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Researchers and Librarians-Easy Access to Selected Securities and Investor Information at the SECOffice of Investor Education and AdvocacyCurrent Issues at the SECEnron, Hedge Funds, Sarbanes-Oxley, and more Official Documents and ReportsReleasesPress Releases Rulemaking No Action Letters, Staff Accounting Bulletins, Staff Legal Bulletins ReportsSpecial Studies Annual Report of the SEC Litigation, Decisions, Opinions, Enforcement CasesEnforcement actions, opinions, briefs, trading suspensions, investors claims funds Annual compilation of enforcement cases by category in the
appendix of the SEC Annual Report Accountants and AuditorsInformation on the SEC's website for accountants and auditors Laws, Rules, RegulationsRules and regulations are generally at volume 17 of the Code of Federal Regulations (17 CFR) Federal securities laws Agency Rulemaking and Release IdentificationRulemaking Releases
Release Identification
Under the securities laws, the Commission can bring enforcement actions either in the federal courts or internally through an administrative proceeding. For federal court cases, the agency issues a "litigation release" to announce the filing and resolution of each lawsuit. Litigation releases always begin with the letters "LR" (for example, LR-12345). For administrative proceedings, there are four general types of releases: Finding Company InformationEDGAR (SEC's Online Database of Company Reports) How to Use EDGAR Corporate Reports, How to Get Info About Some Companies Not Available at SEC Investor Information by Topichttp://www.sec.gov/investor.shtml Investor Education Publications Calculators for Investors Check Out Your Broker Pathfinders/Annotated GuidesBeginners' Guide to Investing Beginners' Guide to Mutual Funds Guide to Identifying and Avoiding Securities Fraud How to File a Complaint with the SECSEC Center for Complaints and Enforcement Tips Need a question answered? Send us your comments and/or suggestions.Questions and Commentshttp://www.sec.gov/investor/pubs/easyaccess.htm
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