Spotlight
Enforcement Guidance
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On this page:
- Enforcement Manual
- Inspection Manual - Excerpts
- Memoranda of Understanding Between NRC and Other Agencies Regarding Enforcement
See also Dispositioning
of Enforcement Issues in a Risk-Informed Framework 
- Memorandum from Director, Office of Enforcement, December 5, 2000.
Enforcement Manual
On October 1, 2010, the NRC completed the seventh full revision of the NRC Enforcement Manual. This document is used by the NRC enforcement staff. Revision 7 is a joint effort that draws on the knowledge and experience of the enforcement staff from across the Agency. The manual is a living document that is regularly updated for accuracy.
The Manual was first published in June 1990 as a tool to assist the NRC staff in implementing the Commission's enforcement program consistent with NRC's Enforcement Policy. Intended for internal use by the NRC, the Manual contains procedures, requirements, and background information used by the staff who develop or review enforcement actions. As such, failure to follow the guidance in this Manual does not invalidate an enforcement action.
This Manual supersedes the previous version issued as Revision 6 (December 22, 2008). Revision 7 includes multiple changes, including updated and reformatted information and hyperlinks to other NRC documents. Updates to the Manual will be made as necessary.
Highlights of the changes to the Manual include:
- Guidance and information reflective of the revised Enforcement Policy published in the Federal Register on September 30, 2010 (75 FR 60485).
- An update to 42 of the Standard Formats for Enforcement Packages in Appendix B to revise out-dated wording and incorporate current enforcement practices.
- Incorporation of recommendations from the Office of the Inspector General (OIG) audit OIG-08-A-17, and subsequent changes to Inspection Manual Chapter 2800, "Materials Inspection Program" regarding materials inspector signature authority on Form 591 requiring management review and approval.
The Appendices have been updated and reformatted as necessary and new document markings have been added.
Appendix A contains an updated list of Enforcement Guidance Memoranda (EGMs).
Appendix B contains updated standard formats for enforcement packages which includes updated document markings.
Appendix C contains updated standard citations that have been reviewed by the Office of the General Counsel.
Appendix D contains updated enforcement processing aids and forms.
A more detailed summary of the changes in Revision 7 is included in Revision 7 - Summary of Changes.
| Change Notice Index |  |
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| Chapters 1-8: Narrative Guidance | |
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| Appendix A: Temporary Enforcement Guidance | |
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| Appendix B: Standard Formats for Enforcement Packages | |
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| Appendix C: Standard Citations for Enforcement Actions | |
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| Appendix D: Enforcement Processing Aids and Forms | |
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Inspection Manual - Excerpts
The NRC Inspection Manual includes procedures for issuing Notices of Enforcement Discretion (NOEDs) for Power Reactors and Gaseous Diffusion Plants.
- Implementing Procedures for Power Reactor NOEDs
- Implementing Procedures for Gaseous Diffusion Plant NOEDs
Memoranda of Understanding Between NRC and Other Agencies Regarding Enforcement
- Memorandum
of Understanding (MOU) between NRC and DOJ
- Memorandum
of Understanding (MOU) between NRC and DOL
- Memorandum
of Understanding (MOU) between NRC and DOT
- Memorandum
of Understanding (MOU) between NRC and OSHA
- Memorandum
of Understanding (MOU) between NRC and OSHA (Re: Gaseous Diffusion
Plants)
