|
NR 2011-61
FOR IMMEDIATE RELEASE May 20, 2011
Contact: Robert M. Garsson (202) 874-5770
OCC Enforcement Actions
WASHINGTON — The Office of the Comptroller of the Currency (OCC) today released new enforcement actions taken against national banks and individuals currently and formerly affiliated with national banks. All Cease and Desist Orders, Civil Money Penalty Orders, and Removal/Prohibition Orders are issued with the consent of the parties, unless otherwise indicated as a Decision and Order issued by the Comptroller of the Currency. Copies of the final actions are available for download by viewing the searchable database of all public enforcement actions taken since August 1989 at http://apps.occ.gov/EnforcementActions. You may also submit a request electronically to obtain copies through the OCC's online FOIA site, https://appsec.occ.gov/publicaccesslink. Fax requests should be sent to (202)-874-5274. You can also obtain copies by writing to the Comptroller of the Currency, Communications Division, Mail Stop 2-3, Washington, DC 20219. When ordering, specify the appropriate enforcement action number. Capital Directives |
---|
No. | Name/Bank/City | Date | Arizona | 2011-054 | Western National Bank, Phoenix | 4/4/2011 |
Cease and Desist Orders |
---|
No. | Name/Bank/City | Date | Georgia | 2011-055 | Atlantic National Bank, Brunswick | 4/18/2011 | Texas | 2011-056 | Southwestern National Bank, Houston | 3/24/2011 |
Civil Money Penalty Orders |
---|
No. | Name/Bank/City | Date | Florida | 2011-057 | Jose Baloyra, Pacific National Bank, Miami | 4/14/2011 | 2011-058 | Andres Baquerizo, Pacific National Bank, Miami | 4/14/2011 | 2011-059 | Ralph Fernandez, Pacific National Bank, Miami | 4/14/2011 | 2011-060 | Eduardo Gross, Pacific National Bank, Miami | 4/14/2011 | 2011-061 | Joaquin Urquiola, Pacific National Bank, Miami | 4/14/2011 | Iowa | 2011-062 | Harry S. Coin, American Bank and Trust Company, National Association, Davenport | 4/22/2011 |
Formal Agreements |
---|
No. | Name/Bank/City | Date | California | 2011-063 | Chino Commercial Bank, National Association, Chino | 4/12/2011 | Delaware | 2011-064 | The First National Bank of Wyoming, Wyoming | 3/17/2011 | Florida | 2011-065 | First National Bank Northwest Florida, Panama City | 4/7/2011 | 2011-066 | Heartland National Bank, Sebring | 4/14/2011 | Georgia | 2011-067 | First National Bank of Decatur County, Bainbridge | 3/24/2011 | Illinois | 2011-068 | Great Lakes Bank, National Association, Blue Island | 4/5/2011 | Minnesota | 2011-069 | First National Bank in Mahnomen, Mahnomen | 3/28/2011 | Pennsylvania | 2011-070 | Mainline National Bank, Portage | 3/22/2011 |
Personal Cease and Desist Orders |
---|
No. | Name/Bank/City | Date | Wisconsin | 2011-071 | David Havel, The Baraboo National Bank, Baraboo | 4/25/2011 |
Removal / Prohibition Orders |
---|
No. | Name/Bank/City | Date | Georgia | 2011-074 | Karim Walthour Lawrence, Omni National Bank, Atlanta | 4/6/2011 | Iowa | 2011-062 | Harry S. Coin, American Bank and Trust Company, National Association, Davenport | 4/22/2011 | North Carolina | 2011-072 | Jesse Montano, Bank of America, National Association, Charlotte | 4/4/2011 | 2011-073 | Jennifer Riggs, Bank of America, National Association, Charlotte | 4/4/2011 |
Restitution Orders |
---|
No. | Name/Bank/City | Date | Iowa | 2011-062 | Harry S. Coin, American Bank and Trust Company, National Association, Davenport | 4/22/2011 |
Terminations of Existing Enforcement Actions |
---|
No. | Type/Bank/City/Old EA# | Date | Iowa | 2011-076 | FA, The First National Bank of Farragut, Shenandoah (EA# 2008-097) | 1/25/2011 | Illinois | 2011-075 | FA, Centrust Bank, National Association, Northbrook (EA# 2009-089) | 4/20/2011 | 2011-075 | FA, Centrust Bank, National Association, Northbrook (EA# 2009-197) | 4/20/2011 | Texas | 2011-077 | FA, Southwestern National Bank, Houston (EA# 2010-128) | 3/30/2011 | Virginia | 2011-078 | FA, Capital One Bank (USA), National Association, Glen Allen (EA# 2010-012) | 4/8/2011 |
# # #
|