10-09 ![PDF Image](https://webarchive.library.unt.edu/web/20121006202314im_/http://www.cftc.gov/ucm/fragments/web_header/img/icon-pdf.png)
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Regulations 4.22(c) and (d);
Exemption
The CPO of a commodity pool requested relief from Commission Regulations 4.22(c) and (d), which require the filing and distribution of a certified Annual Report for the pool. Additionally, the CPO requested relief from the distribution and filing of an uncertified Annual Report and relief from the requirement that financial information for fiscal year 2009 be included in the Annual report for fiscal year 2010. The pool began trading in January 2004 and had a net asset value of $1X,XXX. The CPO submitted signed waivers from the pool’s participants, which consisted of the CPO and the pool’s CTA, consenting to the relief requested. DCIO granted relief pursuant to Commission Regulations 140.93 and 4.12(a) with respect to the request for relief from the certification requirement, conditioned upon the future filing and distribution of a certified Annual Report for the period from January 1, 2009 through December 31, 2010. DCIO, however, denied the remainder of the request as not being in the public interest.