risk Advisors, From External Meeting on 4/22/2011
02/22/2011
IECA - End User Exemption
Paul Cicio
Paul Cicio
02/16/2011
Kraft Handout Feb 16 2011_554
Kraft Foods
Kraft Foods
02/09/2011
Re: Proposed Rules Governing the End-User Exception to Mandatory Clearing of Security-Based Swaps - File Number S7-43-10
Better Markets, From External Meeting on 2/9/2011
Better Markets, From External Meeting on 2/9/2011
01/21/2011
End User Clearing Exception
Barbara Browning
Barbara Browning
01/13/2011
National Rural Utilities Cooperative Finance Corporation Views on Implementation of the Dodd-Frank Act
National Rural Utilities Cooperative Finance Corporation, From External Meeting on 1/13/2011
National Rural Utilities Cooperative Finance Corporation, From External Meeting on 1/13/2011
01/13/2011
Implementation of Dodd-Frank 2011
National Rural Utilities Cooperative Finance Corporation, From External Meeting on 1/13/2011
National Rural Utilities Cooperative Finance Corporation, From External Meeting on 1/13/2011
12/09/2010
12/03/2010
12/01/2010
Guidance for Rulemaking Team
Cargill
Cargill
11/29/2010
Re: CFTC Rulemakings as Required by the Dodd-Frank Wall Street Reform Act
Hirsch Fuels, Inc.
Hirsch Fuels, Inc.
11/22/2010
Pre-Rule Proposal Comments of EEI and EPSA
Edison Electric Institute and Electric Power Supply Association
Edison Electric Institute and Electric Power Supply Association
11/22/2010
Pre-NOPR Comments to End User Exception Task Force (XI)
National Rural Electric Cooperative Association; American Public Power Association; American Public Gas Association; Large Public Power Council
National Rural Electric Cooperative Association; American Public Power Association; American Public Gas Association; Large Public Power Council
11/12/2010
Meeting with Commodity Futures Trading Commission Staff
Coalition of Physical Energy Companies
Coalition of Physical Energy Companies
11/12/2010
cope_317
Coalition of Physical Energy Companies (COPE), From External Meeting on 11/12/2010
Coalition of Physical Energy Companies (COPE), From External Meeting on 11/12/2010
11/11/2010
Definition of Commercial Risk for Purposes of the End User Exception from Clearing
Securities Industry and Financial Markets Association
Securities Industry and Financial Markets Association
11/09/2010
AGA Pre-Proposal Comments on End-User Exception
American Gas Association
American Gas Association
11/05/2010
"Re: The Definition of ""Commercial Risk"" under Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act"
Working Group of Commercial Energy Firms
Working Group of Commercial Energy Firms
10/25/2010
Master Agreements, Netting, Credit and Collateral in Bilateral Energy Markets
Edison Electric Institute
Edison Electric Institute
10/25/2010
Hess information sheet
Hess Energy
Hess Energy
10/25/2010
Master Agreements Netting Credit and Collateral in Energy Markets 10 25 10_227
Edison Electric Institute, From External Meeting on 10/25/2010
Edison Electric Institute, From External Meeting on 10/25/2010
10/21/2010
Presentation to CFTC
NextEra Energy Resources
NextEra Energy Resources
10/21/2010
NextEra Energy Resources Presentation to CFTC Oct 21_211
NextEra Energy Resources, From External Meeting on 10/21/2010
NextEra Energy Resources, From External Meeting on 10/21/2010
10/11/2010
NGFA Comments on Dodd-Frank Act
National Grain and Feed Association
National Grain and Feed Association
09/29/2010
Natural Gas Supply Association
Natural Gas Supply Association
Natural Gas Supply Association
09/29/2010
NGSA CFTC Comments_09.28.2010_100
Natural Gas Supply Association (NGSA), From External Meeting on 9/29/2010
Natural Gas Supply Association (NGSA), From External Meeting on 9/29/2010
09/17/2010
09/17/2010
Comments of American Benefits Council Provided at 9-17 CFTC Meeting_25
American Benefits Council, From External Meeting on 9/17/2010
American Benefits Council, From External Meeting on 9/17/2010
09/17/2010
Agenda of 9-17 CFTC-SEC Meeting with Pension Plans_25
American Benefits Council, From External Meeting on 9/17/2010
American Benefits Council, From External Meeting on 9/17/2010
09/15/2010
CFTC Agenda - September 15 20101 (2)_26
NFP Energy End User Coalition, From External Meeting on 9/15/2010
NFP Energy End User Coalition, From External Meeting on 9/15/2010
09/14/2010
Over the Counter Derivatives
Over the Counter Derivatives
Over the Counter Derivatives
09/14/2010
Dairy Farmer/Co-op Hedging
Dairy Farmer/Co-op Hedging
Dairy Farmer/Co-op Hedging
09/14/2010
Grain Farmer/Co-op Hedging
Grain Farmer/Co-op Hedging
Grain Farmer/Co-op Hedging
09/14/2010
Co-op Fertilizer Hedging
Co-op Fertilizer Hedging
Co-op Fertilizer Hedging
09/14/2010
Farmer/Co-op Fuel Hedging
Farmer/Co-op Fuel Hedging
Farmer/Co-op Fuel Hedging
09/14/2010
NCFC Grain Farmer Co-op Hedging_7
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
NCFC Fuel Farmer Co-op Hedging_7
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
NCFC Hedging Fertilizer_7
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
Docs from NCFC Meeting_8
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
Dodd-Frank OTC Derivatives 2010_7
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/14/2010
NCFC Hedging Dairy_7
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
National Council of Farmer Cooperatives (NCFC), From External Meeting on 9/14/2010
09/02/2010
09/01/2010
dmb argus_72
Argus Oil Market Regulation Summit 2010
Argus Oil Market Regulation Summit 2010
08/23/2010
Electric Power Supply Association (ESPA)
Daniel Dolan
Daniel Dolan
See Also:
