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MSRB Rulemaking
We encourage the public to submit comments on the following Municipal Securities Rulemaking Board (MSRB) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter | First Quarter
MSRB File Number List for 2012
Additional Archives
2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998
| Release No. |
Date |
Details |
| Third Quarter |
SR-MSRB-2012-06 |
| 34-67908 |
Sep. 21, 2012 |
Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements
See also: Notice: Rel. No. 34-67344
|
SR-MSRB-2012-07 |
| 34-67792 |
Sep. 6, 2012 |
Notice of Filing of Proposed Amendments to the Real-Time Transaction Reporting System Information System and Subscription Service
Comments due: October 3, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
 Submit comments on SR-MSRB-2012-07
|
SR-MSRB-2012-06 |
| 34-67344 |
Jul. 3, 2012 |
Notice of Filing of Proposed Rule Change to Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements
Comments due: July 31, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-67908
Comments received are available for this proposal.
|
| Second Quarter |
SR-MSRB-2012-04 |
| 34-67238 |
Jun. 22, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
See also: Notice: Rel. No. 34-66954; Notice: Rel. No. 34-66625
|
SR-MSRB-2012-05 |
| 34-67064 |
May 25, 2012 |
Order Granting Approval of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
See also: Notice: Rel. No. 34-66772
|
SR-MSRB-2012-04 |
| 34-66954 |
May 9, 2012 |
Notice of a Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Proposed Rule G-43, on Broker’s Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker’s Brokers
See also: Order: Rel. No. 34-67238; Notice: Rel. No. 34-66625
|
SR-MSRB-2011-09 |
| 34-66927 |
May 4, 2012 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 2, Consisting of Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities
See also: Notices: Rel. No. 34-65749 and Rel. No. 34-65263 and Order: Rel. No. 34-66918
|
SR-MSRB-2012-02 |
| 34-66866 |
Apr. 26, 2012 |
Order Granting Approval of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
See also: Notice: Rel. No. 34-66522
|
SR-MSRB-2012-03 |
| 34-66865 |
Apr. 26, 2012 |
Order Granting Approval of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
See also: Notice: Rel. No. 34-66521
|
SR-MSRB-2012-05 |
| 34-66772 |
April 9, 2012 |
Notice of Filing of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
Comments due: May 4, 2012
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-67064
Comments received are available for this proposal.
|
| First Quarter |
SR-MSRB-2012-04 |
| 34-66625 |
Mar. 20, 2012 |
Notice of Filing of a Proposed Rule Change Consisting of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
Comments due: April 16, 2012
See also: Order: Rel. No. 34-67238; Notice: Rel. No. 34-66954
Comments received are available for this proposal.
|
SR-MSRB-2012-01 |
| 34-66622 |
Mar. 20, 2012 |
Order Granting Approval of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System
See also: Notice: Rel. No. 34-66309
|
SR-MSRB-2012-02 |
| 34-66522 |
Mar. 6, 2012 |
Notice of Filing of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
Comments due: April 2, 2012
See also: Order: Rel. No. 34-66866
|
SR-MSRB-2012-03 |
| 34-66521 |
Mar. 6, 2012 |
Notice of Filing of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
Comments due: April 2, 2012
See also: Order: Rel. No. 34-66865
|
SR-MSRB-2012-01 |
| 34-66309 |
Feb. 2, 2012 |
Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and amendments to the Real-Time Transaction Reporting System
Comments due: February 29, 2012
See also: Order: Rel. No. 34-66622
|
| MSRB File Number List for 2012 |
| Release No. |
Date |
Details |
SR-MSRB-2012-07 |
| 34-67792 |
Sep. 6, 2012 |
Notice of Filing of Proposed Amendments to the Real-Time Transaction Reporting System Information System and Subscription Service
Comments due: October 3, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-MSRB-2012-07
|
SR-MSRB-2012-06 |
| 34-67908 |
Sep. 21, 2012 |
Order Granting Approval of a Proposed Rule Change To Amend Rule G-34 on CUSIP Numbers, New Issue, and Market Information Requirements
|
| 34-67344 |
Jul. 3, 2012 |
Notice of Filing of Proposed Rule Change to Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements
Comments due: July 31, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-MSRB-2012-05 |
| 34-67064 |
May 25, 2012 |
Order Granting Approval of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
|
| 34-66772 |
April 9, 2012 |
Notice of Filing of a Proposed Rule Change Consisting of a Restatement of an Interpretive Notice Concerning the Application of MSRB Rule G-17 to Sophisticated Municipal Market Professionals
Comments due: May 4, 2012
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-MSRB-2012-04 |
| 34-67238 |
Jun. 22, 2012 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
|
| 34-66954 |
May 9, 2012 |
Notice of a Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Proposed Rule G-43, on Broker’s Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker’s Brokers
|
| 34-66625 |
Mar. 20, 2012 |
Notice of Filing of a Proposed Rule Change Consisting of Proposed Rule G-43, on Broker's Brokers; Proposed Amendments to Rule G-8, on Books and Records, Rule G-9, on Record Retention, and Rule G-18, on Execution of Transactions; and a Proposed Interpretive Notice on the Duties of Dealers that Use the Services of Broker's Brokers
Comments due: April 16, 2012
Comments received are available for this proposal.
|
SR-MSRB-2012-03 |
| 34-66865 |
Apr. 26, 2012 |
Order Granting Approval of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
|
| 34-66521 |
Mar. 6, 2012 |
Notice of Filing of Proposed Rule Change Consisting of Establishment of a Subscription to Historical Information and Documents Submitted to the MSRB's Short-Term Obligation Rate Transparency System
Comments due: April 2, 2012
|
SR-MSRB-2012-02 |
| 34-66866 |
Apr. 26, 2012 |
Order Granting Approval of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
|
| 34-66522 |
Mar. 6, 2012 |
Notice of Filing of Proposed Rule Change Consisting of Establishment of Historical Data Subscription from Submissions to the MSRB Electronic Municipal Market Access System ("EMMA")
Comments due: April 2, 2012
|
SR-MSRB-2012-01 |
| 34-66622 |
Mar. 20, 2012 |
Order Granting Approval of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System
|
| 34-66309 |
Feb. 2, 2012 |
Notice of Filing of Amendments to Rule G-14, on Reports of Sales or Purchases, including the Rule G-14 RTRS Procedures, and amendments to the Real-Time Transaction Reporting System
Comments due: February 29, 2012
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