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What's New on the SEC Website
October 5, 2012
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
News and Public Statements
Litigation
Administrative Proceedings
Trading Suspensions
Information for EDGAR Filers
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- BOX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on BOX (Release No. 34-67984; File No. SR-BOX-2012-015; October 4, 2012); see also Exhibit 5
- EDGA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule (Release No. 34-67980; File No. SR-EDGA-2012-45; October 4, 2012); see also Exhibit 5
- EDGX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule (Release No. 34-67981; File No. SR-EDGX-2012-45; October 4, 2012); see also Exhibit 5
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Fee Pilot Program for NASDAQ Last Sale (Release No. 34-67979; File No. SR-NASDAQ-2012-108; October 4, 2012)
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Amend the Fees Charged For Routing Orders to the New York Stock Exchange LLC (Release No. 34-67987; File No. SR-NYSEARCA-2012-110; October 4, 2012); see also Exhibit 5
- NYSE Arca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services (Release No. 34-67986; File No. SR-NYSEArca-2012-104; October 4, 2012); see also Exhibit 5
- NYSE Arca: Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of iShares 2018 S&P AMT-Free Municipal Series and iShares 2019 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 (Release No. 34-67985; File No. SR-NYSEArca-2012-92; October 4, 2012)
- OCC: Notice of Filing of Advance Notice and Notice of No Objection to Replace The Options Clearing Corporation's Credit Facility (Release No. 34-68002; File No. AN-OCC-2012-03; October 5, 2012)
- Phlx: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Regarding Treasury Securities Options (Release No. 34-67976; File No. SR-Phlx-2012-105; October 4, 2012)
http://www.sec.gov/news/whatsnew/wn-today.shtml
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